Rule 8.3 - CADBURY PLC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in CADBURY PLC
Class of relevant security GBP0.10
to which the dealings being
disclosed relate (Note 2)
Date of dealing 17 November 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 69,068,856 5.04% 0 0.00%
securities
(2) Derivatives 1,521,891 0.11% 3,080,272 0.22%
(other than
options)
(3) Options and 1,744,000 0.13% 1,878,200 0.14%
agreements to
purchase/sell
Total 72,334,747 5.27% 4,958,472 0.36%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 12,800 7.8150
Purchase 191,630 7.8150
Purchase 1,272 7.8331
Purchase 165,116 7.8800
Purchase 89,433 7.8715
Purchase 41,660 7.8800
Purchase 39,368 7.7600
Purchase 20,275 7.8654
Purchase 520 52.83 USD
Purchase 12,908 7.8800
Purchase 1,600 7.8200
Purchase 3,285 7.88
Purchase 12,800 7.8150
Purchase 11,788 7.8175
Purchase 10,042 7.7936
Purchase 1,832 7.7676
Purchase 5,703 7.8718
Purchase 1,953 7.7996
Purchase 3,285 7.8800
Purchase 3,285 7.8800
Purchase 4,295 7.8287
Purchase 1,497 7.8375
Purchase 457 7.8150
Purchase 79 7.8150
Purchase 400 55 USD
Purchase 8,800 53.434545 USD
Purchase 11,272 52.7684 USD
Purchase 1,600 52.7825 USD
Purchase 800 52.82 USD
Purchase 1,600 52.85 USD
Purchase 400 55 USD
Purchase 400 52.86 USD
Purchase 968 52.8611157 USD
Purchase 400 52.87 USD
Purchase 53,600 52.79313433 USD
Purchase 12,428 52.70310589 USD
Purchase 10,704 52.58850149 USD
Purchase 1,096 52.8130292 USD
Purchase 1,600 55.0425 USD
Sale 3,285 7.8800
Sale 79 7.8150
Sale 3,285 7.8800
Sale 422 7.8005
Sale 457 7.8150
Sale 1,200 7.8647
Sale 824 7.8800
Sale 1,339 7.8096
Sale 18,212 7.8662
Sale 520 52.83 USD
Sale 400 55 USD
Sale 80,628 52.75413774 USD
Sale 11,272 52.76842796 USD
Sale 8,800 53.43454545 USD
Sale 1,600 52.7825 USD
Sale 3,285 7.88
Sale 12,800 7.8150
Sale 165,116 7.8800
Sale 3,292 7.8478
Sale 50 7.8850
Sale 8,868 7.8656
Sale 4,705 7.8800
Sale 4,522 7.8032
Sale 4,431 7.8165
Sale 4,431 7.8165
Sale 3,334 7.8089
Sale 191,630 7.8150
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 4812 7.8319
CFD Long 3292 7.8478
CFD Long 1200 7.8646
CFD Long 18212 7.8661
CFD Short 1600 7.82
CFD Short 41660 7.88
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
Call Purchasing 2400 50 USD AMER 19/12/2009 3.3 USD
Call Purchasing 4000 55 USD AMER 19/12/2009 0.4 USD
Call Selling 400 50 USD AMER 19/12/2009 3.5 USD
Call Selling 800 50 USD AMER 19/12/2009 3.5 USD
Call Selling 1600 50 USD AMER 19/12/2009 3.3 USD
Call Selling 1600 50 USD AMER 19/12/2009 3.5 USD
Call Selling 2800 60 USD AMER 19/12/2009 0.35 USD
Call Selling 4000 50 USD AMER 19/12/2009 3.5 USD
Call Selling 4000 60 USD AMER 19/12/2009 0.15 USD
Call Selling 4000 60 USD AMER 19/12/2009 0.35 USD
Put Purchasing 2400 50 USD AMER 19/12/2009 0.5 USD
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 18 November 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 9,600 35 USD AMER 19/12/2009
Option Sold -80,400 45 USD AMER 21/11/2009
Option Sold -80,000 45 USD AMER 20/03/2010
Option Sold -65,600 50 USD AMER 21/11/2009
Option Sold -22,400 40 USD AMER 19/12/2009
Option Sold -20,000 45 USD AMER 19/12/2009
Option Sold -18,800 60 USD AMER 19/12/2009
Option Sold -800 45 USD AMER 21/11/2009
Option Purchased 800 30 USD AMER 19/12/2009
Option Sold -175,200 55 USD AMER 21/11/2009
Option Purchased 8,000 45 USD AMER 19/12/2009
Option Purchased 500,000 7.4 EURO 18/12/2009
Option Purchased 38,800 50 USD AMER 19/12/2009
Option Purchased 53,600 55 USD AMER 19/12/2009
Option Purchased 63,600 50 USD AMER 21/11/2009
Option Purchased 68,800 50 USD AMER 19/12/2009
Option Sold -750,000 8.60 EURO 18/12/2009
Option Sold -665,000 7.40 EURO 18/12/2009
Option Purchased 375,000 8.00 EURO 18/12/2009
Option Purchased 375,000 8.00 EURO 18/12/2009
Option Purchased 250,000 8.2 EURO 18/12/2009
Option Purchased 800 55 USD AMER 21/11/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk