Rule 8.3 - CADBURY PLC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in CADBURY PLC
Class of relevant security GBP0.10
to which the dealings being
disclosed relate (Note 2)
Date of dealing 23 November 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 65,984,769 4.81% 0 0.00%
securities
(2) Derivatives 1,466,837 0.11% 2,668,152 0.19%
(other than
options)
(3) Options and 1,788,400 0.13% 1,617,400 0.12%
agreements to
purchase/sell
Total 69,240,006 5.05% 4,285,552 0.31%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 10,700 27.34 USD
Purchase 38,164 27.34950844 USD
Purchase 3,200 27.345 USD
Purchase 21,828 27.3548 USD
Purchase 16,800 27.33954048 USD
Purchase 8 27.4099 USD
Purchase 24,280 27.34 USD
Purchase 53,080 27.34 USD
Purchase 15,944 27.4001 USD
Purchase 22,400 23 USD
Purchase 55,200 24 USD
Purchase 2,400 25 USD
Purchase 10,000 27.3312 USD
Purchase 61,200 27 USD
Purchase 3,200 27.32 USD
Purchase 29,600 27.39310811 USD
Purchase 2,000 27.39 USD
Purchase 206,400 27.34994186 USD
Purchase 136 27.3001 USD
Purchase 800 27.41 USD
Purchase 23,200 27.40543103 USD
Purchase 300,170 8.1425
Purchase 28,000 27.40328571 USD
Purchase 3,072 27.33 USD
Purchase 4,400 27.39454545 USD
Purchase 63,600 27.40106604 USD
Purchase 37,200 27.39908172 USD
Purchase 800 27.41 USD
Purchase 26,020 27.34 USD
Purchase 11,600 27.17 USD
Purchase 14,000 27.41114286 USD
Purchase 16,000 27.35075 USD
Purchase 1,600 27.32 USD
Purchase 10,800 27.32111111 USD
Purchase 15,600 27.33687179 USD
Purchase 5,600 27.33571429 USD
Purchase 1,200 27.3 USD
Purchase 13,200 27.3779 USD
Purchase 1,200 27.31 USD
Purchase 1,600 27.35 USD
Purchase 3,428 27.36084014 USD
Purchase 1,200 27.36333333 USD
Purchase 16,076 27.32303807 USD
Purchase 3,200 27.3575 USD
Purchase 12,936 27.346006 USD
Purchase 2,404 27.35505824 USD
Purchase 800 27.28 USD
Purchase 800 27.345 USD
Purchase 400 27.32 USD
Purchase 4,800 27.40330833 USD
Purchase 5,600 27.395 USD
Purchase 8,400 27.3787619 USD
Purchase 2,000 27.388 USD
Purchase 3,200 27.28 USD
Purchase 1,600 27.3725 USD
Purchase 8,000 27.3245 USD
Purchase 10,484 27.34 USD
Purchase 800 27.335 USD
Purchase 800 27.325 USD
Purchase 800 27.32 USD
Purchase 4,400 27.32445455 USD
Purchase 6,400 27.395 USD
Purchase 400 27.335 USD
Purchase 1,000 8.1153
Purchase 156,000 27.368564 USD
Purchase 45,600 27.364737 USD
Purchase 8,800 27.34727273 USD
Purchase 3,538 8.1400
Purchase 22,273 8.1479
Purchase 5,752 8.1484
Purchase 24,800 27.35096774 USD
Purchase 400 8.1388
Purchase 17,305 8.1400
Purchase 31,184 8.1409
Purchase 13,597 8.1243
Purchase 117,528 27.35267987 USD
Purchase 1,069 8.0050
Purchase 11,410 8.1400
Purchase 10,485 8.1050
Purchase 1,769 8.1400
Purchase 66,800 27.36982036 USD
Purchase 10,485 8.1350
Purchase 8,660 8.0050
Purchase 6,881 8.1100
Purchase 6,000 8.1230
Purchase 15,370 8.1421
Purchase 18,400 27.36720435 USD
Purchase 400 27.4 USD
Purchase 716 27.34 USD
Purchase 68,045 8.1408
Purchase 218,318 8.1425
Purchase 1,600 27.4 USD
Purchase 218,318 8.1425
Purchase 400 27.33 USD
Sale 11,410 8.1400
Sale 300,170 8.1425
Sale 10,485 8.1350
Sale 400 27.32 USD
Sale 1,200 27.3 USD
Sale 400 27.33 USD
Sale 400 27.4 USD
Sale 36,008 27.39372137 USD
Sale 12,740 27.34 USD
Sale 8,400 27.32142857 USD
Sale 8,444 27.34 USD
Sale 5,600 27.395 USD
Sale 6,000 27.37466667 USD
Sale 24,800 27.35806452 USD
Sale 400 27.3 USD
Sale 5,200 27.37 USD
Sale 14,452 27.3872682 USD
Sale 53,127 8.1500
Sale 6,000 27.31133333 USD
Sale 1,600 27.35 USD
Sale 30,000 8.1350
Sale 106,255 8.1500
Sale 4,400 27.330909 USD
Sale 6,400 27.395 USD
Sale 13,480 8.1485
Sale 21,828 27.3548 USD
Sale 4,400 27.32363 USD
Sale 218,318 8.1425
Sale 19,000 8.1350
Sale 8,800 27.405 USD
Sale 3,200 27.28 USD
Sale 16,500 8.1350
Sale 23,200 27.33271034 USD
Sale 400 27.36 USD
Sale 15,347 8.1446
Sale 159,382 8.1500
Sale 2,000 27.3585 USD
Sale 2,400 27.36333 USD
Sale 55,232 27.35903389 USD
Sale 400 27.32 USD
Sale 4,800 27.34 USD
Sale 207,116 27.34986578 USD
Sale 4,000 27.395 USD
Sale 19,200 27.32458333 USD
Sale 1,188 27.363771 USD
Sale 2,400 27.36333 USD
Sale 400 27.3 USD
Sale 11,600 27.17 USD
Sale 800 27.31 USD
Sale 19,676 27.3548224 USD
Sale 12 27.38 USD
Sale 3,600 27.321111 USD
Sale 66,800 27.36982156 USD
Sale 3,184 27.36241 USD
Sale 78,800 27.36548223 USD
Sale 45,600 27.36473684 USD
Sale 136 27.3001 USD
Sale 18,400 27.36717391 USD
Sale 1,600 27.3899 USD
Sale 200,000 27.4011 USD
Sale 74,016 27.37210981 USD
Sale 1,200 27.3966 USD
Sale 6,000 27.37333333 USD
Sale 5,200 27.401769 USD
Sale 3,200 27.341375 USD
Sale 2,000 27.388 USD
Sale 4,400 27.41272727 USD
Sale 3,984 8.1450
Sale 8,800 29 USD
Sale 2,400 8.1175
Sale 1,900 8.1324
Sale 1,757 8.1400
Sale 1,200 8.1500
Sale 10,800 26 USD
Sale 9,600 27.35958333 USD
Sale 400 27.335 USD
Sale 72,056 27.37017153 USD
Sale 24,280 27.34 USD
Sale 2,160 27.3548 USD
Sale 6,000 27.38901333 USD
Sale 4,000 27.36208 USD
Sale 2,744 27.4 USD
Sale 800 27.355 USD
Sale 12,000 27.33666667 USD
Sale 750 8.1151
Sale 60,280 27.34716656 USD
Sale 425 8.1555
Sale 7,200 27.37833333 USD
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 2400 8.1174
CFD Long 1900 8.1323
CFD Long 23267 8.142
CFD Short 6881 8.11
CFD Short 1000 8.1153
CFD Short 11420 8.1375
CFD Short 400 8.1387
CFD Short 68045 8.1407
CFD Short 31184 8.1408
Swap Long 523437 7.6093
Swap Long 1025000 7.6114
Swap Short 1046874 7.6093
Swap Short 1025000 7.6114
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
Call Purchasing 400 50 AMER 19/12/2009 4.2
Call Purchasing 400 55 AMER 19/12/2009 0.91162067
Call Purchasing 800 50 AMER 19/12/2009 4.1
Call Purchasing 800 55 AMER 19/12/2009 0.75
Call Purchasing 1200 55 AMER 19/12/2009 0.6
Call Purchasing 2000 50 AMER 19/12/2009 4.1
Call Purchasing 2000 50 AMER 19/12/2009 4.2
Call Purchasing 4000 55 AMER 16/01/2010 1.35
Call Selling 400 50 AMER 19/12/2009 4.3
Call Selling 400 55 AMER 16/01/2010 1.6
Call Selling 400 60 AMER 19/12/2009 0.1
Call Selling 400 60 AMER 19/12/2009 0.15
Call Selling 1200 55 AMER 19/12/2009 0.6
Call Selling 1600 55 AMER 16/01/2010 1.4
Call Selling 2000 55 AMER 19/12/2009 0.9
Put Purchasing 400 50 AMER 19/12/2009 0.25
Put Purchasing 400 50 AMER 19/12/2009 0.45
Put Purchasing 400 50 AMER 16/01/2010 0.55
Put Purchasing 800 50 AMER 19/12/2009 0.2
Put Purchasing 8000 50 AMER 19/12/2009 0.15
Put Selling 400 50 AMER 19/12/2009 0.45
Put Selling 2000 55 AMER 16/01/2010 2.5
Put Selling 4000 50 AMER 16/01/2010 0.65
Put Selling 4000 55 AMER 19/12/2009 1.75
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 24 November 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 48,400 55 USD AMER 19/12/2009
Option Purchased -22,800 45 USD AMER 19/12/2009
Option Purchased -22,400 40 USD AMER 19/12/2009
Option Purchased -18,000 60 USD AMER 19/12/2009
Option Purchased -7,200 50 USD AMER 16/01/2010
Option Purchased -2,000 55 USD AMER 16/01/2010
Option Purchased 800 30 USD AMER 19/12/2009
Option Purchased 2,000 55 USD AMER 16/01/2010
Option Purchased 8,000 45 USD AMER 19/12/2009
Option Purchased -80,000 45 USD AMER 20/03/2010
Option Purchased 40,400 50 USD AMER 19/12/2009
Option Purchased 500,000 7.4 AMER 18/12/2009
Option Purchased 48,800 55 USD AMER 19/12/2009
Option Purchased 130,400 50 USD AMER 19/12/2009
Option Purchased -750,000 8.60 EURO 18/12/2009
Option Purchased -665,000 7.40 EURO 18/12/2009
Option Purchased -50,000 8.40 EURO 18/12/2009
Option Purchased 375,000 8.00 EURO 18/12/2009
Option Purchased 375,000 8.0 EURO 18/12/2009
Option Purchased 250,000 8.2 AMER 18/12/2009
Option Purchased 9,600 35 USD AMER 19/12/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk