Rule 8.3 - CADBURY PLC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in CADBURY PLC
Class of relevant security GBP0.10
to which the dealings being
disclosed relate (Note 2)
Date of dealing 05 October 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 66,922,057 4.88% 1,348,269 0.10%
securities
(2) Derivatives 2,285,761 0.17% 891,476 0.07%
(other than
options)
(3) Options and 2,511,000 0.18% 1,640,000 0.12%
agreements to
purchase/sell
Total 71,718,818 5.23% 3,879,745 0.28%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 3,200 50.66625
Purchase 3,070 7.9655
Purchase 120,000 7.9629
Purchase 1,852 7.9700
Purchase 760 50.43
Purchase 738 2.0562
Purchase 1,200 50.69333333
Purchase 3,600 50.7167
Purchase 800 50.65
Purchase 5,200 50.66
Purchase 2,800 50.64714286
Purchase 16,200 50.67962963
Purchase 4,800 50.78
Purchase 3,600 50.7167
Purchase 24,000 50.575
Purchase 10,800 50.54703704
Sale 3,340 7.9795
Sale 800 50.65
Sale 24,000 50.575
Sale 1,144 7.9600
Sale 2,699 7.9918
Sale 2,769 7.9700
Sale 400 50.65
Sale 8,800 7.9743
Sale 37,334 7.9808
Sale 97,500 8.0000
Sale 400 50.64
Sale 760 50.43
Sale 100 50.66
Sale 1,200 50.74583333
Sale 400 50.66
Sale 4,800 50.78
Sale 800 50.64
Sale 39,400 50.63769963
Sale 1,600 50.65
Sale 1,100 50.71727273
Sale 3,600 50.7167
NB: The below transactions which were previously disclosed have been cancelled
Deal Date Purchase/Sale Number of Securities Price per unit (GBP)
01/10/2009 Sale 97,500 8.0000
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 8800 7.9742
CFD Long 3340 7.9795
CFD Long 37334 7.9807
CFD Short 120000 7.9629
CFD Short 3070 7.9654
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
Call Purchase 400 55 AMER 01/11/2009 0.35
Call Purchase 1200 55 AMER 01/11/2009 0.4
Call Sale 400 55 AMER 01/11/2009 0.35
Call Sale 1200 55 AMER 01/11/2009 0.4
Call Sale 4000 55 AMER 01/11/2009 0.4
Put Purchase 400 50 AMER 01/10/2009 0.5
(ii)Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 06 October 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 12,000 50.0000 AMER 21/11/2009
Option Sold -12,400 60.0000 AMER 17/10/2009
Option Sold -8,800 50.0000 AMER 21/11/2009
Option Purchased -8,800 55.0000 AMER 17/10/2009
Option Sold -2,800 45.0000 AMER 17/10/2009
Option Sold -1,600 40.0000 AMER 19/12/2009
Option Purchased 400 55.0000 AMER 17/10/2009
Option Purchased 800 30.0000 AMER 19/12/2009
Option Purchased 800 55.0000 AMER 21/11/2009
Option Sold -21,200 45.0000 AMER 21/11/2009
Option Purchased 8,400 55.0000 AMER 21/11/2009
Option Sold -25,200 45.0000 AMER 17/10/2009
Option Purchased 76,400 50.0000 AMER 17/10/2009
Option Purchased 96,400 50.0000 AMER 17/10/2009
Option Sold -750,000 860.0000 EURO 18/12/2009
Option Sold -390,000 740.0000 EURO 18/12/2009
Option Purchased 11,000 800.0000 EURO 16/10/2009
Option Purchased 375,000 800.0000 EURO 18/12/2009
Option Purchased 375,000 800.0000 EURO 18/12/2009
Option Purchased 1,000,000 900.0000 EURO 16/10/2009
Option Purchased 250,000 8.2000 AMER 18/12/2009
Option Purchased 4,800 35.0000 AMER 19/12/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk