Rule 8.3 - CADBURY PLC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in CADBURY PLC
Class of relevant security GBP0.10
to which the dealings being
disclosed relate (Note 2)
Date of dealing 27 October 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 67,874,693 4.95% 1,583,628 0.12%
securities
(2) Derivatives 2,341,142 0.17% 1,427,430 0.10%
(other than
options)
(3) Options and 1,028,000 0.07% 1,231,400 0.09%
agreements to
purchase/sell
Total 71,243,835 5.20% 4,242,458 0.31%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 26,561 7.8600
Purchase 800 50.89 USD
Purchase 800 50.89 USD
Purchase 400 50.89 USD
Purchase 5,200 50.90458462 USD
Purchase 520 50.67 USD
Purchase 800 50.77USD
Purchase 84 50.8 USD
Purchase 800 50.77 USD
Purchase 392 50.89 USD
Purchase 3,600 50.91 USD
Purchase 56,546 7.7684
Purchase 1,208 50.89331126 USD
Purchase 800 7.7508
Purchase 670 7.7975
Purchase 21,139 7.7500
Purchase 3,461 7.7605
Purchase 54,800 50.68927153 USD
Purchase 3,032 50.96 USD
Purchase 23,200 51.06551724 USD
Purchase 22,400 50.78392857 USD
Purchase 316 50.78 USD
Purchase 800 50.99 USD
Purchase 65,000 7.8150
Purchase 6,000 51.1 USD
Purchase 1,200 50.81 USD
Purchase 2,000 50.72 USD
Purchase 400 51.06 USD
Purchase 34,004 50.82733325 USD
Purchase 4,500 50.82 USD
Purchase 3,200 50.8775 USD
Purchase 3,600 50.82666667 USD
Purchase 404 50.78029703 USD
Purchase 1,200 50.8 USD
Purchase 800 50.795 USD
Sale 4,800 50.90583333 USD
Sale 13,763 7.7895
Sale 12,894 7.7500
Sale 12,894 7.7500
Sale 520 50.67 USD
Sale 168 7.7950
Sale 400 50.84 USD
Sale 95,436 50.89809259 USD
Sale 4,500 50.82 USD
Sale 17,396 7.8076
Sale 400 50.89 USD
Sale 1,200 50.63333333 USD
Sale 10,000 50.6396 USD
Sale 1,200 50.79333333 USD
Sale 400 51.06 USD
Sale 800 50.79 USD
Sale 400 50.79 USD
Sale 2,400 50.79 USD
Sale 3,604 50.8433 USD
Sale 37,200 50.69967742 USD
Sale 4,500 7.7542
Sale 2,000 50.72 USD
Sale 800 50.63 USD
Sale 400 50.85 USD
Sale 57,776 7.7895
Sale 2,800 50.67 USD
Sale 28,387 7.7500
Sale 2,000 50.81 USD
Sale 800 50.79 USD
Sale 23,542 7.7895
Sale 21,139 7.7500
Sale 1,600 50.63 USD
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 4500 7.7541
CFD Long 17396 7.8076
CFD Short 800 7.7508
CFD Short 3461 7.7604
CFD Short 56546 7.7683
CFD Short 11040 7.7771
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
Call Selling 400 55 USD AMER 21/11/2009 0.4 USD
Call Selling 20000 55 USD AMER 21/11/2009 0.35 USD
Put Purchasing 1200 45 USD AMER 21/11/2009 0.6 USD
Put Selling 18800 40 USD AMER 19/12/2009 0.3 USD
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 28 October 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 800 55.0000 AMER 21/11/2009
Option Sold -57,600 50.0000 AMER 21/11/2009
Option Sold -57,200 55.0000 AMER 21/11/2009
Option Sold -18,800 40.0000 AMER 19/12/2009
Option Sold -5,200 45.0000 AMER 19/12/2009
Option Sold -800 50.0000 AMER 19/12/2009
Option Purchased 400 35.0000 AMER 19/12/2009
Option Sold -76,800 45.0000 AMER 21/11/2009
Option Purchased 800 30.0000 AMER 19/12/2009
Option Purchased 250,000 8.2000 AMER 18/12/2009
Option Purchased 6,000 45.0000 AMER 19/12/2009
Option Purchased 8,400 55.0000 AMER 19/12/2009
Option Purchased 11,200 50.0000 AMER 21/11/2009
Option Sold -750,000 860.0000 EURO 18/12/2009
Option Sold -265,000 740.0000 EURO 18/12/2009
Option Purchased 375,000 800.0000 EURO 18/12/2009
Option Purchased 375,000 800.0000 EURO 18/12/2009
Option Purchased 400 45.0000 AMER 21/11/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk