Rule 8.3 - CADBURY PLC
The Rule 8.3 report published earlier today showed an incorrect date of dealing. This has now been corrected.
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in CADBURY PLC
Class of relevant security GBP0.10
to which the dealings being
disclosed relate (Note 2)
Date of dealing 11 November 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 68,126,721 4.97% 0 0.00%
securities
(2) Derivatives 1,379,299 0.10% 2,763,525 0.20%
(other than
options)
(3) Options and 1,689,600 0.12% 1,629,000 0.12%
agreements to
purchase/sell
Total 71,195,620 5.19% 4,392,525 0.32%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase/Sale Number of Securities Price per unit (GBP)
(a) Purchases and sales
Purchase 38,955 7.6300
Purchase 1,200 50.85 USD
Purchase 52,459 7.6250
Purchase 221,460 50.78755629 USD
Purchase 2,809 7.6371
Purchase 1,060,000 7.6400
Purchase 1,025,000 7.6114
Purchase 170,000 7.6393
Purchase 944 50. 77220339 USD
Purchase 39,983 7.6300
Purchase 400 50.5075 USD
Purchase 15,000 7.6338
Purchase 18,488 7.6341
Purchase 9,811 7.6372
Purchase 7,823 7.6300
Purchase 5,311 7.6386
Purchase 4,499 7.6336
Purchase 4,404 7.6300
Purchase 387 7.6350
Purchase 52,459 7.6300
Purchase 400 50.7 USD
Purchase 45,600 50.823 USD
Purchase 800 50.68 USD
Purchase 400 50.7 USD
Sale 4,100 7.6331
Sale 2,893 7.6340
Sale 15,300 50.82130719 USD
Sale 3,200 50.82 USD
Sale 26,300 50.82422053 USD
Sale 800 50.83 USD
Sale 8,646 7.6300
Sale 7,823 7.6300
Sale 4,400 50.72727273 USD
Sale 52,459 7.6250
Sale 5,084 7.6343
Sale 400 50.7 USD
Sale 300 7.6333
Sale 836 7.6400
Sale 427 7.6400
Sale 8,262 7.6370
Sale 6,400 50.470625 USD
Sale 800 50.68 USD
Sale 1,600 50.6575 USD
Sale 800 50.79 USD
Sale 4,800 50.71833333 USD
Sale 400 50.9 USD
Sale 2,144 21.57736343 USD
Sale 400 50.8 USD
Sale 39,983 7.6300
Sale 1,200 50.68666667 USD
Sale 2,000 50.74402 USD
Sale 400 50.48 USD
Sale 14,120 50.65133144 USD
Sale 72,400 50.75038674 USD
Sale 6,000 50.67733333 USD
Sale 800 50.48 USD
Sale 114,809 7.6357
Sale 80,000 7.6400
Sale 122,940 50.84675028 USD
Sale 2,000 50.796 USD
(C) Options transactions in respect of existing securities
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 4100 7.6331
CFD Long 300 7.6333
CFD Long 2893 7.634
CFD Long 114809 7.6356
CFD Long 5451 7.6404
CFD Short 18488 7.6341
CFD Short 1060000 7.64
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
Put Varying 515000 7.4 EUR 18/12/2009 0.11
Call Purchasing 400 50 USD AMER 19/12/2009 2 USD
Call Purchasing 400 50 USD AMER 19/12/2009 2.1 USD
Call Purchasing 400 55 USD AMER 21/11/2009 0.05 USD
Call Purchasing 400 55 USD AMER 19/12/2009 0.15 USD
Call Purchasing 800 50 USD AMER 19/12/2009 1.95 USD
Call Purchasing 2000 45 USD AMER 19/12/2009 5.6 USD
Call Purchasing 4000 55 USD AMER 19/12/2009 0.15 USD
Call Purchasing 7600 55 USD AMER 19/12/2009 0.15 USD
Call Purchasing 8000 50 USD AMER 19/12/2009 1.9 USD
Call Purchasing 9200 50 USD AMER 19/12/2009 1.9 USD
Call Purchasing 10000 55 USD AMER 21/11/2009 0.05 USD
Call Purchasing 17200 55 USD AMER 19/12/2009 0.15 USD
Call Selling 400 45 USD AMER 21/11/2009 5.5 USD
Call Selling 400 50 USD AMER 19/12/2009 2.1 USD
Call Selling 2400 50 USD AMER 19/12/2009 2.1 USD
Put Purchasing 400 50 USD AMER 21/11/2009 0.4 USD
Put Purchasing 1200 45 USD AMER 21/11/2009 4.6845 USD
Put Purchasing 1600 50 USD AMER 21/11/2009 0.4223 USD
Put Purchasing 2000 45 USD AMER 21/11/2009 0.05 USD
Put Purchasing 2000 50 USD AMER 21/11/2009 0.4 USD
Put Purchasing 2400 45 USD AMER 21/11/2009 2.8375 USD
Put Purchasing 8000 45 USD AMER 21/11/2009 0.05 USD
Put Selling 400 45 USD AMER 21/11/2009 0.05 USD
Put Selling 1200 45 USD AMER 21/11/2009 4.6845 USD
Put Selling 1600 50 USD AMER 21/11/2009 0.4223 USD
Put Selling 2400 45 USD AMER 21/11/2009 2.8375 USD
Put Option Purchasing 500000 7.4 EUR 18/12/2009 0.14024
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 12 November 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 9,600 35 USD AMER 19/12/2009
Option Sold -80,400 45 USD AMER 21/11/2009
Option Sold -65,600 50 USD AMER 21/11/2009
Option Sold -22,400 40 USD AMER 19/12/2009
Option Sold -19,600 45 USD AMER 19/12/2009
Option Sold -800 45 USD AMER 21/11/2009
Option Purchased 800 30 USD AMER 19/12/2009
Option Purchased 800 55 USD AMER 21/11/2009
Option Sold -175,200 55 USD AMER 21/11/2009
Option Purchased 8,000 45 USD AMER 19/12/2009
Option Purchased 500,000 7.4 EUR 18/12/2009
Option Purchased 45,200 55 USD AMER 19/12/2009
Option Purchased 55,600 50 USD AMER 19/12/2009
Option Purchased 64,000 50 USD AMER 21/11/2009
Option Sold -750,000 8.60 EURO 18/12/2009
Option Sold -515,000 7.40 EURO 18/12/2009
Option Purchased 375,000 8.00 EURO 18/12/2009
Option Purchased 375,000 8.00 EURO 18/12/2009
Option Purchased 250,000 8.2 EUR 18/12/2009
Option Purchased 5,600 50 USD AMER 19/12/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk