Rule 8.3 - CADBURY PLC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in CADBURY PLC
Class of relevant security GBP0.10
to which the dealings being
disclosed relate (Note 2)
Date of dealing 20 October 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 67,955,417 4.96% 1,335,768 0.10%
securities
(2) Derivatives 2,242,159 0.16% 1,601,967 0.12%
(other than
options)
(3) Options and 2,000,000 0.15% 2,140,000 0.16%
agreements to
purchase/sell
Total 72,197,576 5.27% 5,077,735 0.37%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 3,227 7.8607
Purchase 59,493 7.9850
Purchase 400 52.17
Purchase 400 52.12
Purchase 400 52.14
Purchase 4,000 52.1
Purchase 3,335 7.8568
Purchase 23,215 7.8851
Purchase 4,380 7.8850
Purchase 5,411 7.8776
Purchase 1,033 7.8868
Purchase 2,298 7.9850
Purchase 2,160 7.9748
Purchase 181,579 7.8636
Purchase 2,409 7.8950
Purchase 120,000 7.9850
Purchase 2,804 7.8865
Purchase 84,140 7.8826
Purchase 3,227 7.8612
Purchase 1,200 52.0862
Purchase 5,257 7.9678
Purchase 1,200 52.0862
Purchase 6,811 7.9846
Purchase 576 7.8592
Purchase 146,248 52.26552509
Purchase 1,200 52.54
Purchase 3,369 7.8770
Purchase 8,007 7.9724
Purchase 2,160 7.9748
Purchase 30,200 52.38821192
Purchase 4,939 7.9000
Purchase 4,400 7.9858
Purchase 400 52.49
Purchase 3,200 52.45875
Purchase 9,972 7.9835
Purchase 976 7.9800
Purchase 7,014 7.8658
Sale 3,236 7.8614
Sale 4,939 7.9000
Sale 1,180 7.9309
Sale 517 7.8950
Sale 562 7.9000
Sale 576 7.8600
Sale 727 7.9757
Sale 771 7.8700
Sale 897 7.9943
Sale 1,451 7.9831
Sale 905 7.8645
Sale 3,208 7.8697
Sale 1,180 7.9309
Sale 1,254 7.9850
Sale 1,418 7.8800
Sale 16,439 7.8525
Sale 1,433 7.9743
Sale 2,298 8.0000
Sale 900 7.9787
Sale 95,848 52.26854311
Sale 2,000 52.438
Sale 1,200 52.0862
Sale 800 52.4
Sale 18,800 52.24531915
Sale 400 52.4
Sale 1,200 52.54
Sale 10,722 7.8600
Sale 2,400 52.41
Sale 3,200 52.36125
Sale 22,800 52.2322807
Sale 800 52.415
Sale 400 52.49
Sale 30,200 52.388212
Sale 3,200 52.45875
Sale 752 52.10723404
Sale 4,400 52.31545455
Sale 23,518 7.8593
Sale 6,722 7.9510
Sale 6,915 7.9532
Sale 9,132 7.8700
Sale 9,620 7.9613
Sale 125 7.9000
Sale 12,230 7.9792
Sale 1,600 52.4075
Sale 18,144 7.8793
Sale 1,200 52.36
Sale 30,200 7.9737
Sale 59,493 7.9850
Sale 88,270 7.9722
Sale 158,000 7.8525
Sale 1,433 7.974313
Sale 727 7.975722
Sale 5,879 7.8631
Sale 448 52.10107143
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 9620 7.9613
CFD Long 88270 7.9721
CFD Long 30200 7.9736
CFD Long 900 7.9787
CFD Long 1451 7.9831
CFD Long 897 7.9942
CFD Short 47748 7.9624
CFD Short 9972 7.9834
CFD Short 120000 7.985
CFD Short 4400 7.9858
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
Call Selling 400 50 AMER 01/11/2009 3.3
Call Selling 400 55 AMER 01/11/2009 0.4
Call Selling 3600 50 AMER 01/11/2009 3.3
Call Selling 4000 55 AMER 01/12/2009 0.85
Call Selling 20000 55 AMER 01/11/2009 0.5
Call Optio Purchasing 250000 8.2 American 18/12/2009 -0.27
Put Purchasing 400 45 AMER 01/11/2009 0.5
Put Purchasing 4400 45 AMER 01/11/2009 0.45483103
Put Selling 400 50 AMER 01/11/2009 0.95
Put Selling 400 50 AMER 01/11/2009 1
Put Selling 2400 45 AMER 01/11/2009 0.5
Put Selling 3600 50 AMER 01/11/2009 1
Put Selling 4400 45 AMER 01/11/2009 0.45483103
Put Selling 4800 50 AMER 01/11/2009 1.05
Put Selling 13200 45 AMER 01/11/2009 0.45
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 21 October 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Sold -57,600 50.0000 AMER 21/11/2009
Option Sold -36,800 55.0000 AMER 21/11/2009
Option Sold -4,400 45.0000 AMER 19/12/2009
Option Sold -4,000 55.0000 AMER 19/12/2009
Option Purchased -800 50.0000 AMER 19/12/2009
Option Purchased 400 35.0000 AMER 19/12/2009
Option Sold -77,600 45.0000 AMER 21/11/2009
Option Purchased 800 30.0000 AMER 19/12/2009
Option Purchased 250,000 8.2000 AMER 18/12/2009
Option Purchased 7,200 40.0000 AMER 19/12/2009
Option Purchased 13,600 50.0000 AMER 21/11/2009
Option Sold -750,000 860.0000 EURO 18/12/2009
Option Sold -390,000 740.0000 EURO 18/12/2009
Option Purchased 375,000 800.0000 EURO 18/12/2009
Option Purchased 375,000 800.0000 EURO 18/12/2009
Option Purchased 400 45.0000 AMER 21/11/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk