Rule 8.3 - CADBURY PLC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in CADBURY PLC
Class of relevant security GBP0.10
to which the dealings being
disclosed relate (Note 2)
Date of dealing 03 November 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 67,870,261 4.95% 1,538,709 0.11%
securities
(2) Derivatives 2,302,657 0.17% 1,262,776 0.09%
(other than
options)
(3) Options and 1,067,600 0.08% 1,285,800 0.09%
agreements to
purchase/sell
Total 71,240,518 5.20% 4,087,285 0.30%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 189,996 7.8100
Purchase 2,400 50.86 USD
Purchase 1,200 51 USD
Purchase 1,400 51.09 USD
Purchase 1,200 51.02 USD
Purchase 12,245 7.775465
Purchase 705 7.7700
Purchase 2,000 51.04 USD
Purchase 280,481 7.8100
Purchase 16,400 50.998 USD
Purchase 57,602 7.7884
Purchase 51,513 7.7650
Purchase 41,397 7.8100
Purchase 12,245 7.7755
Purchase 5,651 7.7987
Purchase 2,400 7.8058
Purchase 2,257 7.8255
Purchase 197 7.8100
Purchase 204 51.03 USD
Purchase 1,200 51.02 USD
Purchase 5,600 50.967143 USD
Purchase 2,800 50.93878571 USD
Purchase 800 50.93 USD
Purchase 7,600 50.98210526 USD
Purchase 48 51.01 USD
Purchase 5,200 50.98980769 USD
Purchase 6,508 51.15 USD
Purchase 4,000 50.98 USD
Purchase 49,600 50.9717 USD
Sale 46,674 7.7971
Sale 1,100 7.8200
Sale 5,600 51.15 USD
Sale 1,889 7.7993
Sale 1,954 7.8042
Sale 51,513 7.7650
Sale 51,513 7.7700
Sale 41,397 7.8100
Sale 2,200 7.7887
Sale 4,706 7.7700
Sale 1,452 51.02107438 USD
Sale 1,200 51.02 USD
Sale 130 7.7800
Sale 10,291 7.7700
Sale 9,932 7.7934
Sale 47,527 7.7944
Sale 352 51.12 USD
Sale 4,400 50.94454545 USD
Sale 49,600 50.97169355 USD
Sale 3,200 51.025 USD
Sale 800 51.05 USD
Sale 400 51.05 USD
Sale 2,400 50.86 USD
Sale 16,400 50.998 USD
Sale 1,400 51.09 USD
Sale 280,481 7.8100
Sale 400 51.19 USD
Sale 189,996 7.8100
Sale 16,400 50.998 USD
Sale 870 7.7700
Sale 1,954 7.8042
Sale 626 7.8100
Sale 534 7.7950
Sale 301 7.7985
Sale 66 7.7887
Sale 10,291 7.77
Sale 908 51.15 USD
Sale 448 51.15892857 USD
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 4697 7.7804
CFD Long 66 7.7886
CFD Long 2200 7.7887
CFD Long 47527 7.7943
CFD Long 46674 7.7971
CFD Long 1889 7.7993
CFD Long 15258 7.8064
CFD Short 2400 7.8058
CFD Short 2257 7.8254
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
Call Selling 400 50 USD AMER 21/11/2009 2.55 USD
Put Selling 400 45 USD AMER 21/11/2009 0.6 USD
Put Selling 400 45 USD AMER 21/11/2009 0.65 USD
Put Selling 400 45 USD AMER 19/12/2009 0.75 USD
Put Selling 1200 50 USD AMER 21/11/2009 1.45 USD
Put Selling 2400 45 USD AMER 19/12/2009 0.75 USD
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 04 November 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 800 55 USD AMER 21/11/2009
Option Sold -73,600 55 USD AMER 21/11/2009
Option Sold -55,200 50 USD AMER 21/11/2009
Option Sold -18,800 40 USD AMER 19/12/2009
Option Sold -6,000 45 USD AMER 19/12/2009
Option Sold -800 35 USD AMER 19/12/2009
Option Purchased 400 45 USD AMER 21/11/2009
Option Sold -116,400 45 USD AMER 21/11/2009
Option Purchased 800 50 USD AMER 19/12/2009
Option Purchased 250,000 8.2 EURO 18/12/2009
Option Purchased 6,000 45 USD AMER 19/12/2009
Option Purchased 26,800 55 USD AMER 19/12/2009
Option Purchased 32,000 50 USD AMER 21/11/2009
Option Sold -750,000 8.60 EURO 18/12/2009
Option Sold -265,000 7.40 EURO 18/12/2009
Option Purchased 375,000 8.00 EURO 18/12/2009
Option Purchased 375,000 8.00 EURO 18/12/2009
Option Purchased 800 30 USD AMER 19/12/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk