Rule 8.3 - CADBURY PLC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in CADBURY PLC
Class of relevant security GBP0.10
to which the dealings being
disclosed relate (Note 2)
Date of dealing 19 October 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 67,984,137 4.96% 1,428,859 0.10%
securities
(2) Derivatives 2,374,487 0.17% 1,683,513 0.12%
(other than
options)
(3) Options and 1,032,800 0.08% 1,278,000 0.09%
agreements to
purchase/sell
Total 71,391,424 5.21% 4,390,372 0.32%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 4,600 7.9250
Purchase 3,051 7.9100
Purchase 15,241 7.9300
Purchase 4,222 7.9135
Purchase 60,800 50
Purchase 4,368 7.9100
Purchase 400 51.75
Purchase 48 51.73
Purchase 298,804 7.8700
Purchase 856 51.6207
Purchase 2,841 7.9105
Purchase 6,770 7.9252
Purchase 7,732 7.9308
Purchase 8,007 7.9221
Purchase 168,321 7.9202
Purchase 88,288 7.9300
Purchase 77,279 7.9202
Purchase 33,526 7.9037
Purchase 1,152 51.78
Purchase 46,400 51.8434
Purchase 400 51.75
Purchase 184 51.89
Purchase 840 7.9203
Purchase 1,488 51.85
Purchase 7,732 51.991345
Purchase 1,356 7.9100
Purchase 840 7.9203
Purchase 877 7.9300
Purchase 915 7.9300
Purchase 1,000 7.9145
Purchase 1,104 7.9100
Purchase 800 51.97
Purchase 2,000 51.958
Purchase 400 51.9
Sale 4,191 7.8750
Sale 665 7.9305
Sale 17 7.9300
Sale 4,361 7.9300
Sale 8,882 7.9227
Sale 9,358 7.9375
Sale 840 7.9203
Sale 400 51.92
Sale 184 51.89
Sale 400 51.85
Sale 1,088 51.85
Sale 2,400 51.62
Sale 16,000 51.835
Sale 8,400 51.9152381
Sale 7,732 51.99134506
Sale 19,600 51.84673469
Sale 800 51.845
Sale 298,804 7.8700
Sale 800 51.745
Sale 15,241 7.9300
Sale 400 51.75
Sale 2,000 51.736
Sale 400 55
Sale 3,200 45
Sale 800 51.62
Sale 400 51.75
Sale 56 51.63
Sale 840 7.920345
Sale 49,471 7.9334
Sale 38,360 7.9217
Sale 800 51.8
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 49471 7.9333
CFD Short 2841 7.9104
CFD Short 4600 7.925
CFD Short 27301 7.9271
CFD Short 7732 7.9308
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
Call Purchasing 400 50 AMER 01/11/2009 2.8
Call Purchasing 400 55 AMER 01/11/2009 0.3
Call Purchasing 1600 50 AMER 01/11/2009 2.89134782
Call Purchasing 4000 50 AMER 01/11/2009 2.79
Call Purchasing 4400 55 AMER 01/11/2009 0.35
Call Selling 400 50 AMER 01/12/2009 3.6
Call Selling 400 50 AMER 01/12/2009 3.8
Call Selling 800 55 AMER 01/11/2009 0.4
Call Selling 1200 55 AMER 01/11/2009 0.4
Call Selling 1600 50 AMER 01/11/2009 2.89134782
Call Selling 4000 55 AMER 01/11/2009 0.39
Call Selling 4000 55 AMER 01/11/2009 0.4
Call Selling 5200 55 AMER 01/11/2009 0.4
Put Purchasing 800 40 AMER 01/12/2009 0.32
Put Purchasing 4400 50 AMER 01/11/2009 0.95
Put Selling 400 35 AMER 01/12/2009 0.16
Put Selling 400 45 AMER 01/11/2009 0.5
Put Selling 400 45 AMER 01/12/2009 0.73
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 20 October 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Sold -4,400 45.0000 AMER 19/12/2009
Option Sold -750,000 860.0000 EURO 18/12/2009
Option Sold -390,000 740.0000 EURO 18/12/2009
Option Purchased 375,000 800.0000 EURO 18/12/2009
Option Purchased 375,000 800.0000 EURO 18/12/2009
Option Purchased 250,000 8.2000 AMER 18/12/2009
Option Sold -62,800 45.0000 AMER 21/11/2009
Option Sold -16,400 55.0000 AMER 21/11/2009
Option Purchased 23,200 50.0000 AMER 21/11/2009
Option Sold -800 50.0000 AMER 19/12/2009
Option Purchased 400 35.0000 AMER 19/12/2009
Option Purchased 400 45.0000 AMER 21/11/2009
Option Purchased 800 30.0000 AMER 19/12/2009
Option Purchased 800 55.0000 AMER 21/11/2009
Option Purchased 7,200 40.0000 AMER 19/12/2009
Option Sold -53,600 50.0000 AMER 21/11/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk