Rule 8.3 - CARILLION
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in CARILLION
Class of relevant security ORD GBP0.50
to which the dealings being
disclosed relate (Note 2)
Date of dealing 29 November 2007
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 5,918,349 2.10% 2,163,857 0.77%
securities
(2) Derivatives 3,783,264 1.35% 7,069,825 2.51%
(other than
options)
(3) Options and 0 0.00% 0 0.00%
agreements to
purchase/sell
Total 9,701,613 3.45% 9,233,682 3.28%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 1,856 3.5981
Purchase 137 3.6340
Purchase 500 3.6195
Purchase 700 3.6073
Purchase 600 3.6280
Purchase 11,893 3.6292
Purchase 9,954 3.6253
Purchase 526 3.6125
Purchase 1,856 3.5981
Purchase 700 3.6625
Purchase 12,015 3.6417
Purchase 4,236 3.6455
Sale 4,606 3.6268
Sale 558 3.6285
Sale 526 3.6125
Sale 700 3.6073
Sale 400 3.4863
Sale 15,610 3.6141
Sale 526 3.6125
Sale 1,856 3.5981
Sale 4,500 3.6087
Sale 700 3.6073
Sale 11,748 3.6303
Sale 17,035 3.6255
Sale 22,149 3.6215
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Short 1856 3.598
CFD Short 9954 3.6253
CFD Short 600 3.6279
CFD Short 11893 3.6292
CFD Short 10085 3.6299
CFD Short 12015 3.6417
CFD Short 4236 3.6454
CFD Short 700 3.6625
CFD Long 700 3.6073
CFD Long 526 3.6125
CFD Long 15610 3.614
CFD Long 22149 3.6214
CFD Long 17035 3.6255
CFD Long 4606 3.6268
CFD Long 11748 3.6302
CFD Long 17273 3.6333
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) NO
Date of disclosure 30 November 2007
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk