Rule 8.3 - CADBURY PLC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in CADBURY PLC
Class of relevant security GBP0.10
to which the dealings being
disclosed relate (Note 2)
Date of dealing 29 October 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 67,687,483 4.94% 1,657,827 0.12%
securities
(2) Derivatives 2,361,114 0.17% 1,285,778 0.09%
(other than
options)
(3) Options and 1,066,800 0.08% 1,232,600 0.09%
agreements to
purchase/sell
Total 71,115,397 5.19% 4,176,205 0.30%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 1,769 7.7300
Purchase 800 51.52 USD
Purchase 844 51.1995 USD
Purchase 918 7.7255
Purchase 319,284 51.16048396 USD
Purchase 3,252 7.7357
Purchase 26,852 51.31036045 USD
Purchase 54,076 7.7617
Purchase 26,813 7.7559
Purchase 3,200 51.51875 USD
Purchase 1,970 7.7200
Purchase 16,933 7.7345
Purchase 7,600 51.18105263 USD
Purchase 2,192 7.7350
Purchase 19,712 51.5025 USD
Purchase 40 7.7350
Purchase 54,056 7.7353
Purchase 176 7.7315
Purchase 4,000 51.522 USD
Purchase 20,800 51.18884615 USD
Purchase 57,800 51.15685121 USD
Purchase 160 Transfer
Purchase 2,800 51.14142857 USD
Purchase 12,800 51.1775 USD
Purchase 3,600 51.47888889 USD
Purchase 400 51.15 USD
Purchase 100,000 51.16992 USD
Purchase 483 7.7300
Purchase 104 7.7300
Purchase 46,800 51.17094017 USD
Purchase 4,308 7.7461
Purchase 54,764 51.18120809 USD
Purchase 104,044 51.16468609 USD
Purchase 6,000 51.19333333 USD
Sale 46,800 51.17094017 USD
Sale 7,200 51.18777778 USD
Sale 18,800 51.17510638 USD
Sale 2,800 51.22714286 USD
Sale 2,874 7.7300
Sale 1,970 7.7350
Sale 5,107 7.7847
Sale 1,094 7.7300
Sale 4,000 51.522 USD
Sale 1,000 7.8000
Sale 6,800 51.16764706 USD
Sale 44 51.19 USD
Sale 104 7.7850
Sale 1,131 7.7361
Sale 18,238 7.7300
Sale 1,468 51.26474114 USD
Sale 13,200 51.32424242 USD
Sale 1,200 51.33 USD
Sale 400 51.16 USD
Sale 7,600 51.25526316 USD
Sale 400 51.2 USD
Sale 104,044 51.16468609 USD
Sale 800 51.2 USD
Sale 236,884 51.15543456 USD
Sale 77,294 7.7401
Sale 400 51.52 USD
Sale 18,967 7.7592
Sale 6,130 7.7449
Sale 4,800 51.29666667 USD
Sale 1,200 51.35406667 USD
Sale 5,600 51.50857143 USD
Sale 4,000 51.522 USD
Sale 400 51.52 USD
Sale 5,312 51.47783133 USD
Sale 4,000 51.504 USD
Sale 74,000 51.177676 USD
Sale 235,764 51.16976948 USD
Sale 4,052 51.38854886 USD
Sale 6,171 7.7494
Sale 72,400 7.7390
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 72400 7.739
CFD Long 77294 7.74
CFD Long 18967 7.7592
CFD Short 918 7.7254
CFD Short 54056 7.7353
CFD Short 3252 7.7357
CFD Short 54076 7.7617
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
Call Purchasing 400 55 USD AMER 21/11/2009 0.45 USD
Call Purchasing 400 55 USD AMER 19/12/2009 0.5 USD
Call Purchasing 800 50 USD AMER 21/11/2009 2.45 USD
Call Purchasing 800 50 USD AMER 21/11/2009 2.4699 USD
Call Purchasing 1600 55 USD AMER 19/12/2009 0.5 USD
Call Purchasing 4000 55 USD AMER 19/12/2009 0.5 USD
Call Purchasing 4000 55 USD AMER 19/12/2009 0.55 USD
Call Purchasing 6000 55 USD AMER 19/12/2009 0.5 USD
Call Selling 400 55 USD AMER 19/12/2009 0.55 USD
Call Selling 1600 55 USD AMER 21/11/2009 0.45 USD
Call Selling 4000 55 USD AMER 21/11/2009 0.45 USD
Put Purchasing 400 50 USD AMER 21/11/2009 1.3 USD
Put Purchasing 400 50 USD AMER 21/11/2009 1.35 USD
Put Purchasing 800 50 USD AMER 21/11/2009 1.26 USD
Put Purchasing 800 50 USD AMER 21/11/2009 1.28 USD
Put Purchasing 1600 50 USD AMER 21/11/2009 1.3 USD
Put Purchasing 2400 50 USD AMER 21/11/2009 1.35 USD
Put Purchasing 4000 45 USD AMER 19/12/2009 0.6 USD
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 30 October 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 800 55 USD AMER 21/11/2009
Option Sold -66,400 55 USD AMER 21/11/2009
Option Sold -54,800 50 USD AMER 21/11/2009
Option Sold -18,800 40 USD AMER 19/12/2009
Option Sold -1,200 45 USD AMER 19/12/2009
Option Sold -800 50 USD AMER 19/12/2009
Option Purchased 400 35 USD AMER 19/12/2009
Option Sold -75,600 45 USD AMER 21/11/2009
Option Purchased 800 30 USD AMER 19/12/2009
Option Purchased 250,000 8.2 GBP EUR 18/12/2009
Option Purchased 6,000 45 USD AMER 19/12/2009
Option Purchased 28,000 55 USD AMER 19/12/2009
Option Purchased 30,400 50 USD AMER 21/11/2009
Option Sold -750,000 8.60 GBP EURO 18/12/2009
Option Sold -265,000 7.40 GBP EURO 18/12/2009
Option Purchased 375,000 8.00 GBP EURO 18/12/2009
Option Purchased 375,000 8.00 GBP EURO 18/12/2009
Option Purchased 400 45 USD AMER 21/11/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk