Rule 8.3 - CADBURY PLC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in CADBURY PLC
Class of relevant security GBP0.10
to which the dealings being
disclosed relate (Note 2)
Date of dealing 18 November 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 68,118,362 4.97% 0 0.00%
securities
(2) Derivatives 1,538,177 0.11% 2,911,115 0.21%
(other than
options)
(3) Options and 1,823,200 0.13% 1,923,800 0.14%
agreements to
purchase/sell
Total 71,479,739 5.21% 4,834,915 0.35%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 400 53.35 USD
Purchase 400 53.47 USD
Purchase 8,920 7.9725
Purchase 9,500 7.9500
Purchase 50,568 7.9833
Purchase 57,616 7.9991
Purchase 165,116 7.8800
Purchase 7,490 7.9632
Purchase 1,200 53.33333333 USD
Purchase 6,214 7.9750
Purchase 800 53.46 USD
Purchase 184 53.2 USD
Purchase 20 53.22 USD
Purchase 2,800 53.44714286 USD
Purchase 400 53.47 USD
Purchase 400 53.26 USD
Purchase 605 7.995
Purchase 1,783 7.9935
Purchase 378 7.9935
Purchase 378 7.9935
Purchase 500 8.0000
Purchase 560 7.9750
Purchase 605 7.9950
Purchase 605 7.9950
Purchase 7,859 7.9914
Purchase 1,783 7.9935
Purchase 800 53.46 USD
Purchase 2,000 7.9750
Purchase 2,224 7.9979
Purchase 2,282 7.9649
Purchase 2,441 7.9935
Purchase 2,441 7.9935
Purchase 3,538 7.9750
Purchase 1,500 8.0000
Purchase 1,252 53.67 USD
Purchase 800 53.23 USD
Purchase 41,200 53.387087 USD
Purchase 4,000 53.32 USD
Purchase 400 53.31 USD
Purchase 400 53.32 USD
Purchase 19,600 53.57 USD
Purchase 2,000 53.429 USD
Purchase 51,020 53.618626 USD
Purchase 36,800 53.31 USD
Purchase 400 53.62 USD
Purchase 29,436 53.4157073 USD
Purchase 8,400 53.59380952 USD
Purchase 1,200 53.27666667 USD
Purchase 216 53.32 USD
Sale 400 53.43 USD
Sale 75,888 53.38835637 USD
Sale 303 8.0000
Sale 7,034 7.9892
Sale 400 53.4 USD
Sale 4,008 7.9822
Sale 4,008 7.9822
Sale 400 53.42 USD
Sale 2,595 7.9893
Sale 400 53.62 USD
Sale 605 7.9950
Sale 800 53.4475 USD
Sale 479 7.9822
Sale 479 7.9822
Sale 400 53.45 USD
Sale 5,016 53.3192 USD
Sale 800 7.9437
Sale 400 53.47 USD
Sale 1,200 53.2767 USD
Sale 8,564 53.74197571 USD
Sale 5,256 53.5 USD
Sale 400 53.3 USD
Sale 2,000 53.334 USD
Sale 3,200 53.2775 USD
Sale 1,248 53.26961538 USD
Sale 1,200 53.27666667 USD
Sale 400 53.62 USD
Sale 3,404 53.3329 USD
Sale 41,200 53.38708738 USD
Sale 10,000 53.6372 USD
Sale 3,200 53.62 USD
Sale 9,900 7.9859
Sale 605 7.995008
Sale 11,842 7.9807
Sale 472,000 7.9750
Sale 205,896 7.9775
Sale 32,000 53.610875 USD
Sale 165,116 7.8800
Sale 158,457 7.9764
Sale 132,819 7.9900
Sale 9,600 53.5 USD
Sale 1,600 53.5 USD
Sale 49,728 7.9750
Sale 30,688 7.9748
Sale 23,336 7.9916
Sale 352 53.25 USD
Sale 302 7.9900
NB: The below transactions which were previously disclosed have been cancelled
Deal Date Purchase/Sale Number of Securities Price per unit (GBP)
18/11/2009 Purchase 2,000 7.9750
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 800 7.9437
CFD Long 30688 7.9747
CFD Long 158457 7.9764
CFD Long 33314 7.9846
CFD Long 9900 7.9856
CFD Long 9900 7.9858
CFD Short 57616 7.9991
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
Call Purchasing 400 50 USD AMER 21/11/2009 3.5366 USD
Call Purchasing 400 50 USD AMER 21/11/2009 3.7 USD
Call Purchasing 4000 55 USD AMER 19/12/2009 0.8 USD
Call Purchasing 4000 55 USD AMER 19/12/2009 0.85 USD
Call Selling 400 45 USD AMER 21/11/2009 8.5 USD
Call Selling 400 50 USD AMER 21/11/2009 3.5366 USD
Call Selling 400 50 USD AMER 19/12/2009 3.9 USD
Call Selling 400 50 USD AMER 19/12/2009 3.9956 USD
Call Selling 400 50 USD AMER 19/12/2009 4 USD
Call Selling 400 55 USD AMER 19/12/2009 0.75 USD
Call Selling 400 55 USD AMER 19/12/2009 0.8 USD
Call Selling 800 55 USD AMER 19/12/2009 0.75 USD
Call Selling 800 55 USD AMER 19/12/2009 0.83 USD
Call Selling 800 60 USD AMER 19/12/2009 0.08 USD
Call Selling 1600 55 USD AMER 21/11/2009 0.05 USD
Call Selling 2000 55 USD AMER 19/12/2009 0.8 USD
Call Selling 2000 55 USD AMER 19/12/2009 0.9161 USD
Call Selling 2400 55 USD AMER 21/11/2009 0.1 USD
Call Selling 4000 55 USD AMER 21/11/2009 0.05 USD
Call Selling 4000 55 USD AMER 21/11/2009 0.1 USD
Call Selling 4000 55 USD AMER 19/12/2009 0.8 USD
Call Selling 4000 55 USD AMER 19/12/2009 1 USD
Call Selling 4000 60 USD AMER 19/12/2009 0.05 USD
Call Selling 8800 50 USD AMER 19/12/2009 3.9 USD
Call Selling 9200 50 USD AMER 19/12/2009 3.9 USD
Call Selling 13600 55 USD AMER 21/11/2009 9.0525 USD
Call Selling 20000 50 USD AMER 19/12/2009 3.7 USD
Put Purchasing 400 50 USD AMER 19/12/2009 0.5 USD
Put Purchasing 800 50 USD AMER 19/12/2009 0.4898 USD
Put Purchasing 2000 50 USD AMER 19/12/2009 0.4 USD
Put Selling 400 45 USD AMER 19/12/2009 0.15 USD
Put Selling 400 50 USD AMER 19/12/2009 0.4 USD
Put Selling 400 50 USD AMER 19/12/2009 0.5 USD
Put Selling 400 50 USD AMER 19/12/2009 0.55 USD
Put Selling 400 55 USD AMER 21/11/2009 1.55 USD
Put Selling 400 55 USD AMER 21/11/2009 1.65 USD
Put Selling 400 55 USD AMER 19/12/2009 2.35 USD
Put Selling 400 55 USD AMER 19/12/2009 2.4 USD
Put Selling 800 50 USD AMER 19/12/2009 0.4898 USD
Put Selling 3200 45 USD AMER 19/12/2009 0.15 USD
Put Selling 4000 50 USD AMER 19/12/2009 0.4 USD
Put Selling 4000 50 USD AMER 19/12/2009 0.55 USD
Put Selling 6000 50 USD AMER 19/12/2009 0.55 USD
Put Selling 10000 45 USD AMER 19/12/2009 0.1200 USD
Put Selling 19600 55 USD AMER 19/12/2009 2.35 USD
Put Selling 20000 55 USD AMER 19/12/2009 2.3 USD
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 19 November 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 37,200 50 USD AMER 19/12/2009
Option Purchased -80,400 45 USD AMER 21/11/2009
Option Purchased -80,000 45 USD AMER 20/03/2010
Option Purchased -66,000 50 USD AMER 21/11/2009
Option Purchased -22,800 45 USD AMER 19/12/2009
Option Purchased -22,400 40 USD AMER 19/12/2009
Option Purchased -14,000 60 USD AMER 19/12/2009
Option Purchased -1,200 45 USD AMER 21/11/2009
Option Purchased 800 30 USD AMER 19/12/2009
Option Purchased 2,000 55 USD AMER 21/11/2009
Option Purchased -172,000 55 USD AMER 21/11/2009
Option Purchased 9,600 35 USD AMER 19/12/2009
Option Purchased 500,000 7.4 GBP AMER 18/12/2009
Option Purchased 40,800 55 USD AMER 19/12/2009
Option Purchased 53,200 55 USD AMER 19/12/2009
Option Purchased 63,600 50 USD AMER 21/11/2009
Option Purchased 108,000 50 USD AMER 19/12/2009
Option Purchased -750,000 8.60 GPB EURO 18/12/2009
Option Purchased -665,000 7.40 GBP EURO 18/12/2009
Option Purchased -50,000 8.40 GBP EURO 18/12/2009
Option Purchased 375,000 8.00 GBP EURO 18/12/2009
Option Purchased 375,000 8.00 GBP EURO 18/12/2009
Option Purchased 250,000 8.2 GBP AMER 18/12/2009
Option Purchased 8,000 45 USD AMER 19/12/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk