Rule 8.3 - CADBURY PLC
Form 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in CADBURY PLC
Class of relevant security GBP0.10
to which the dealings being
disclosed relate (Note 2)
Date of dealing 18 September 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 67,511,001 4.93% 1,359,207 0.10%
securities
(2) Derivatives 2,251,812 0.16% 1,567,714 0.11%
(other than
options)
(3) Options and 1,115,800 0.08% 58,800 0.00%
agreements to
purchase/sell
Total 70,878,613 5.18% 2,985,721 0.22%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 10,800 51.430741
Purchase 512 51.5989
Purchase 8,000 51.687
Purchase 800 51.6075
Purchase 4,400 51.57109091
Purchase 10,400 51.415385
Purchase 400 51.53
Purchase 300 7.8800
Purchase 768 51.5989
Purchase 644 7.8800
Purchase 800 51.53
Purchase 39,600 51.57787879
Purchase 4,400 51.66
Purchase 1,048 7.9200
Purchase 64,896 51.50422091
Purchase 146 7.9200
Purchase 2,800 51.60142857
Purchase 13,256 51.4916
Purchase 600 51.66
Purchase 4,800 51.56383333
Purchase 1,600 51.6
Purchase 800 51.57
Purchase 12,000 51.49896667
Purchase 800 51.495
Purchase 800 51.6
Purchase 1,200 51.50666667
Purchase 400 51.73
Purchase 1,600 51.62
Purchase 76 51.5989
Purchase 400 51.7
Purchase 2,560 51.5989
Purchase 1,048 7.9200
Purchase 15,200 51.59031579
Purchase 10,400 7.9008
Purchase 31,200 7.92
Purchase 133,699 7.8700
Purchase 115,408 7.8700
Purchase 85,000 7.9200
Purchase 31,200 7.9200
Purchase 30,412 7.9053
Purchase 16,551 7.8744
Purchase 10,562 7.9350
Purchase 7,467 7.9350
Purchase 6,114 7.9200
Purchase 5,926 7.8912
Purchase 5,398 7.9061
Purchase 2,050 7.9350
Purchase 223,428 51.52512093
Purchase 51,200 51.5378125
Purchase 1,976 7.8800
Purchase 12,639 7.9350
Purchase 151,600 51.51989446
Purchase 5,200 7.9200
Purchase 3,916 51.598979
Sale 400 51.59
Sale 400 51.46
Sale 2,600 51.54615385
Sale 400 51.673
Sale 10,000 51.48936
Sale 3,916 51.598979
Sale 800 51.425
Sale 400 51.62
Sale 400 51.62
Sale 10,800 51.43074074
Sale 316 51.6
Sale 400 51.62
Sale 531,924 51.52624196
Sale 1,600 51.58
Sale 400 51.62
Sale 8,000 51.687
Sale 8,400 51.41047619
Sale 1,200 51.44333333
Sale 800 51.482
Sale 10,315 7.9200
Sale 1,733 7.9200
Sale 1,835 7.9200
Sale 1,885 7.9350
Sale 1,991 7.9200
Sale 2,162 7.9200
Sale 3,262 7.8982
Sale 1,600 51.615
Sale 8,534 7.9200
Sale 928 7.9247
Sale 17,427 7.9122
Sale 19,132 7.9200
Sale 31,200 7.9200
Sale 34,149 7.8855
Sale 42,869 7.8991
Sale 52,000 7.9265
Sale 3,396 7.9200
Sale 2,400 51.54
Sale 400 51.46
Sale 400 51.51
Sale 4,400 51.66
Sale 40,000 51.56327
Sale 400 51.542
Sale 1,200 51.50666667
Sale 1,600 7.8687
Sale 400 51.582
Sale 1,600 7.8787
Sale 800 51.495
Sale 87 7.9200
Sale 558 7.9200
Sale 631 7.9200
Sale 828 7.9200
Sale 878 7.9304
Sale 56 51.49
Sale 31,200 7.92
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) Securities unit (GBP)
CFD Long 1600 7.8687
CFD Long 1600 7.8787
CFD Long 34149 7.8854
CFD Long 17427 7.9121
CFD Long 52000 7.9264
CFD Short 16551 7.8743
CFD Short 10400 7.9008
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
Call Writing 400 55 AMER 01/10/2009 0.5
Call Writing 800 50 AMER 01/10/2009 2.3
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
Put Option 500000 5.4
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 21 September 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased -400 50.0000 AMER 19/09/2009
Option Purchased -10,400 60.0000 AMER 17/10/2009
Option Purchased -9,200 55.0000 AMER 17/10/2009
Option Purchased -4,800 45.0000 AMER 17/10/2009
Option Purchased -4,000 45.0000 AMER 19/09/2009
Option Purchased -1,600 40.0000 AMER 19/12/2009
Option Purchased -1,200 50.0000 AMER 19/09/2009
Option Purchased -25,200 45.0000 AMER 17/10/2009
Option Purchased -800 55.0000 AMER 17/10/2009
Option Purchased 1,000,000 900.0000 EURO 16/10/2009
Option Purchased 400 25.0000 AMER 19/09/2009
Option Purchased 800 30.0000 AMER 19/12/2009
Option Purchased 4,800 35.0000 AMER 19/12/2009
Option Purchased 9,600 30.0000 AMER 19/09/2009
Option Purchased 33,200 50.0000 AMER 17/10/2009
Option Purchased 62,000 50.0000 AMER 17/10/2009
Option Purchased 5,000 800.0000 EURO 16/10/2009
Option Purchased -1,200 55.0000 AMER 19/09/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk