Rule 8.3 - CADBURY PLC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in CADBURY PLC
Class of relevant security GBP0.10
to which the dealings being
disclosed relate (Note 2)
Date of dealing 01 October 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 67,096,808 4.90% 1,396,312 0.10%
securities
(2) Derivatives 2,312,225 0.17% 946,791 0.07%
(other than
options)
(3) Options and 2,215,400 0.16% 1,220,800 0.09%
agreements to
purchase/sell
Total 71,624,433 5.23% 3,563,903 0.26%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 15,600 50.96974359
Purchase 400 50.91
Purchase 1,600 51.015
Purchase 800 50.91
Purchase 1,200 51.05
Purchase 100,000 51.2325
Purchase 1,200 51.31
Purchase 16,000 51.32
Purchase 400 51.31
Purchase 1,200 50.91
Purchase 4,420 51.17321267
Purchase 2,400 50.95666667
Purchase 400 51.31
Purchase 224,800 51.2309
Purchase 1,200 50.92
Purchase 2,800 50.96142857
Purchase 800 50.985
Purchase 800 50.91
Purchase 1,034 8.022408
Purchase 3,668 8.022954
Purchase 4,800 51.31833333
Purchase 3,668 8.0230
Purchase 4,500 8.0307
Purchase 800 51.05
Purchase 3,704 8.0350
Purchase 3,456 8.0350
Purchase 1,034 8.0224
Purchase 16,800 51.30095238
Sale 8,000 51.32
Sale 29,569 8.0248
Sale 25,620 8.0342
Sale 6,135 8.0266
Sale 6,135 8.0266
Sale 5,133 8.0169
Sale 4,702 8.0228
Sale 17,720 51.246614
Sale 100,000 51.2325
Sale 14,000 51.24314286
Sale 3,308 51.25516324
Sale 55,372 51.23465795
Sale 21,800 51.20651376
Sale 3,900 8.0293
Sale 4,595 8.0217
Sale 97,500 8.0000
Sale 8,000 50.98
Sale 1,200 50.92
Sale 8,000 51.32
Sale 3,448 8.0350
Sale 1,111 8.0173
Sale 16,000 50.9683
Sale 27,220 51.295136
Sale 131 8.0350
Sale 100,000 51.2325
Sale 600 8.0287
Sale 4,702 8.0228
Sale 389 8.0500
Sale 12,600 51.20206349
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 5133 8.0169
CFD Long 11760 8.018
CFD Long 29569 8.0248
CFD Long 600 8.0287
CFD Long 3900 8.0292
CFD Long 25620 8.0341
CFD Short 1455 8.0175
CFD Short 4500 8.0307
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
put selling 390000 740 EURO 18/12/2009 23
Call selling 400 55 AMER 01/11/2009 0.5
Put selling 400 45 AMER 01/11/2009 0.6
(ii)Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 02 October 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 12,000 50.0000 AMER 21/11/2009
Option Sold -21,200 45.0000 AMER 21/11/2009
Option Sold -12,400 60.0000 AMER 17/10/2009
Option Sold -8,800 50.0000 AMER 21/11/2009
Option Purchased -8,800 55.0000 AMER 17/10/2009
Option Sold -2,800 45.0000 AMER 17/10/2009
Option Sold -1,600 40.0000 AMER 19/12/2009
Option Purchased 400 55.0000 AMER 17/10/2009
Option Purchased 800 30.0000 AMER 19/12/2009
Option Sold -25,200 45.0000 AMER 17/10/2009
Option Purchased 4,800 35.0000 AMER 19/12/2009
Option Purchased 250,000 8.2000 AMER 18/12/2009
Option Purchased 13,200 55.0000 AMER 21/11/2009
Option Purchased 76,400 50.0000 AMER 17/10/2009
Option Purchased 96,000 50.0000 AMER 17/10/2009
Option Sold -750,000 860.0000 EURO 18/12/2009
Option Sold -390,000 740.0000 EURO 18/12/2009
Option Purchased 11,000 800.0000 EURO 16/10/2009
Option Purchased 375,000 800.0000 EURO 18/12/2009
Option Purchased 375,000 800.0000 EURO 18/12/2009
Option Purchased 1,000,000 900.0000 EURO 16/10/2009
Option Purchased 800 55.0000 AMER 21/11/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk