Rule 8.3 - CADBURY PLC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in CADBURY PLC
Class of relevant security GBP0.10
to which the dealings being
disclosed relate (Note 2)
Date of dealing 10 November 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 65,963,355 4.81% 0 0.00%
securities
(2) Derivatives 2,452,236 0.18% 1,860,527 0.14%
(other than
options)
(3) Options and 1,128,800 0.08% 1,397,800 0.10%
agreements to
purchase/sell
Total 69,544,391 5.07% 3,258,327 0.24%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 31,817 7.6050
Purchase 1,600 51.0975 USD
Purchase 40 51.21 USD
Purchase 1,600 51.0975 USD
Purchase 800 51.2 USD
Purchase 42,368 7.6300
Purchase 58,400 50.75023973 USD
Purchase 108,265 7.6050
Purchase 23,000 7.6039
Purchase 3,090 7.6178
Purchase 1,200 51.28666667 USD
Purchase 36,757 7.5925
Purchase 36,757 7.5970
Purchase 36,757 7.6400
Purchase 1,200 51.15333333 USD
Purchase 400 51.16 USD
Purchase 9,418 7.6050
Purchase 1,410 7.6300
Purchase 498 7.6008
Purchase 500 7.6050
Purchase 5,200 50.91 USD
Purchase 20,000 51.26 USD
Purchase 542 7.6050
Purchase 956 7.6043
Purchase 800 51.27 USD
Purchase 55,732 50.75 USD
Purchase 66,996 50.936504 USD
Purchase 63,600 51.038931 USD
Purchase 66,780 7.6323 USD
Purchase 12,400 51.28 USD
Purchase 1,576 7.6300
Purchase 2,917 7.6042
Purchase 75,000 7.6400
Sale 36,757 7.5925
Sale 42,368 7.6300
Sale 36,757 7.6400
Sale 36,757 7.6300
Sale 27,683 7.5931
Sale 4,500 7.5799
Sale 3,600 7.5847
Sale 3,139 7.6109
Sale 2,936 7.6140
Sale 1,576 7.6400
Sale 1,400 7.6304
Sale 8,143 7.6154
Sale 7,600 50.97263158 USD
Sale 800 51.205 USD
Sale 800 50.99 USD
Sale 12,400 51.25967742 USD
Sale 800 51.25 USD
Sale 6,800 51.26176471 USD
Sale 800 51.27 USD
Sale 40 51.21 USD
Sale 5,200 50.91 USD
Sale 12,400 51.28 USD
Sale 56,596 50.94186939 USD
Sale 2,400 50.91 USD
Sale 800 51.27 USD
Sale 25,200 51.18984127 USD
Sale 51,428 7.5864
Sale 30,800 50.93181818 USD
Sale 55,732 50.75 USD
Sale 19,600 50.7505102 USD
Sale 35,200 50.75011364 USD
Sale 3,600 50.75 USD
Sale 1,600 51.235075 USD
Sale 800 51.26 USD
Sale 1,200 51.24666667 USD
Sale 800 51.24 USD
Sale 21 7.6050
Sale 400 51.22 USD
Sale 2,800 50.9 USD
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 4500 7.5798
CFD Long 3600 7.5847
CFD Long 13313 7.6047
CFD Long 18361 7.6121
CFD Long 1400 7.6303
CFD Short 23000 7.6038
CFD Short 3090 7.6177
CFD Short 66780 7.6323
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
Call Purchasing 400 50 USD AMER 19/12/2009 2.05 USD
Call Purchasing 400 50 USD AMER 19/12/2009 2.1 USD
Call Purchasing 400 50 USD AMER 19/12/2009 2.3 USD
Call Purchasing 400 55 USD AMER 21/11/2009 0.1 USD
Call Purchasing 800 50 USD AMER 19/12/2009 2.05 USD
Call Purchasing 3600 55 USD AMER 21/11/2009 0.1 USD
Call Purchasing 9600 50 USD AMER 19/12/2009 2.3 USD
Call Selling 4000 50 USD AMER 19/12/2009 2.3 USD
Put Purchasing 400 45 USD AMER 19/12/2009 0.25 USD
Put Purchasing 400 50 USD AMER 21/11/2009 0.4 USD
Put Purchasing 400 50 USD AMER 19/12/2009 1.1 USD
Put Purchasing 2000 50 USD AMER 21/11/2009 0.4 USD
Put Purchasing 2000 50 USD AMER 19/12/2009 1.3 USD
Put Purchasing 2800 50 USD AMER 19/12/2009 1.1 USD
Put Purchasing 3600 45 USD AMER 19/12/2009 0.25 USD
Put Purchasing 3600 50 USD AMER 21/11/2009 0.4 USD
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 11 November 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 9,600 35 USD AMER 19/12/2009
Option Sold -89,600 45 USD AMER 21/11/2009
Option Sold -65,600 50 USD AMER 21/11/2009
Option Sold -22,400 40 USD AMER 19/12/2009
Option Sold -19,600 45 USD AMER 19/12/2009
Option Purchased 400 45 USD AMER 21/11/2009
Option Purchased 800 30 USD AMER 19/12/2009
Option Purchased 800 55 USD AMER 21/11/2009
Option Sold -185,600 55 USD AMER 21/11/2009
Option Purchased 6,000 45 USD AMER 19/12/2009
Option Purchased 250,000 8.2 EURO 18/12/2009
Option Purchased 16,000 55 USD AMER 19/12/2009
Option Purchased 29,200 50 USD AMER 19/12/2009
Option Purchased 60,400 50 USD AMER 21/11/2009
Option Sold -750,000 8.60 EURO 18/12/2009
Option Sold -265,000 7.40 EURO 18/12/2009
Option Purchased 375,000 8.00 EURO 18/12/2009
Option Purchased 375,000 8.00 EURO 18/12/2009
Option Purchased 5,600 50 USD AMER 19/12/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk