Rule 8.3 - CADBURY PLC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in CADBURY PLC
Class of relevant security GBP0.10
to which the dealings being
disclosed relate (Note 2)
Date of dealing 16 November 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 68,864,692 5.02% 0 0.00%
securities
(2) Derivatives 1,554,247 0.11% 3,096,884 0.23%
(other than
options)
(3) Options and 1,743,600 0.13% 1,859,400 0.14%
agreements to
purchase/sell
Total 72,162,539 5.26% 4,956,284 0.36%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 18,080 52.35849558 USD
Purchase 9,282 7.8150
Purchase 16,826 7.8150
Purchase 20,933 7.7837
Purchase 8,300 7.8150
Purchase 7,111 7.8150
Purchase 7,111 7.8150
Purchase 7,111 7.815
Purchase 11,406 7.7969
Purchase 42,000 51.86590476 USD
Purchase 26,332 52.12852803 USD
Purchase 112,800 52.31170213 USD
Purchase 63,600 52.3054717 USD
Purchase 1,600 7.7658
Purchase 3,200 52.34 USD
Purchase 96,000 52.2918 USD
Purchase 8,000 52.36 USD
Purchase 36,400 52.38307692 USD
Sale 29,533 7.7739
Sale 4,599 7.8150
Sale 7,111 7.8150
Sale 1,807 7.7790
Sale 7,111 7.8150
Sale 1,587 7.7750
Sale 9,282 7.8150
Sale 13,459 7.8150
Sale 1,000 7.7737
Sale 25,214 7.7852
Sale 8,000 52.36 USD
Sale 91,680 7.7918
Sale 7,111 7.815
Sale 71,600 52.29681564 USD
Sale 24,400 52.27721311 USD
Sale 3,200 52.34 USD
Sale 299,212 52.24319212 USD
Sale 24,800 7.8130
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 1000 7.7737
CFD Long 29533 7.7738
CFD Long 25214 7.7851
CFD Long 2326 7.7897
CFD Long 91680 7.7918
CFD Long 24800 7.8129
CFD Short 1600 7.7658
CFD Short 11406 7.7969
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
Call Purchasing 400 50 USD AMER 19/12/2009 2.8 USD
Call Purchasing 400 50 USD AMER 19/12/2009 2.85 USD
Call Selling 1200 50 USD AMER 21/11/2009 2.5 USD
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 17 November 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 36,400 50 USD AMER 19/12/2009
Option Sold -80,400 45 USD AMER 21/11/2009
Option Sold -80,000 45 USD AMER 20/03/2010
Option Sold -65,600 50 USD AMER 21/11/2009
Option Sold -22,400 40 USD AMER 19/12/2009
Option Sold -20,000 45 USD AMER 19/12/2009
Option Sold -800 45 USD AMER 21/11/2009
Option Purchased 800 30 USD AMER 19/12/2009
Option Purchased 800 55 USD AMER 21/11/2009
Option Sold -175,200 55 USD AMER 21/11/2009
Option Purchased 9,600 35 USD AMER 19/12/2009
Option Purchased 500,000 7.4 EURO 18/12/2009
Option Purchased 49,600 55 USD AMER 19/12/2009
Option Purchased 63,600 50 USD AMER 21/11/2009
Option Purchased 74,800 50 USD AMER 19/12/2009
Option Sold -750,000 8.60 EURO 18/12/2009
Option Sold -665,000 7.40 EURO 18/12/2009
Option Purchased 375,000 8.00 EURO 18/12/2009
Option Purchased 375,000 8.00 EURO 18/12/2009
Option Purchased 250,000 8.2 EURO 18/12/2009
Option Purchased 8,000 45 USD AMER 19/12/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk