Rule 8.3 - CADBURY PLC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in CADBURY PLC
Class of relevant security GBP0.10
to which the dealings being
disclosed relate (Note 2)
Date of dealing 16 October 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 67,627,606 4.93% 1,428,080 0.10%
securities
(2) Derivatives 2,409,520 0.18% 1,725,543 0.13%
(other than
options)
(3) Options and 1,182,800 0.09% 1,314,000 0.10%
agreements to
purchase/sell
Total 71,219,926 5.20% 4,467,623 0.33%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 36,400 51.54340659
Purchase 13,600 51.29941153
Purchase 800 51.36
Purchase 52,800 51.53015152
Purchase 140,000 7.8700
Purchase 15,200 51.36421053
Purchase 3,200 51.3725
Purchase 7,724 51.52617815
Purchase 3,600 51.51555556
Purchase 1,200 51.5878
Purchase 3,528 51.36578231
Purchase 42,000 51.50590476
Purchase 944 51.39
Purchase 1,200 51.5878
Purchase 1,600 51.565
Purchase 1,852 7.8700
Purchase 1,647 7.8795
Purchase 1,033 7.8868
Purchase 921 7.8700
Purchase 738 2.0562
Purchase 400 51.37
Purchase 3,684 7.8700
Purchase 23,215 7.8851
Purchase 2,409 7.8950
Purchase 2,804 7.8865
Purchase 3,369 7.8770
Purchase 3,684 7.8815
Purchase 84,140 7.8826
Purchase 56,122 7.8600
Purchase 5,411 7.8776
Purchase 4,380 7.8850
Sale 1,200 51.5878
Sale 3,200 51.38
Sale 1,600 51.3675
Sale 25,263 7.8756
Sale 18,144 7.8793
Sale 58,497 7.8655
Sale 9,631 7.8700
Sale 905 7.8645
Sale 771 7.8700
Sale 104,400 7.8655
Sale 562 7.9000
Sale 1,418 7.8800
Sale 2,000 51.532
Sale 800 51.485
Sale 9,600 51.28583333
Sale 13,303 7.8655
Sale 400 51.73
Sale 9,132 7.8700
Sale 5,879 7.8631
Sale 4,000 51.332
Sale 800 51.36
Sale 517 7.8950
Sale 3,208 7.8697
Sale 42,000 51.505905
Sale 123,796 51.50263744
Sale 800 51.615
Sale 800 51.545
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 905 7.8645
CFD Long 3208 7.8696
CFD Long 18144 7.8792
CFD Short 140000 7.87
CFD Short 5411 7.8775
CFD Short 84140 7.8826
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
Call Purchasing 1200 55 AMER 01/11/2009 0.26
Call Selling 2000 55 AMER 01/11/2009 0.4
Put Purchasing 6400 40 AMER 01/12/2009 0.32
Put Selling 400 45 AMER 01/11/2009 0.55
Put Selling 4000 35 AMER 01/12/2009 0.13
Put Selling 4000 45 AMER 01/12/2009 0.76
Put Selling 7200 45 AMER 01/11/2009 0.55
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
Call Option 11000 800
Call Option 1000000 900
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 19 October 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 800 35.0000 AMER 19/12/2009
Option Sold -58,000 50.0000 AMER 21/11/2009
Option Sold -25,200 45.0000 AMER 17/10/2009
Option Sold -12,400 60.0000 AMER 17/10/2009
Option Sold -4,800 55.0000 AMER 17/10/2009
Option Sold -4,000 45.0000 AMER 19/12/2009
Option Purchased -4,000 55.0000 AMER 21/11/2009
Option Sold -3,200 45.0000 AMER 17/10/2009
Option Purchased 400 45.0000 AMER 21/11/2009
Option Sold -62,400 45.0000 AMER 21/11/2009
Option Purchased 800 30.0000 AMER 19/12/2009
Option Purchased 250,000 8.2000 AMER 18/12/2009
Option Purchased 800 55.0000 AMER 21/11/2009
Option Purchased 6,400 40.0000 AMER 19/12/2009
Option Purchased 18,800 50.0000 AMER 21/11/2009
Option Purchased 60,800 50.0000 AMER 17/10/2009
Option Purchased 93,600 50.0000 AMER 17/10/2009
Option Sold -750,000 860.0000 EURO 18/12/2009
Option Sold -390,000 740.0000 EURO 18/12/2009
Option Purchased 375,000 800.0000 EURO 18/12/2009
Option Purchased 375,000 800.0000 EURO 18/12/2009
Option Purchased 400 55.0000 AMER 17/10/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk