Rule 8.3 - CADBURY PLC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in CADBURY PLC
Class of relevant security GBP0.10
to which the dealings being
disclosed relate (Note 2)
Date of dealing 12 November 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 68,556,315 5.00% 0 0.00%
securities
(2) Derivatives 1,405,740 0.10% 2,714,954 0.20%
(other than
options)
(3) Options and 1,698,000 0.12% 1,859,400 0.14%
agreements to
purchase/sell
Total 71,660,055 5.22% 4,574,354 0.33%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 6,858 7.6916
Purchase 1,415 7.7500
Purchase 400 51.17 USD
Purchase 335,399 7.7500
Purchase 1,200 51.14 USD
Purchase 4 51.12 USD
Purchase 396 51.14 USD
Purchase 10,336 51.2414 USD
Purchase 3,408 7.6706
Purchase 1,239 7.6833
Purchase 10,560 7.7112
Purchase 1,977 7.7500
Purchase 679,871 7.6300
Purchase 10,560 7.7112
Purchase 10,560 7.7112
Purchase 56,736 7.7500
Purchase 52,459 7.7500
Purchase 16,437 7.7500
Purchase 29,409 7.7500
Purchase 19,986 7.7011
Purchase 5,100 7.7050
Purchase 700 7.6871
Purchase 1,200 51.23666667 USD
Purchase 2,000 51.2254 USD
Purchase 13,344 51.20210096 USD
Purchase 4,400 51.148182 USD
Purchase 1,600 51.18 USD
Purchase 676 7.7002
Purchase 3,200 51.18875 USD
Purchase 2,800 51.19 USD
Purchase 962 7.6910
Purchase 18,400 50.90902174 USD
Purchase 4,400 51.19909091 USD
Purchase 6,000 50.92 USD
Purchase 10,844 51.18229436 USD
Purchase 1,600 51.1975 USD
Sale 402 7.6900
Sale 16,437 7.7500
Sale 1,100 7.7218
Sale 13,124 7.7093
Sale 600 7.6900
Sale 621 7.7100
Sale 621 7.7100
Sale 9,058 7.7109
Sale 1,980 7.7100
Sale 22,844 7.7490
Sale 1,895 7.7483
Sale 3,622 7.7500
Sale 2,445 7.6927
Sale 1,980 7.7100
Sale 10,560 7.7112
Sale 800 51.27 USD
Sale 2,000 51.2254 USD
Sale 24,444 51.187891 USD
Sale 24,400 50.91172151 USD
Sale 4,400 51.14818182 USD
Sale 400 51.23 USD
Sale 7,344 51.19294118 USD
Sale 1,200 51.23 USD
Sale 4,400 51.20727273 USD
Sale 5,200 51.15 USD
Sale 4,800 51.15 USD
Sale 1,200 51.16 USD
Sale 800 51.15 USD
Sale 79,709 7.7050
Sale 3,200 51.2310375 USD
Sale 25,995 7.7486
Sale 3,200 51.229625 USD
Sale 1,136 51.28267606 USD
Sale 400 51.29 USD
Sale 10,560 7.711246
Sale 1,200 51.2367 USD
Sale 335,399 7.7500
Sale 366 7.7154
Sale 56,736 7.7500
Sale 52,459 7.7500
Sale 52,459 7.7500
Sale 48,000 7.6900
Sale 28,070 7.6944
Sale 27,676 7.6958
Sale 1,600 51.23 USD
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 600 7.69
CFD Long 7105 7.6936
CFD Long 27676 7.6958
CFD Long 25995 7.7485
CFD Long 22844 7.749
CFD Short 3408 7.6706
CFD Short 700 7.6871
CFD Short 5100 7.705
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
Put Varying 150000 7.4 EURO 18/12/2009 0.11
Call Purchasing 400 55 USD AMER 19/12/2009 0.25 USD
Call Purchasing 800 55 USD AMER 19/12/2009 0.25 USD
Call Purchasing 3600 55 USD AMER 19/12/2009 0.25 USD
Call Selling 800 55 USD AMER 19/12/2009 0.3 USD
Call Selling 2000 50 USD AMER 19/12/2009 2.2 USD
Put Purchasing 6000 50 USD AMER 19/12/2009 1.05 USD
Put Selling 400 45 USD AMER 19/12/2009 0.3 USD
Put Selling 400 50 USD AMER 21/11/2009 0.2 USD
Put Selling 40000 45 USD AMER 20/03/2010 1.35 USD
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 13 November 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 11,600 50 USD AMER 19/12/2009
Option Sold -80,400 45 USD AMER 21/11/2009
Option Sold -80,000 45 USD AMER 20/03/2010
Option Sold -65,600 50 USD AMER 21/11/2009
Option Sold -22,400 40 USD AMER 19/12/2009
Option Sold -20,000 45 USD AMER 19/12/2009
Option Sold -800 45 USD AMER 21/11/2009
Option Purchased 800 30 USD AMER 19/12/2009
Option Purchased 800 55 USD AMER 21/11/2009
Option Sold -175,200 55 USD AMER 21/11/2009
Option Purchased 9,600 35 USD AMER 19/12/2009
Option Purchased 500,000 7.4 EURO 18/12/2009
Option Purchased 50,000 55 USD AMER 19/12/2009
Option Purchased 53,600 50 USD AMER 19/12/2009
Option Purchased 63,600 50 USD AMER 21/11/2009
Option Sold -750,000 8.60 EURO 18/12/2009
Option Sold -665,000 7.40 EURO 18/12/2009
Option Purchased 375,000 8.00 EURO 18/12/2009
Option Purchased 375,000 8.00 EURO 18/12/2009
Option Purchased 250,000 8.2 EURO 18/12/2009
Option Purchased 8,000 45 USD AMER 19/12/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk