Rule 8.3 - CARILLION
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in CARILLION
Class of relevant security ORD GBP0.50
to which the dealings being
disclosed relate (Note 2)
Date of dealing 20 November 2007
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 5,870,445 2.09% 2,216,549 0.79%
securities
(2) Derivatives 3,457,235 1.23% 6,583,564 2.34%
(other than
options)
(3) Options and 0 0.00% 0 0.00%
agreements to
purchase/sell
Total 9,327,680 3.32% 8,800,113 3.13%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 19,892 3.2940
Purchase 11,954 3.2686
Purchase 42,060 3.2919
Purchase 1,500 3.2932
Purchase 150 3.3216
Purchase 10,550 3.2870
Purchase 300 3.2880
Purchase 9,491 3.3092
Purchase 3,000 3.3105
Purchase 2,367 3.2937
Purchase 416 3.3190
Purchase 1,060 3.3395
Purchase 300 3.2880
Purchase 303 3.2900
Sale 2,000 3.3962
Sale 546 3.3454
Sale 192 3.2747
Sale 370 3.2634
Sale 361 3.2631
Sale 5,314 3.3291
Sale 10,973 3.2841
Sale 12,911 3.3108
Sale 2,002 3.3700
Sale 300 3.2880
Sale 129,212 3.3450
Sale 173 Transfer
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Short 11954 3.2685
CFD Short 10550 3.287
CFD Short 300 3.288
CFD Short 42060 3.2919
CFD Short 19892 3.2939
CFD Short 9491 3.3092
CFD Long 10973 3.284
CFD Long 62370 3.2931
CFD Long 12911 3.3107
CFD Long 5314 3.3291
CFD Long 6591 3.3494
CFD Long 2002 3.37
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) NO
Date of disclosure 21 November 2007
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk