Rule 8.3 - CADBURY PLC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in CADBURY PLC
Class of relevant security GBP0.10
to which the dealings being
disclosed relate (Note 2)
Date of dealing 13 November 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 68,999,306 5.03% 0 0.00%
securities
(2) Derivatives 1,457,333 0.11% 3,141,225 0.23%
(other than
options)
(3) Options and 1,742,400 0.13% 1,858,200 0.14%
agreements to
purchase/sell
Total 72,199,039 5.26% 4,999,425 0.36%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 11,089 7.7600
Purchase 400 51.78 USD
Purchase 400 51.78 USD
Purchase 400 51.76 USD
Purchase 400 51.78 USD
Purchase 27,704 7.7555
Purchase 8,800 51.56 USD
Purchase 800 51.693 USD
Purchase 3,713 7.7649
Purchase 1,200 51.86 USD
Purchase 2,945 7.7552
Purchase 6,967 7.7100
Purchase 4,000 51.54 USD
Purchase 211 7.7850
Purchase 800 51.635 USD
Purchase 496 51.41741935 USD
Purchase 800 51.74 USD
Purchase 2,256 51.65879433 USD
Purchase 523,438 7.6093
Purchase 79,709 7.7500
Purchase 74,088 7.7600
Purchase 31,576 7.7600
Purchase 400 51.7 USD
Purchase 800 51.73 USD
Purchase 21,800 51.72018349 USD
Purchase 3,800 51.79894737 USD
Purchase 2,479 7.7129
Purchase 1,200 51.71333333 USD
Purchase 26,800 51.7857 USD
Purchase 705 7.7600
Purchase 1,600 51.97 USD
Purchase 1,170 7.7600
Purchase 9,688 51.7421 USD
Purchase 2,800 51.55 USD
Purchase 400 51.726 USD
Purchase 664 7.7695
Purchase 400 51.74 USD
Purchase 6,000 51.682 USD
Sale 12,030 7.7450
Sale 12,345 7.7600
Sale 8,800 7.7551
Sale 17,000 7.7531
Sale 20,000 7.7531
Sale 254 7.7200
Sale 11,089 7.7600
Sale 1,200 7.7237
Sale 1,457 7.7486
Sale 5,839 7.7600
Sale 1,773 7.7650
Sale 5,775 7.7231
Sale 2,114 7.7553
Sale 2,209 7.7695
Sale 2,360 7.7271
Sale 1,170 7.7600
Sale 1,600 51.97 USD
Sale 400 51.66 USD
Sale 400 51.74 USD
Sale 800 51.74 USD
Sale 400 51.726 USD
Sale 1,600 51.7525 USD
Sale 6,488 51.74123305 USD
Sale 800 51.7 USD
Sale 400 51.77 USD
Sale 400 51.77 USD
Sale 48,400 51.66925628 USD
Sale 4,352 51.6418 USD
Sale 12,000 51.70733333 USD
Sale 31,576 7.7600
Sale 1,200 51.73333333 USD
Sale 4,000 51.76 USD
Sale 2,400 51.75166667 USD
Sale 3,600 51.74337778 USD
Sale 2,000 51.756 USD
Sale 800 51.73 USD
Sale 400 51.76 USD
Sale 79,709 7.7500
Sale 58,599 7.7545
Sale 37,368 7.7600
Sale 14,800 51.84918919 USD
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 1200 7.7237
CFD Long 58599 7.7544
CFD Long 8800 7.755
CFD Long 37368 7.76
CFD Long 40584 7.7619
CFD Long 2209 7.7695
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
Call Purchasing 400 50 USD AMER 21/11/2009 1.9 USD
Call Purchasing 400 50 USD AMER 21/11/2009 2 USD
Call Purchasing 400 50 USD AMER 19/12/2009 2.55 USD
Call Purchasing 19600 50 USD AMER 19/12/2009 2.55 USD
Call Selling 400 55 USD AMER 19/12/2009 0.3 USD
Put Purchasing 400 50 USD AMER 19/12/2009 0.8 USD
Put Purchasing 2000 50 USD AMER 19/12/2009 0.7 USD
Put Purchasing 4000 50 USD AMER 19/12/2009 0.7 USD
Put Purchasing 4000 50 USD AMER 19/12/2009 0.75 USD
Put Purchasing 4000 50 USD AMER 19/12/2009 0.8 USD
Put Purchasing 4000 50 USD AMER 19/12/2009 0.85 USD
Put Purchasing 4400 50 USD AMER 19/12/2009 0.75 USD
Put Selling 400 50 USD AMER 19/12/2009 1 USD
Put Selling 3600 50 USD AMER 19/12/2009 1 USD
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 16 November 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 36,400 50 USD AMER 19/12/2009
Option Sold -80,400 45 USD AMER 21/11/2009
Option Sold -80,000 45 USD AMER 20/03/2010
Option Sold -64,400 50 USD AMER 21/11/2009
Option Sold -22,400 40 USD AMER 19/12/2009
Option Sold -20,000 45 USD AMER 19/12/2009
Option Sold -800 45 USD AMER 21/11/2009
Option Purchased 800 30 USD AMER 19/12/2009
Option Purchased 800 55 USD AMER 21/11/2009
Option Sold -175,200 55 USD AMER 21/11/2009
Option Purchased 9,600 35 USD AMER 19/12/2009
Option Purchased 500,000 7.4 EURO 18/12/2009
Option Purchased 49,600 55 USD AMER 19/12/2009
Option Purchased 63,600 50 USD AMER 21/11/2009
Option Purchased 73,600 50 USD AMER 19/12/2009
Option Sold -750,000 8.60 EURO 18/12/2009
Option Sold -665,000 7.40 EURO 18/12/2009
Option Purchased 375,000 8.00 EURO 18/12/2009
Option Purchased 375,000 8.00 EURO 18/12/2009
Option Purchased 250,000 8.2 EURO 18/12/2009
Option Purchased 8,000 45 USD AMER 19/12/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk