Rule 8.3 - CADBURY PLC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in CADBURY PLC
Class of relevant security GBP0.10
to which the dealings being
disclosed relate (Note 2)
Date of dealing 05 November 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 67,531,726 4.92% 1,487,662 0.11%
securities
(2) Derivatives 2,350,598 0.17% 1,431,506 0.10%
(other than
options)
(3) Options and 1,070,800 0.08% 1,301,800 0.09%
agreements to
purchase/sell
Total 70,957,924 5.17% 4,194,568 0.31%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 400 49.88 USD
Purchase 11,473 7.6056
Purchase 9,800 7.6131
Purchase 4,380 7.6076
Purchase 1,900 7.6061
Purchase 1,762 7.5800
Purchase 29,800 49.8859 USD
Purchase 796 7.6200
Purchase 800 50.09 USD
Purchase 400 50.09 USD
Purchase 1,600 50.09 USD
Purchase 400 50.09 USD
Purchase 800 50.09 USD
Purchase 20,397 7.6070
Purchase 400 50.24 USD
Purchase 1,200 49.89 USD
Purchase 132,488 50.21806652 USD
Purchase 2,800 49.89 USD
Purchase 33,600 49.97583333 USD
Purchase 5,200 49.90230769 USD
Purchase 1,280 50.52 USD
Purchase 7,600 50.07473684 USD
Purchase 1,600 50.1512 USD
Purchase 632 50.23367089 USD
Purchase 1,224 49.86673203 USD
Purchase 2,000 50.102 USD
Purchase 172 49.9 USD
Purchase 2,400 49.893 USD
Purchase 9,252 50.12750108 USD
Purchase 800 50.28 USD
Purchase 30,088 7.6047
Purchase 250,000 7.6650
Purchase 250,000 7.6765
Purchase 360,000 7.6453
Purchase 62,773 7.5783
Purchase 360,000 7.6568
Purchase 200 7.5850
Purchase 98,714 7.6318
Purchase 360,000 7.6453
Sale 250,000 7.6765
Sale 3,680 50.35571739 USD
Sale 3,200 50.22875 USD
Sale 33,600 49.975833 USD
Sale 13,600 50.17764706 USD
Sale 250,000 7.6765
Sale 36,800 50.24576087 USD
Sale 400 50.26 USD
Sale 360,000 7.6568
Sale 21,608 50.34810441 USD
Sale 16,880 50.02473938 USD
Sale 50,400 50.12952381 USD
Sale 2,316 49.87445596 USD
Sale 400 49.89 USD
Sale 484 49.88826446 USD
Sale 400 49.87 USD
Sale 2,000 49.912 USD
Sale 1,600 50.1512 USD
Sale 118 7.6505
Sale 13,536 50.05391025 USD
Sale 2,144 50.17 USD
Sale 200 7.6600
Sale 354 7.6650
Sale 367 7.5750
Sale 449 7.5750
Sale 796 7.6650
Sale 2,800 50.44142857 USD
Sale 6,943 7.6273
Sale 41,000 7.6375
Sale 1,868 7.6400
Sale 36,850 7.6200
Sale 1,920 7.6132
Sale 2,080 7.6192
Sale 1,600 50.1512 USD
Sale 6,187 7.6019
Sale 360,000 7.6453
Sale 7,541 7.6272
Sale 7,910 7.6030
Sale 29,841 7.6330
Sale 25,433 7.7310
Sale 11,978 7.6397
Sale 14,870 7.7310
Sale 2,100 7.5826
Sale 61,662 7.7310
Sale 250,000 7.6650
Sale 20,512 7.6397
Sale 106,279 7.6600
Sale 14,484 49.87966584 USD
Sale 70,750 7.6416
Sale 2,716 49.87705449 USD
Sale 1,605 7.6600
Sale 400 49.94 USD
Sale 1,200 49.89 USD
Sale 8,400 49.8947619 USD
Sale 51,000 7.6375
Sale 3,600 49.892 USD
Sale 49,607 7.6397
Sale 43,557 7.5932
Sale 4,000 50.09 USD
Sale 200 49.87 USD
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 2100 7.5826
CFD Long 2080 7.6192
CFD Long 20220 7.6552
CFD Short 62773 7.5782
CFD Short 30088 7.6047
CFD Short 1900 7.606
CFD Short 98714 7.6317
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
Call Purchasing 400 50 USD AMER 21/11/2009 1.8 USD
Call Purchasing 400 50 USD AMER 21/11/2009 1.85 USD
Call Purchasing 400 50 USD AMER 19/12/2009 2.5 USD
Call Purchasing 400 55 USD AMER 21/11/2009 0.2 USD
Call Purchasing 400 55 USD AMER 21/11/2009 0.25 USD
Call Purchasing 39200 55 USD AMER 21/11/2009 0.25 USD
Call Sold 400 50 USD AMER 21/11/2009 1.9 USD
Call Sold 400 50 USD AMER 21/11/2009 2.15 USD
Call Sold 3600 50 USD AMER 21/11/2009 1.9 USD
Call Sold 4800 50 USD AMER 21/11/2009 1.9 USD
Put Purchasing 400 50 USD AMER 21/11/2009 1.75 USD
Put Purchasing 7600 50 USD AMER 21/11/2009 1.75 USD
Put Selling 1600 50 USD AMER 21/11/2009 1.8 USD
Put Selling 2000 50 USD AMER 21/11/2009 1.95 USD
Put Selling 4000 40 USD AMER 19/12/2009 0.45 USD
Put Sold 1200 45 USD AMER 21/11/2009 0.85 USD
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 06 November 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 1,200 50 USD AMER 19/12/2009
Option Sold -65,600 50 USD AMER 21/11/2009
Option Sold -32,800 55 USD AMER 21/11/2009
Option Sold -22,800 40 USD AMER 19/12/2009
Option Sold -20,400 45 USD AMER 19/12/2009
Option Sold -800 35 USD AMER 19/12/2009
Option Sold -400 50 USD AMER 19/12/2009
Option Purchased 400 45 USD AMER 21/11/2009
Option Sold -117,600 45 USD AMER 21/11/2009
Option Purchased 800 55 USD AMER 21/11/2009
Option Purchased 250,000 8.2 EURO 18/12/2009
Option Purchased 6,000 45 USD AMER 19/12/2009
Option Purchased 26,800 55 USD AMER 19/12/2009
Option Purchased 39,600 50 USD AMER 21/11/2009
Option Sold -750,000 8.60 EURO 18/12/2009
Option Sold -265,000 7.40 EURO 18/12/2009
Option Purchased 375,000 8.00 EURO 18/12/2009
Option Purchased 375,000 8.00 EURO 18/12/2009
Option Purchased 800 30 USD AMER 19/12/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk