Rule 8.3 - CADBURY PLC
Form 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in CADBURY PLC
Class of relevant security GBP0.10
to which the dealings being
disclosed relate (Note 2)
Date of dealing 17 September 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 67,309,159 4.91% 1,401,153 0.10%
securities
(2) Derivatives 2,208,612 0.16% 1,604,339 0.12%
(other than
options)
(3) Options and 1,614,200 0.12% 58,400 0.00%
agreements to
purchase/sell
Total 71,131,971 5.19% 3,063,892 0.22%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 13,133 7.8648
Purchase 6,000 51.93
Purchase 4,400 52.05
Purchase 11,600 51.57103448
Purchase 3,600 52.05
Purchase 1,200 51.56333333
Purchase 400 51.55
Purchase 400 51.57
Purchase 400 51.55
Purchase 14 7.8750
Purchase 400 51.53
Purchase 3,200 51.543625
Purchase 400 51.49
Purchase 2,800 51.69571429
Purchase 16,284 7.8650
Purchase 2,400 51.66316667
Purchase 6,457 7.8553
Purchase 3,688 7.8618
Purchase 2,761 7.8550
Purchase 2,545 7.8450
Purchase 2,404 7.8653
Purchase 1,960 7.8745
Purchase 1,932 7.8455
Purchase 1,852 7.8550
Purchase 1,589 7.8546
Purchase 1,015 7.8452
Purchase 856 7.8554
Purchase 400 7.8608
Purchase 25,020 7.8598
Purchase 10,000 51.5916
Purchase 4,000 51.5675
Purchase 24,000 51.60533333
Purchase 583,624 51.5855
Purchase 400 51.57
Purchase 3,100 51.55
Purchase 8,000 51.67225
Purchase 79,624 51.88159357
Purchase 400 51.57
Sale 3,372 7.8550
Sale 3,100 51.55
Sale 2,600 7.8687
Sale 5,191 7.8770
Sale 5,506 7.8550
Sale 2,195 7.8550
Sale 3,194 7.8495
Sale 8,000 51.67225
Sale 8,235 7.8786
Sale 1,849 7.8757
Sale 400 51.57
Sale 1,526 7.8659
Sale 1,408 7.8550
Sale 1,265 7.9050
Sale 4,000 51.5675
Sale 743 7.8800
Sale 34,000 51.60127059
Sale 350 7.8700
Sale 1,958 7.8750
Sale 10,000 51.605348
Sale 400 51.9
Sale 4,000 51.9
Sale 23,200 51.84862069
Sale 1,600 51.68
Sale 16,800 51.94809548
Sale 11,600 51.571
Sale 2,000 51.562
Sale 3,200 51.6374
Sale 110,916 51.58497313
Sale 81,460 51.6240604
Sale 96,848 51.59454501
Sale 800 51.53
Sale 7,200 7.8636
Sale 15,600 51.63561538
Sale 49,610 7.8550
Sale 4,400 51.61363636
Sale 23,820 7.8711
Sale 22,418 7.8550
Sale 19,850 7.8550
Sale 18,797 7.8771
Sale 37,200 51.59633333
Sale 1,200 52
Sale 11,089 7.8705
Sale 50,424 51.90155482
Sale 225,200 51.55920071
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) Securities unit (GBP)
CFD Long 3194 7.8495
CFD Long 7200 7.8636
CFD Long 2600 7.8686
CFD Long 18797 7.877
CFD Short 6457 7.8552
CFD Short 400 7.8608
CFD Short 13133 7.8648
CFD Short 2404 7.8653
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
Call Writing 500 800 EURO 17/09/2009
Call Writing 400 45 AMER 01/10/2009 7.2
Call Writing 400 50 AMER 01/09/2009 1.7
Call Writing 400 50 AMER 01/10/2009 2.95
Call Writing 400 55 AMER 01/10/2009 0.55
Call Writing 400 60 AMER 01/10/2009 0.1
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 18 September 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 400 25.0000 AMER 19/09/2009
Option Purchased -10,400 60.0000 AMER 17/10/2009
Option Purchased -8,800 55.0000 AMER 17/10/2009
Option Purchased -4,800 45.0000 AMER 17/10/2009
Option Purchased -4,000 45.0000 AMER 19/09/2009
Option Purchased -1,600 40.0000 AMER 19/12/2009
Option Purchased -1,200 50.0000 AMER 19/09/2009
Option Purchased -1,200 55.0000 AMER 19/09/2009
Option Purchased -25,200 45.0000 AMER 17/10/2009
Option Purchased -400 50.0000 AMER 19/09/2009
Option Purchased 500,000 5.4000 AMER 18/09/2009
Option Purchased 800 30.0000 AMER 19/12/2009
Option Purchased 4,800 35.0000 AMER 19/12/2009
Option Purchased 9,600 30.0000 AMER 19/09/2009
Option Purchased 31,600 50.0000 AMER 17/10/2009
Option Purchased 62,000 50.0000 AMER 17/10/2009
Option Purchased 5,000 800.0000 EURO 16/10/2009
Option Purchased 1,000,000 900.0000 EURO 16/10/2009
Option Purchased -800 55.0000 AMER 17/10/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk