Rule 8.3 - CADBURY PLC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in CADBURY PLC
Class of relevant security GBP0.10
to which the dealings being
disclosed relate (Note 2)
Date of dealing 06 November 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 66,288,077 4.83% 0 0.00%
securities
(2) Derivatives 2,436,191 0.18% 1,810,886 0.13%
(other than
options)
(3) Options and 1,083,200 0.08% 1,413,000 0.10%
agreements to
purchase/sell
Total 69,807,468 5.09% 3,223,886 0.24%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 400 50.4 USD
Purchase 3,710 7.6031
Purchase 4,687 7.5967
Purchase 5,139 7.5877
Purchase 9,637 7.5964
Purchase 9,938 7.5768
Purchase 10,000 7.5838
Purchase 170,400 7.6146
Purchase 13,612 7.5898
Purchase 1,800 7.5911
Purchase 30,506 7.6200
Purchase 30,506 7.6200
Purchase 32,743 7.5741
Purchase 39,554 7.6200
Purchase 39,554 7.6200
Purchase 168,459 7.6057
Purchase 10,000 50.5032 USD
Purchase 31,192 50.34184919 USD
Purchase 20 50 USD
Purchase 800 50.41 USD
Purchase 6,800 50.30411765 USD
Purchase 1,200 50.17 USD
Purchase 3,140 50.330828 USD
Purchase 400 50.49 USD
Purchase 2,085 7.5926
Purchase 1,184 50.47 USD
Purchase 2,033 7.5910
Purchase 566 7.5800
Purchase 663 7.6173
Purchase 797 7.5017
Purchase 1,200 7.5808
Purchase 1,270 7.5857
Purchase 1,727 7.5800
Purchase 17,960 7.5800
Purchase 400 50.47 USD
Purchase 8,800 50.51409091 USD
Purchase 1,200 50.5 USD
Purchase 2,880,328 50.28 USD
Purchase 194 7.6200
Purchase 1,600 50.3 USD
Purchase 2,880,328 50.28 USD
Purchase 336 50.07 USD
Purchase 194 7.6200
Purchase 400 50.05 USD
Purchase 2,400 50.51666667 USD
Purchase 800 50.04 USD
Purchase 5,200 50.41461538 USD
Purchase 4,000 50.509 USD
Purchase 200 7.5500
Purchase 800 50.45 USD
Purchase 1,600 50.535 USD
Sale 1,290 7.5903
Sale 241 7.6050
Sale 797 7.6300
Sale 1,536 50.0492 USD
Sale 200 7.5500
Sale 2,120 7.6300
Sale 650 7.6000
Sale 650 7.6000
Sale 2,927 7.5981
Sale 500 7.6050
Sale 14,000 50.34157143 USD
Sale 2,880,328 50.28 USD
Sale 1,584 50.47 USD
Sale 400 50.49 USD
Sale 7,620 50.314436 USD
Sale 400 50.4 USD
Sale 1,540 50.24857143 USD
Sale 1,200 50.17 USD
Sale 1,600 50.41 USD
Sale 2,880,328 50.28 USD
Sale 39,554 7.6200
Sale 30,042 7.5918
Sale 30,506 7.6200
Sale 400 50.5 USD
Sale 30,506 7.6200
Sale 2,400 50.51666667 USD
Sale 3,630 7.6300
Sale 37,816 7.6106
Sale 12,071 7.5800
Sale 2,400 50.34666667 USD
Sale 6,800 50.34705882 USD
Sale 39,554 7.6200
Sale 53,140 7.5950
Sale 400 50.35 USD
Sale 1,600 50.3 USD
Sale 4,792 50.3424374 USD
Sale 6,937 7.6008
Sale 14,582 7.6071
Sale 4,191 7.6000
Sale 1,200 50.35666667 USD
Sale 4,429 7.5800
Sale 194 7.6200
Sale 194 7.6200
Sale 20,773 7.5945
Sale 6,800 7.5887
Sale 800 50.5 USD
Sale 7,212 7.5800
Sale 7,390 7.6042
Sale 8,604 7.5800
Sale 8,780 7.6300
Sale 1,600 50.3 USD
Sale 3,352 7.5800
Sale 5,889 7.5800
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 6800 7.5887
CFD Long 1290 7.5903
CFD Long 39982 7.6057
CFD Long 663 7.6173
CFD Short 1200 7.5808
CFD Short 1800 7.5911
CFD Short 168459 7.6057
CFD Short 170400 7.6146
CFD Short 663 7.6172
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
Call Purchasing 400 55 USD AMER 21/11/2009 0.55 USD
Call Purchasing 400 50 USD AMER 19/12/2009 2.6 USD
Call Purchasing 800 55 USD AMER 21/11/2009 0.27 USD
Call Purchasing 4000 55 USD AMER 21/11/2009 0.24 USD
Call Selling 400 55 USD AMER 21/11/2009 0.25 USD
Call Selling 400 55 USD AMER 21/11/2009 0.3 USD
Call Selling 400 55 USD AMER 19/12/2009 0.4 USD
Call Selling 1600 55 USD AMER 21/11/2009 0.25 USD
Call Selling 1600 55 USD AMER 21/11/2009 0.3 USD
Call Selling 2000 55 USD AMER 21/11/2009 0.25 USD
Call Selling 3600 55 USD AMER 21/11/2009 0.3 USD
Call Selling 4000 55 USD AMER 21/11/2009 0.3 USD
Call Selling 5600 55 USD AMER 19/12/2009 0.45 USD
Call Selling 9600 55 USD AMER 21/11/2009 0.25 USD
Call Selling 10000 55 USD AMER 21/11/2009 0.25 USD
Call Selling 10000 55 USD AMER 21/11/2009 0.3 USD
Call Selling 10800 55 USD AMER 21/11/2009 0.25 USD
Call Selling 20000 55 USD AMER 21/11/2009 0.3 USD
Call Selling 22000 55 USD AMER 21/11/2009 0.3 USD
Put Purchasing 400 35 USD AMER 19/12/2009 0.15 USD
Put Purchasing 400 40 USD AMER 19/12/2009 0.4 USD
Put Purchasing 400 45 USD AMER 21/11/2009 0.6 USD
Put Purchasing 800 45 USD AMER 21/11/2009 0.58 USD
Put Purchasing 1600 35 USD AMER 19/12/2009 0.15 USD
Put Purchasing 1600 50 USD AMER 21/11/2009 1.65 USD
Put Purchasing 2400 50 USD AMER 21/11/2009 1.65 USD
Put Purchasing 4000 45 USD AMER 21/11/2009 0.55 USD
Put Purchasing 4000 45 USD AMER 21/11/2009 0.56 USD
Put Purchasing 7600 35 USD AMER 19/12/2009 0.15 USD
Put Purchasing 20000 45 USD AMER 21/11/2009 0.6 USD
Put Selling 400 45 USD AMER 21/11/2009 0.6 USD
Put Selling 400 45 USD AMER 21/11/2009 0.85 USD
Put Selling 400 50 USD AMER 21/11/2009 1.9 USD
Put Selling 2000 45 USD AMER 21/11/2009 0.7 USD
Put Selling 4000 45 USD AMER 21/11/2009 0.65 USD
Put Selling 4000 45 USD AMER 19/12/2009 1.1 USD
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 09 November 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 6,000 45 USD AMER 19/12/2009
Option Sold -95,200 45 USD AMER 21/11/2009
Option Sold -65,600 50 USD AMER 21/11/2009
Option Sold -24,400 45 USD AMER 19/12/2009
Option Sold -22,400 40 USD AMER 19/12/2009
Option Sold -400 50 USD AMER 19/12/2009
Option Purchased 400 45 USD AMER 21/11/2009
Option Purchased 800 30 USD AMER 19/12/2009
Option Sold -190,000 55 USD AMER 21/11/2009
Option Purchased 1,600 50 USD AMER 19/12/2009
Option Purchased 250,000 8.2 EURO 18/12/2009
Option Purchased 9,600 35 USD AMER 19/12/2009
Option Purchased 20,800 55 USD AMER 19/12/2009
Option Purchased 43,200 50 USD AMER 21/11/2009
Option Sold -750,000 8.60 EURO 18/12/2009
Option Sold -265,000 7.40 EURO 18/12/2009
Option Purchased 375,000 8.00 EURO 18/12/2009
Option Purchased 375,000 8.00 EURO 18/12/2009
Option Purchased 800 55 USD AMER 21/11/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk