Rule 8.3 - CADBURY PLC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in CADBURY PLC
Class of relevant security GBP0.10
to which the dealings being
disclosed relate (Note 2)
Date of dealing 23 October 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 67,919,370 4.95% 1,565,834 0.11%
securities
(2) Derivatives 2,396,736 0.17% 1,400,108 0.10%
(other than
options)
(3) Options and 1,034,800 0.08% 1,193,400 0.09%
agreements to
purchase/sell
Total 71,350,906 5.20% 4,159,342 0.30%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 11,200 51.1825
Purchase 111 Transfer
Purchase 4,287 7.893057
Purchase 2,250 7.895458
Purchase 44,800 7.900732
Purchase 30,000 7.95
Purchase 316 7.905
Purchase 12,005 7.888759
Purchase 1,001 7.891389
Purchase 12,890 7.903346
Purchase 1,086 7.905
Purchase 7,537 7.90139
Purchase 7,600 51.3121
Purchase 18,275 7.86
Purchase 8,848 51.19448011
Purchase 1,580 51.22291139
Purchase 6,772 51.2573479
Purchase 2,000 51.272
Purchase 400 51.19
Purchase 9,200 51.27226087
Purchase 160,000 51.58856055
Purchase 800 51.62
Purchase 8,000 51.73
Purchase 800 51.62
Purchase 4,329 7.89412
Purchase 3,200 51.68375
Purchase 800 51.45
Purchase 65,819 7.8600
Purchase 800 51.45
Purchase 2,800 51.44964286
Purchase 400 51.62
Purchase 500 51.444
Purchase 800 51.67
Purchase 1,200 51.71
Purchase 22,619 7.86
Purchase 1,200 51.67666667
Purchase 1,265 7.9150
Purchase 400 51.18
Purchase 744 7.923569
Sale 8,000 51.73
Sale 4,900 51.4492
Sale 16,400 51.38707317
Sale 20,000 51.69
Sale 65,819 7.8600
Sale 26,400 51.56242424
Sale 24,800 51.7
Sale 2,000 51.62
Sale 1,600 51.6525
Sale 21,600 51.64666667
Sale 24,400 51.68114754
Sale 19,200 51.425
Sale 8,000 7.90046
Sale 5,600 51.36071429
Sale 2,228 7.899865
Sale 352 7.9005
Sale 3,443 7.895728
Sale 7,014 7.893539
Sale 53,186 7.885
Sale 23,943 7.876035
Sale 37,081 7.880985
Sale 4,000 51.316
Sale 358 7.905
Sale 40,000 51.2246
Sale 800 51.155
Sale 2,000 51.1024
Sale 5,200 51.12923077
Sale 22,619 7.86
Sale 1,200 51.18666667
Sale -30,000 7.95
Sale 2,400 51.36833333
Sale 270 7.905
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Short 21532 7.8828
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
Call Purchase 400 55 AMER 01/11/2009 0.35
Call Purchase 2000 55 AMER 01/11/2009 0.35
Put Selling 400 40 AMER 01/12/2009 0.3
Put Selling 400 45 AMER 01/11/2009 0.65
Put Selling 400 45 AMER 01/12/2009 0.75
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 26 October 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Call Option Purchased 6,000 45.0000 AMER 19/12/2009
Call Option Sold -57,600 50.0000 AMER 21/11/2009
Call Option Sold -36,800 55.0000 AMER 21/11/2009
Put Option Sold -5,200 45.0000 AMER 19/12/2009
Call Option Sold -800 50.0000 AMER 19/12/2009
Put Option Purchased 400 35.0000 AMER 19/12/2009
Call Option Purchased 400 45.0000 AMER 21/11/2009
Put Option Sold -78,000 45.0000 AMER 21/11/2009
Put Option Purchased 800 55.0000 AMER 21/11/2009
Call Option Purchased 250,000 8.2000 AMER 18/12/2009
Put Option Purchased 6,800 40.0000 AMER 19/12/2009
Call Option Purchased 8,400 55.0000 AMER 19/12/2009
Put Option Purchased 11,200 50.0000 AMER 21/11/2009
Call Option Sold -750,000 860.0000 EURO 18/12/2009
Put Option Sold -265,000 740.0000 EURO 18/12/2009
Put Option Purchased 375,000 800.0000 EURO 18/12/2009
Call Option Purchased 375,000 800.0000 EURO 18/12/2009
Put Option Purchased 800 30.0000 AMER 19/12/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk