Rule 8.3 - CADBURY PLC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in CADBURY PLC
Class of relevant security GBP0.10
to which the dealings being
disclosed relate (Note 2)
Date of dealing 30 October 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 67,997,592 4.96% 1,538,792 0.11%
securities
(2) Derivatives 2,227,642 0.16% 1,392,013 0.10%
(other than
options)
(3) Options and 1,068,800 0.08% 1,233,400 0.09%
agreements to
purchase/sell
Total 71,294,034 5.20% 4,164,205 0.30%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 145,754 7.7051
Purchase 400 50.81 USD
Purchase 62,252 50.82701686 USD
Purchase 80,000 7.7599
Purchase 80,000 7.7599
Purchase 62,171 7.7819
Purchase 19,840 7.7753
Purchase 7,151 7.7524
Purchase 8,000 51.17 USD
Purchase 4,378 7.7050
Purchase 4,264 7.7300
Purchase 4,199 7.7050
Purchase 4,199 7.7050
Purchase 2,800 50.8657 USD
Purchase 3,970 7.7050
Purchase 43,448 7.7398
Purchase 37,669 7.7248
Purchase 37,474 7.7919
Purchase 33,035 7.7051
Purchase 3,349 7.7050
Purchase 3,300 7.7963
Purchase 2,643 7.7050
Purchase 1,627 7.7051
Purchase 1,230 7.7050
Purchase 746 7.8050
Purchase 25,788 7.7050
Purchase 71,416 50.95407752 USD
Purchase 2,000 50.724 USD
Purchase 2,400 50.77 USD
Purchase 15,626 7.7050
Purchase 5,719 7.7051
Purchase 401 7.7703
Purchase 1,230 7.7050
Purchase 309 7.7850
Purchase 8,768 7.7050
Purchase 113 7.7050
Purchase 109 7.7050
Purchase 11,313 7.7051
Purchase 12,124 7.7816
Purchase 391 7.7050
Purchase 10,000 50.828 USD
Purchase 16,172 7.7050
Purchase 8,000 51.17 USD
Purchase 7,468 50.64 USD
Sale 3,288 7.7200
Sale 400 50.84 USD
Sale 16,172 7.7255
Sale 2,800 50.86571429 USD
Sale 887 7.7050
Sale 2,000 50.596 USD
Sale 7,446 7.7818
Sale 400 50.59 USD
Sale 2,349 7.7050
Sale 8,768 7.7050
Sale 400 50.81 USD
Sale 2,643 7.7050
Sale 400 50.76 USD
Sale 15,905 7.7777
Sale 15,820 7.7050
Sale 26,561 7.7210
Sale 26,091 7.7050
Sale 1,600 50.5 USD
Sale 37,600 50.90042553 USD
Sale 400 50.5 USD
Sale 2,000 50.55596 USD
Sale 3,600 50.555 USD
Sale 75,816 50.9422 USD
Sale 2,000 50.86 USD
Sale 8,000 50.82 USD
Sale 8,000 51.17 USD
Sale 8,000 51.17 USD
Sale 80,000 7.7599
Sale 8,400 50.82097619 USD
Sale 1,024 50.7534375 USD
Sale 8,248 50.868613 USD
Sale 400 50.74USD
Sale 5,687 7.7050
Sale 5,686 7.7050
Sale 5,255 7.7050
Sale 4,316 7.7827
Sale 4,264 7.7300
Sale 4,264 7.7968
Sale 391 7.7950
Sale 12,404 50.66390842 USD
Sale 1,200 50.6 USD
Sale 401 7.7847
Sale 2,016 50.82194444 USD
Sale 800 50.54 USD
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 3288 7.72
CFD Long 7446 7.7817
CFD Long 401 7.7846
CFD Long 1594 7.7902
CFD Long 1289 7.7995
CFD Short 7091 7.705
CFD Short 43448 7.7398
CFD Short 80000 7.7598
CFD Short 401 7.7702
CFD Short 19840 7.7753
CFD Short 62171 7.7819
CFD Short 37474 7.7919
CFD Short 3300 7.7963
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
Put Option Purchasing 100 45 USD AMER 21/11/2009 0.6 USD
Put Option Purchasing 100 50 USD AMER 21/11/2009 1.45 USD
Put Option Purchasing 200 50 USD AMER 21/11/2009 1.3 USD
Put Option Purchasing 1000 50 USD AMER 21/11/2009 1.35 USD
Put Option Selling 100 45 USD AMER 19/11/2009 0.8 USD
Put Option Selling 200 35 USD AMER 19/11/2009 0.1USD
Put Option Selling 200 50 USD AMER 21/11/2009 1.3 USD
Put Option Selling 500 50 USD AMER 21/11/2009 1.6 USD
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 02 November 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 800 55 USD AMER 21/11/2009
Option Sold -66,400 55 USD AMER 21/11/2009
Option Sold -54,800 50 USD AMER 21/11/2009
Option Sold -18,800 40 USD AMER 19/12/2009
Option Sold -2,000 45 USD AMER 19/12/2009
Option Sold -800 35 USD AMER 19/12/2009
Option Sold -800 50 USD AMER 19/12/2009
Option Sold -74,800 45 USD AMER 21/11/2009
Option Purchased 800 30 USD AMER 19/12/2009
Option Purchased 250,000 8.2 EURO 18/12/2009
Option Purchased 6,000 45 USD AMER 19/12/2009
Option Purchased 28,000 55 USD AMER 19/12/2009
Option Purchased 32,800 50 USD AMER 21/11/2009
Option Sold -750,000 8.60 EURO 18/12/2009
Option Sold -265,000 7.40 EURO 18/12/2009
Option Purchased 375,000 8.00 EURO 18/12/2009
Option Purchased 375,000 8.00 EURO 18/12/2009
Option Purchased 400 45 USD AMER 21/11/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk