Rule 8.3 - CADBURY PLC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in CADBURY PLC
Class of relevant security GBP0.10
to which the dealings being
disclosed relate (Note 2)
Date of dealing 08 October 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 67,020,921 4.89% 1,430,123 0.10%
securities
(2) Derivatives 2,344,574 0.17% 1,090,352 0.08%
(other than
options)
(3) Options and 2,145,400 0.16% 1,169,600 0.09%
agreements to
purchase/sell
Total 71,510,895 5.22% 3,690,075 0.27%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 25,000 7.8713
Purchase 68,000 50.36411765
Purchase 2,000 50.322
Purchase 400 50.32
Purchase 8,000 50.1515
Purchase 5,648 50.151983
Purchase 4,752 50.13585859
Purchase 2,424 50.04184818
Purchase 4,400 50.20481818
Purchase 8,800 50.43041364
Purchase 800 50.1
Purchase 16,254 7.8866
Purchase 89,404 7.8965
Purchase 400 50.32
Purchase 47,649 7.8700
Purchase 400 50.64
Purchase 25,000 7.8713
Purchase 16,254 7.8866
Purchase 15,435 7.8700
Purchase 11,776 7.8700
Purchase 7,497 7.8775
Purchase 6,976 7.9200
Purchase 3,996 7.8877
Purchase 1,968 7.8550
Purchase 1,231 7.8700
Purchase 611 7.8700
Purchase 545 7.9150
Purchase 545 7.9150
Purchase 190 7.9200
Purchase 47,649 7.8700
Purchase 2,400 50.59
Purchase 400 50
Purchase 400 50.313
Purchase 20,000 50.09
Purchase 3,600 50.25888889
Purchase 2,400 50.54666667
Purchase 1,200 50.54333333
Purchase 6,000 50.58133333
Purchase 1,200 50.64333333
Purchase 11,792 50.08716418
Purchase 800 50.595
Purchase 12,516 50.38865452
Purchase 10,040 50.38537849
Purchase 84,000 50.46295238
Purchase 3,600 50.58444444
Purchase 25,712 50.44845986
Purchase 1,960 50.35897959
Purchase 28,400 50.42295775
Purchase 5,200 50.57923077
Purchase 8,000 50.549
Sale 2,806 7.8647
Sale 1,968 7.8700
Sale 1,867 7.8688
Sale 168 7.8800
Sale 31,792 50.0889
Sale 611 Transfer
Sale 190 7.9100
Sale 5,558 7.8700
Sale 400 50.5
Sale 363 7.8600
Sale 8,400 50.42714286
Sale 926 7.8700
Sale 35,200 7.8692
Sale 400 50.58
Sale 400 50.61
Sale 363 7.86
Sale 1,867 7.868848
Sale 14,024 7.889655
Sale 100,000 7.8886
Sale 224,512 50.41980966
Sale 47,649 7.8700
Sale 6,049 7.9045
Sale 25,000 7.8713
Sale 400 50.64
Sale 14,024 7.8897
Sale 40,116 50.513222
Sale 400 50.313
Sale 6,976 7.9208
Sale 400 50
Sale 67,008 7.9122
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 2806 7.8646
CFD Long 35200 7.8691
CFD Long 33422 7.9174
CFD Short 89404 7.8964
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
Call Purchasing 400 55 AMER 01/10/2009 0.04
Call Purchasing 3600 55 AMER 01/10/2009 0.04
Call Selling 400 50 AMER 01/10/2009 0.79
Call Selling 400 55 AMER 01/11/2009 0.3
Call Selling 800 55 AMER 01/11/2009 0.3
Call Selling 2400 55 AMER 01/11/2009 0.25
Call Selling 3600 50 AMER 01/10/2009 0.79
Call Selling 20000 50 AMER 01/10/2009 0.6
Put Purchasing 2800 45 AMER 01/11/2009 0.6
(ii)Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 09 October 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Sold -2,800 45.0000 AMER 17/10/2009
Option Sold -390,000 740.0000 EURO 18/12/2009
Option Purchased 11,000 800.0000 EURO 16/10/2009
Option Purchased 375,000 800.0000 EURO 18/12/2009
Option Purchased 375,000 800.0000 EURO 18/12/2009
Option Purchased 1,000,000 900.0000 EURO 16/10/2009
Option Purchased 250,000 8.2000 AMER 18/12/2009
Option Sold -25,200 45.0000 AMER 17/10/2009
Option Sold -18,800 45.0000 AMER 21/11/2009
Option Sold -12,400 60.0000 AMER 17/10/2009
Option Sold -750,000 860.0000 EURO 18/12/2009
Option Sold -4,800 55.0000 AMER 17/10/2009
Option Purchased 96,400 50.0000 AMER 17/10/2009
Option Sold -1,600 40.0000 AMER 19/12/2009
Option Purchased 400 45.0000 AMER 21/11/2009
Option Purchased 400 55.0000 AMER 17/10/2009
Option Purchased 800 30.0000 AMER 19/12/2009
Option Purchased 800 55.0000 AMER 21/11/2009
Option Purchased 3,600 55.0000 AMER 21/11/2009
Option Purchased 4,800 35.0000 AMER 19/12/2009
Option Purchased 16,400 50.0000 AMER 21/11/2009
Option Purchased 52,400 50.0000 AMER 17/10/2009
Option Sold -9,600 50.0000 AMER 21/11/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk