Rule 8.3 - CARILLION
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in CARILLION
Class of relevant security ORD GBP0.50
to which the dealings being
disclosed relate (Note 2)
Date of dealing 23 October 2007
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 6,285,759 2.23% 1,712,692 0.61%
securities
(2) Derivatives 2,057,231 0.73% 5,866,771 2.09%
(other than
options)
(3) Options and 0 0.00% 0 0.00%
agreements to
purchase/sell
Total 8,342,990 2.97% 7,579,463 2.69%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 1,126 3.9006
Purchase 12,872 3.9226
Purchase 4,069 3.9073
Purchase 31 3.9381
Purchase 25 3.9260
Purchase 20,746 3.9195
Purchase 1,126 3.9006
Purchase 800 3.9046
Purchase 900 3.9287
Sale 1,126 3.9006
Sale 2,075 3.9438
Sale 1,500 3.9282
Sale 500 3.9118
Sale 3,506 3.9337
Sale 733 3.9115
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Short 1126 3.9006
CFD Short 4069 3.9072
CFD Short 20746 3.9194
CFD Short 12872 3.9226
CFD Short 25 3.926
CFD Short 31 3.938
CFD Long 500 3.9117
CFD Long 1500 3.9281
CFD Long 3506 3.9336
CFD Long 12647 3.9338
CFD Long 2075 3.9437
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) NO
Date of disclosure 24 October 2007
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk