Rule 8.3 - CADBURY PLC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in CADBURY PLC
Class of relevant security GBP0.10
to which the dealings being
disclosed relate (Note 2)
Date of dealing 30 September 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 67,226,753 4.91% 1,358,851 0.10%
securities
(2) Derivatives 2,276,300 0.17% 981,493 0.07%
(other than
options)
(3) Options and 2,215,800 0.16% 830,400 0.06%
agreements to
purchase/sell
Total 71,718,853 5.23% 3,170,744 0.23%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 19,516 8.0300
Purchase 213 7.9850
Purchase 5,006 7.9970
Purchase 5,200 51.34307692
Purchase 100,990 8.0300
Purchase 47,714 8.0300
Purchase 39,603 7.9981
Purchase 36,210 8.0300
Purchase 3,600 51.00088889
Purchase 4,860 8.0300
Purchase 400 51.01
Purchase 32,117 8.0059
Purchase 400 51.01
Purchase 222 7.9850
Purchase 18,091 8.0300
Purchase 4,000 51.553
Purchase 11,934 7.99
Purchase 6,400 51.5375
Purchase 11,934 7.9900
Purchase 1,820 51.56252747
Purchase 10,561 8.0300
Purchase 8,319 8.0300
Purchase 7,296 8.0292
Purchase 5,859 7.9891
Purchase 5,438 7.9923
Purchase 800 51.005
Purchase 997 8.0050
Purchase 4,319 8.0300
Purchase 800 50.98
Purchase 3,968 8.0300
Purchase 3,217 8.03
Purchase 3,293 8.0300
Purchase 25,708 51.01746849
Purchase 3,217 8.0300
Purchase 16,000 51
Purchase 1,984 8.0300
Purchase 1,600 51.15
Purchase 2,000 51.15
Purchase 120 51.34
Purchase 3,600 51.00088889
Purchase 849 8.0050
Purchase 800 50.9
Purchase 1,052 51.52
Purchase 7,564 51.1876
Purchase 12,000 51
Purchase 500 7.9950
Purchase 500 7.9950
Purchase 2,000 51.21
Purchase 2,000 50.99
Purchase 439 8.0300
Purchase 294 8.0300
Purchase 2,800 51.02
Sale 2,000 51.364
Sale 1,600 51.385
Sale 2,000 51.21
Sale 3,217 8.03
Sale 11,934 7.99
Sale 2,600 51.25987692
Sale 1,200 51.29666667
Sale 736 50.96717391
Sale 1,028 51.02649805
Sale 400 50.98
Sale 800 51.375
Sale 2,000 50.99
Sale 3,600 51.35666667
Sale 2,000 51.316
Sale 1,600 51.46
Sale 400 51.36
Sale 3,200 51.39
Sale 400 51.42
Sale 400 51.4
Sale 4,000 51.3835
Sale 1,600 51.245
Sale 819 8.0300
Sale 189 8.0300
Sale 210 8.0300
Sale 294 8.0300
Sale 439 8.0300
Sale 477 7.9950
Sale 528 7.9912
Sale 5,200 51.3431
Sale 819 8.0300
Sale 29,796 8.0241
Sale 884 7.9950
Sale 1,379 8.0300
Sale 1,379 8.0300
Sale 2,509 8.0000
Sale 3,217 8.0300
Sale 3,968 8.0300
Sale 4,319 8.0300
Sale 755 7.9950
Sale 5,587 7.9931
Sale 29,600 50.99675676
Sale 34,908 51.021665
Sale 252 51.52
Sale 800 51.52
Sale 120 51.34
Sale 400 51.01
Sale 3,600 51.00088889
Sale 36,210 8.0300
Sale 4,548 8.0300
Sale 34,908 8.0292
Sale 10,561 8.0300
Sale 11,934 7.9900
Sale 12,368 7.9858
Sale 12,734 8.0143
Sale 18,091 8.0300
Sale 28,774 8.0300
Sale 2,000 51.15
Sale 4,860 8.0300
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 12368 7.9858
CFD Long 34908 8.0291
CFD Short 32117 8.0059
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
Call purchasing -400 55 AMER 01/11/2009 0.45
Call purchasing 400 45 AMER 01/10/2009 6.4
Call purchasing 400 55 AMER 01/10/2009 0.1
Call purchasing 2000 55 AMER 01/11/2009 0.45
Call purchasing 4000 55 AMER 01/10/2009 0.05
Call purchasing 6400 55 AMER 01/10/2009 0.05
Call purchasing 12000 55 AMER 01/11/2009 0.45
Call selling 4000 50 AMER 01/10/2009 2.05
Call selling 6800 50 AMER 01/10/2009 2.05
Put purchasing 400 55 AMER 01/11/2009 4.3
Put purchasing 3600 50 AMER 01/10/2009 0.5
Put selling 400 45 AMER 01/11/2009 0.5
(ii)Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 01 October 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 12,000 50.0000 AMER 21/11/2009
Option Sold -20,800 45.0000 AMER 21/11/2009
Option Sold -12,400 60.0000 AMER 17/10/2009
Option Sold -8,800 50.0000 AMER 21/11/2009
Option Purchased -8,800 55.0000 AMER 17/10/2009
Option Sold -2,800 45.0000 AMER 17/10/2009
Option Sold -1,600 40.0000 AMER 19/12/2009
Option Purchased 400 55.0000 AMER 17/10/2009
Option Purchased 800 30.0000 AMER 19/12/2009
Option Sold -25,200 45.0000 AMER 17/10/2009
Option Purchased 4,800 35.0000 AMER 19/12/2009
Option Purchased 250,000 8.2000 AMER 18/12/2009
Option Purchased 13,600 55.0000 AMER 21/11/2009
Option Purchased 76,400 50.0000 AMER 17/10/2009
Option Purchased 96,000 50.0000 AMER 17/10/2009
Option Sold -750,000 860.0000 EURO 18/12/2009
Option Purchased 11,000 800.0000 EURO 16/10/2009
Option Purchased 375,000 800.0000 EURO 18/12/2009
Option Purchased 375,000 800.0000 EURO 18/12/2009
Option Purchased 1,000,000 900.0000 EURO 16/10/2009
Option Purchased 800 55.0000 AMER 21/11/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk