Rule 8.3 - CADBURY PLC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in CADBURY PLC
Class of relevant security GBP0.10
to which the dealings being
disclosed relate (Note 2)
Date of dealing 09 November 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 65,737,212 4.79% 0 0.00%
securities
(2) Derivatives 2,485,232 0.18% 1,841,827 0.13%
(other than
options)
(3) Options and 1,109,600 0.08% 1,406,600 0.10%
agreements to
purchase/sell
Total 69,332,044 5.06% 3,248,427 0.24%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 400 50.688 USD
Purchase 128,579 7.6100
Purchase 670 7.61
Purchase 290 7.6100
Purchase 1,200 50.7967 USD
Purchase 1,600 50.6825 USD
Purchase 21,200 50.74566038 USD
Purchase 1,200 50.68666667 USD
Purchase 42,592 7.6100
Purchase 200,000 50.83716 USD
Purchase 60,000 50.83276667 USD
Purchase 10,800 50.93444444 USD
Purchase 18,540 50.81171521 USD
Purchase 32,400 50.90358025 USD
Purchase 41,912 51.2626589 USD
Purchase 800 50.66 USD
Purchase 15,040 7.6008
Purchase 2,653 7.6000
Purchase 3,100 7.6164
Purchase 3,258 7.6000
Purchase 3,600 7.7881
Purchase 5,000 7.5600
Purchase 5,097 7.6130
Purchase 87,500 7.6089
Purchase 9,372 7.4867
Purchase 67,672 7.5274
Purchase 16,485 7.5988
Purchase 32,353 7.5929
Purchase 40,000 7.6200
Purchase 40,000 7.6200
Purchase 40,000 7.6314
Purchase 1,200 50.69 USD
Purchase 6,216 7.6277
Purchase 705 7.6100
Purchase 400 50.66 USD
Purchase 3,600 52.263333 USD
Purchase 670 7.6100
Purchase 400 50.688 USD
Purchase 3,200 50.76 USD
Purchase 800 51.18 USD
Purchase 800 51.18 USD
Purchase 800 51.18 USD
Purchase 570 Transfer
Purchase 670 7.6100
Purchase 304 7.6200
Purchase 706 7.6000
Purchase 1,600 51.18 USD
Purchase 1,490 7.6105
Purchase 1,769 7.6100
Purchase 95,732 50.52932317 USD
Purchase 4,000 50.9 USD
Purchase 1,200 7.5888
Purchase 2,115 7.6100
Sale 40,000 7.6200
Sale 2,800 7.6313
Sale 40,000 7.6314
Sale 26,825 7.5866
Sale 670 7.6100
Sale 578 7.5750
Sale 40,000 7.6314
Sale 40,000 7.6200
Sale 39,437 7.5415
Sale 670 7.6100
Sale 2,075 7.6182
Sale 20,000 7.5400
Sale 23,029 7.5415
Sale 873 7.6100
Sale 1,867 7.5745
Sale 3,268 7.6115
Sale 22,446 7.6661
Sale 3,630 7.4528
Sale 4,948 7.6350
Sale 14,754 7.6100
Sale 9,372 7.7558
Sale 9,167 7.6282
Sale 8,780 7.4528
Sale 7,301 7.5976
Sale 26,279 7.5800
Sale 4,000 51.18 USD
Sale 3,200 50.76 USD
Sale 200,000 50.83716 USD
Sale 16,800 50.85 USD
Sale 30,800 50.83681818 USD
Sale 800 50.9 USD
Sale 1,600 50.9 USD
Sale 60,000 7.5667
Sale 57,732 50.44684542 USD
Sale 6,000 50.83 USD
Sale 10,000 50.6972 USD
Sale 5,200 50.75461538 USD
Sale 14,400 50.67722222 USD
Sale 124,852 50.98633416 USD
Sale 3,600 52.26333333 USD
Sale 8,000 50.487 USD
Sale 400 50.83 USD
Sale 670 7.61
Sale 43,157 7.5799
Sale 49,112 7.6406
Sale 3,200 50.76 USD
Sale 95,377 7.5415
Sale 128,579 7.6100
Sale 132,849 7.5950
Sale 4,800 50.825 USD
Sale 400 50.688 USD
Sale 4,400 50.8 USD
Sale 800 50.68 USD
Sale 400 51.03 USD
Sale 800 50.9 USD
Sale 2,535 7.7250
Sale 800 50.9 USD
Sale 2,120 7.4528
Sale 42,592 7.6100
Sale 164,381 7.6152
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 1867 7.5745
CFD Long 43157 7.5798
CFD Long 26554 7.6263
CFD Long 2800 7.6312
CFD Long 49112 7.6405
CFD Long 2535 7.725
CFD Short 67672 7.5274
CFD Short 1200 7.5887
CFD Short 32353 7.5929
CFD Short 3100 7.6164
CFD Short 3600 7.788
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
Call Purchasing 400 55 USD AMER 19/12/2009 0.4 USD
Call Selling 400 55 USD AMER 19/12/2009 0.4 USD
Call Selling 800 55 USD AMER 19/12/2009 0.5 USD
Call Selling 4000 55 USD AMER 19/12/2009 0.6 USD
Put Purchasing 400 50 USD AMER 21/11/2009 0.6 USD
Put Purchasing 800 45 USD AMER 19/12/2009 0.35 USD
Put Purchasing 1600 45 USD AMER 19/12/2009 0.05 USD
Put Purchasing 3200 50 USD AMER 21/11/2009 0.6 USD
Put Purchasing 3200 50 USD AMER 21/11/2009 0.7 USD
Put Purchasing 4000 45 USD AMER 19/12/2009 0.1 USD
Put Purchasing 4000 50 USD AMER 21/11/2009 0.6 USD
Put Selling 2000 50 USD AMER 19/12/2009 2.35 USD
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 10 November 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 9,600 35 USD AMER 19/12/2009
Option Sold -89,600 45 USD AMER 21/11/2009
Option Sold -65,600 50 USD AMER 21/11/2009
Option Sold -23,600 45 USD AMER 19/12/2009
Option Sold -22,400 40 USD AMER 19/12/2009
Option Sold -400 50 USD AMER 19/12/2009
Option Purchased 400 45 USD AMER 21/11/2009
Option Purchased 800 30 USD AMER 19/12/2009
Option Sold -190,000 55 USD AMER 21/11/2009
Option Purchased 6,000 45 USD AMER 19/12/2009
Option Purchased 250,000 8.2 EURO 18/12/2009
Option Purchased 16,000 55 USD AMER 19/12/2009
Option Purchased 21,600 50 USD AMER 19/12/2009
Option Purchased 54,400 50 USD AMER 21/11/2009
Option Sold -750,000 8.60 EURO 18/12/2009
Option Sold -265,000 7.40 EURO 18/12/2009
Option Purchased 375,000 8.00 EURO 18/12/2009
Option Purchased 375,000 8.00 EURO 18/12/2009
Option Purchased 800 55 USD AMER 21/11/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk