Rule 8.3 - CADBURY PLC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in CADBURY PLC
Class of relevant security GBP0.10
to which the dealings being
disclosed relate (Note 2)
Date of dealing 28 October 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 67,738,864 4.94% 1,664,110 0.12%
securities
(2) Derivatives 2,340,226 0.17% 1,321,249 0.10%
(other than
options)
(3) Options and 1,040,800 0.08% 1,229,000 0.09%
agreements to
purchase/sell
Total 71,119,890 5.19% 4,214,359 0.31%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 866 7.743614
Purchase 40,400 50.4639604 USD
Purchase 400 50.67 USD
Purchase 19,266 7.7232
Purchase 16,560 50.50096618 USD
Purchase 4,700 7.7500
Purchase 61,600 50.63922078 USD
Purchase 5,200 50.53923077 USD
Purchase 400 50.29 USD
Purchase 43,252 50.53273005 USD
Purchase 1,200 50.32333333 USD
Purchase 15,696 50.55407238 USD
Purchase 26,186 7.805041
Purchase 6 7.7500
Purchase 2,488 7.7050
Purchase 13,084 7.7590
Purchase 11,527 7.7468
Purchase 9,282 7.7241
Purchase 2,755 7.7500
Purchase 6,653 7.7329
Purchase 6,497 7.7836
Purchase 800 50.39 USD
Purchase 853 Transfer
Purchase 1,600 7.7668
Purchase 400 50.57 USD
Purchase 190 7.7700
Purchase 651 7.7300
Purchase 1,269 7.7976
Purchase 400 50.63 USD
Purchase 8,000 50.85 USD
Purchase 1,550 7.7300
Purchase 48,800 50.50795085 USD
Purchase 37,600 50.42148936 USD
Sale 3,347 7.7495
Sale 2,929 7.7971
Sale 2,692 7.7404
Sale 190 7.8100
Sale 236 7.7700
Sale 540 7.7981
Sale 2,755 7.7344
Sale 634 7.7550
Sale 36 7.7650
Sale 634 7.7550
Sale 644 7.7443
Sale 2,440 7.8091
Sale 1,929 7.8100
Sale 684 7.7300
Sale 1,800 7.7300
Sale 1,604 7.7047
Sale 684 7.7300
Sale 742 7.7300
Sale 929 7.8082
Sale 1,320 7.7355
Sale 2,192 7.7300
Sale 1,596 50.37749 USD
Sale 400 50.63 USD
Sale 4,000 50.85 USD
Sale 4,000 50.85 USD
Sale 400 50.52 USD
Sale 1,200 50.66 USD
Sale 183,508 50.552 USD
Sale 400 50.85 USD
Sale 48,400 50.5051 USD
Sale 20,000 50.4684 USD
Sale 400 50.63 USD
Sale 800 50.400 USD
Sale 732 50.3609 USD
Sale 1,272 50.5617 USD
Sale 14,417 7.7323
Sale 106,181 7.7431
Sale 6,011 7.7300
Sale 6,011 7.7300
Sale 8,303 7.7300
Sale 12,593 7.7362
Sale 6 7.7500
Sale 400 50.62 USD
Sale 95,445 7.7369
Sale 2,000 50.40 USD
Sale 24,360 7.81
Sale 2,000 50.4 USD
Sale 400 50.42 USD
Sale 400 50.3925 USD
Sale 4,000 50.85 USD
Sale 5,631 7.7871
Sale 22,215 7.7865
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 1604 7.7046
CFD Long 106181 7.743
CFD Short 1600 7.7668
CFD Short 920 7.7677
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
Call Purchasing 1200 50 USD AMER 21/11/2009 2 USD
Put Purchasing 400 45 USD AMER 21/11/2009 0.7 USD
Put Purchasing 400 50 USD AMER 21/11/2009 1.6 USD
Put Purchasing 6000 50 USD AMER 21/11/2009 1.5 USD
Put Purchasing 6400 50 USD AMER 21/11/2009 1.5 USD
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 29 October 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 800 55.0000 AMER 21/11/2009
Option Sold -57,200 55.0000 AMER 21/11/2009
Option Sold -56,400 50.0000 AMER 21/11/2009
Option Sold -18,800 40.0000 AMER 19/12/2009
Option Sold -5,200 45.0000 AMER 19/12/2009
Option Sold -800 50.0000 AMER 19/12/2009
Option Purchased 400 35.0000 AMER 19/12/2009
Option Sold -75,600 45.0000 AMER 21/11/2009
Option Purchased 800 30.0000 AMER 19/12/2009
Option Purchased 250,000 8.2000 AMER 18/12/2009
Option Purchased 6,000 45.0000 AMER 19/12/2009
Option Purchased 8,400 55.0000 AMER 19/12/2009
Option Purchased 24,000 50.0000 AMER 21/11/2009
Option Sold -750,000 860.0000 EURO 18/12/2009
Option Sold -265,000 740.0000 EURO 18/12/2009
Option Purchased 375,000 800.0000 EURO 18/12/2009
Option Purchased 375,000 800.0000 EURO 18/12/2009
Option Purchased 400 45.0000 AMER 21/11/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk