Rule 8.3 - CARILLION
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in CARILLION
Class of relevant security ORD GBP0.50
to which the dealings being
disclosed relate (Note 2)
Date of dealing 23 November 2007
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 5,868,567 2.09% 2,219,664 0.79%
securities
(2) Derivatives 3,598,397 1.28% 6,747,995 2.40%
(other than
options)
(3) Options and 0 0.00% 0 0.00%
agreements to
purchase/sell
Total 9,466,964 3.37% 8,967,659 3.19%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 20,516 3.5606
Purchase 990 3.6019
Purchase 101 3.5030
Purchase 81,524 3.5210
Purchase 8,584 3.5757
Purchase 14,637 3.5370
Purchase 569 3.5110
Sale 990 3.6019
Sale 469 3.5690
Sale 23,047 3.5638
Sale 5 3.5560
Sale 990 3.6019
Sale 4,138 3.5340
Sale 21,253 3.5333
Sale 900 3.5001
Sale 7,195 3.5349
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Short 101 3.5029
CFD Short 81524 3.5209
CFD Short 14637 3.5369
CFD Short 34712 3.5446
CFD Short 20516 3.5606
CFD Short 8584 3.5756
CFD Long 21253 3.5332
CFD Long 4138 3.5339
CFD Long 5 3.556
CFD Long 23047 3.5638
CFD Long 990 3.6018
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) NO
Date of disclosure 26 November 2007
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk