Rule 8.3 - CARILLION
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in CARILLION
Class of relevant security ORD GBP0.50
to which the dealings being
disclosed relate (Note 2)
Date of dealing 06 November 2007
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 7,179,251 2.55% 1,736,370 0.62%
securities
(2) Derivatives 2,581,735 0.92% 6,151,666 2.19%
(other than
options)
(3) Options and 0 0.00% 0 0.00%
agreements to
purchase/sell
Total 9,760,986 3.47% 7,888,036 2.80%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 20,169 3.8526
Purchase 1,000 3.8915
Purchase 12,793 3.8907
Purchase 15,858 3.8818
Purchase 2,745 3.8110
Purchase 880 3.8994
Purchase 2,935 3.8409
Sale 2,212 3.8878
Sale 6,781 3.8966
Sale 16,675 3.8834
Sale 4,207 3.8903
Sale 10,202 3.8504
Sale 5,000 3.9005
Sale 880 3.8994
Sale 14,592 3.8688
Sale 21,600 3.8996
Sale 880 3.8994
Sale 1,142 3.9094
Sale 715 3.9003
Sale 1,500 3.8550
NB: The below transactions which were previously disclosed have been cancelled
Deal Date Purchase/Sale Number of Price per
Securities unit (GBP)
05/11/2007 Purchase 17,567 3.8496
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Short 12793 3.8907
CFD Long 14592 3.8688
CFD Long 2212 3.8878
CFD Long 4207 3.8903
CFD Long 6781 3.8965
CFD Long 880 3.8993
CFD Long 21600 3.8996
CFD Long 1142 3.9093
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) NO
Date of disclosure 07 November 2007
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk