Rule 8.3 - CARILLION
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in CARILLION
Class of relevant security ORD GBP0.50
to which the dealings being
disclosed relate (Note 2)
Date of dealing 26 November 2007
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 5,882,403 2.09% 2,215,261 0.79%
securities
(2) Derivatives 3,638,139 1.29% 6,854,456 2.44%
(other than
options)
(3) Options and 0 0.00% 0 0.00%
agreements to
purchase/sell
Total 9,520,542 3.39% 9,069,717 3.22%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 1,313 3.5855
Purchase 2,103 3.5648
Purchase 3,464 3.5475
Purchase 995 3.5304
Purchase 9,863 3.5866
Purchase 11,189 3.6319
Purchase 551 3.6242
Purchase 820 3.6240
Purchase 2,600 3.6650
Purchase 327 3.6282
Purchase 1,625 3.6662
Purchase 31,500 3.5981
Sale 760 3.5927
Sale 6,258 3.6539
Sale 6,573 3.6216
Sale 15,794 3.6501
Sale 6,000 3.5546
Sale 5,117 3.5905
Sale 12,012 3.5475
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Short 995 3.5303
CFD Short 49001 3.5836
CFD Short 1313 3.5854
CFD Short 9863 3.5866
CFD Short 31500 3.598
CFD Short 11189 3.6319
CFD Short 2600 3.665
CFD Long 6000 3.5545
CFD Long 5117 3.5905
CFD Long 6573 3.6216
CFD Long 15794 3.65
CFD Long 6258 3.6539
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) NO
Date of disclosure 27 November 2007
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk