Rule 8.3 - CADBURY PLC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in CADBURY PLC
Class of relevant security GBP0.10
to which the dealings being
disclosed relate (Note 2)
Date of dealing 14 October 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 67,482,104 4.92% 1,458,914 0.11%
securities
(2) Derivatives 2,456,178 0.18% 1,455,318 0.11%
(other than
options)
(3) Options and 2,191,400 0.16% 1,262,400 0.09%
agreements to
purchase/sell
Total 72,129,682 5.26% 4,176,632 0.30%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 3,600 50.20666667
Purchase 1,529 7.8755
Purchase 700 7.8400
Purchase 47,649 7.8950
Purchase 638 7.8525
Purchase 65,603 7.8901
Purchase 68,916 7.8923
Purchase 638 7.8525
Purchase 507 7.8400
Purchase 393 7.8525
Purchase 10,695 7.8969
Purchase 393 7.8525
Purchase 218 Transfer
Purchase 12,888 50.30471757
Purchase 21 7.8400
Purchase 1,040 50.2523
Purchase 400 7.9008
Purchase 61,200 50.25849673
Purchase 800 50.365
Purchase 400 50.29
Purchase 4,000 50.3370003
Purchase 6,000 50.34933333
Purchase 84,400 50.20127962
Purchase 16,000 50.39
Purchase 36,088 50.31085347
Purchase 125 7.9000
Sale 3,612 7.8995
Sale 3,001 7.8600
Sale 1,942 7.9000
Sale 1,902 7.9000
Sale 3,600 7.8587
Sale 1,268 7.9000
Sale 1,129 7.9000
Sale 5,772 50.19426888
Sale 634 7.9000
Sale 3,693 7.9000
Sale 400 50.33
Sale 47,649 7.9000
Sale 1,040 50.25230769
Sale 3,600 50.206667
Sale 216,576 50.2599121
Sale 3,600 50.34666667
Sale 400 50.29
Sale 400 50.25
Sale 800 50.365
Sale 17,600 50.16431818
Sale 2,800 50.25142857
Sale 10,658 7.8833
Sale 400 50.3
Sale 4,155 7.8910
Sale 47,649 7.8950
Sale 26,257 7.8836
Sale 800 50.365
Sale 11,111 7.8929
Sale 800 50.12
Sale 8,064 7.8911
Sale 6,250 7.8975
Sale 5,422 7.9000
Sale 4,985 7.8927
Sale 4,933 7.9000
Sale 8,264 50.21592933
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 44898 7.8574
CFD Long 3600 7.8586
CFD Long 3001 7.86
CFD Long 3612 7.8995
CFD Short 1529 7.8754
CFD Short 68916 7.8923
CFD Short 400 7.9008
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
Call Purchasing 400 50 AMER 01/10/2009 0.35
Call Purchasing 20000 50 AMER 01/10/2009 0.45
Put Purchasing 4000 45 AMER 01/11/2009 0.5
Put Selling 400 50 AMER 01/10/2009 0.25
Put Selling 6000 50 AMER 01/10/2009 0.25
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 15 October 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Sold -3,200 45.0000 AMER 17/10/2009
Option Sold -390,000 740.0000 EURO 18/12/2009
Option Purchased 11,000 800.0000 EURO 16/10/2009
Option Purchased 375,000 800.0000 EURO 18/12/2009
Option Purchased 375,000 800.0000 EURO 18/12/2009
Option Purchased 1,000,000 900.0000 EURO 16/10/2009
Option Purchased 250,000 8.2000 AMER 18/12/2009
Option Sold -57,600 50.0000 AMER 21/11/2009
Option Sold -25,200 45.0000 AMER 17/10/2009
Option Sold -14,800 45.0000 AMER 21/11/2009
Option Sold -750,000 860.0000 EURO 18/12/2009
Option Sold -4,800 55.0000 AMER 17/10/2009
Option Purchased 93,600 50.0000 AMER 17/10/2009
Option Sold -2,800 55.0000 AMER 21/11/2009
Option Sold -1,600 40.0000 AMER 19/12/2009
Option Purchased 400 45.0000 AMER 21/11/2009
Option Purchased 400 55.0000 AMER 17/10/2009
Option Purchased 800 30.0000 AMER 19/12/2009
Option Purchased 800 55.0000 AMER 21/11/2009
Option Purchased 4,800 35.0000 AMER 19/12/2009
Option Purchased 18,800 50.0000 AMER 21/11/2009
Option Purchased 60,800 50.0000 AMER 17/10/2009
Option Sold -12,400 60.0000 AMER 17/10/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk