Rule 8.3 - CARILLION
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in CARILLION
Class of relevant security ORD GBP0.50
to which the dealings being
disclosed relate (Note 2)
Date of dealing 21 November 2007
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 5,887,109 2.09% 2,280,883 0.81%
securities
(2) Derivatives 3,463,568 1.23% 6,533,451 2.32%
(other than
options)
(3) Options and 0 0.00% 0 0.00%
agreements to
purchase/sell
Total 9,350,677 3.32% 8,814,334 3.13%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 8,168 3.3841
Purchase 600 3.2180
Purchase 600 3.2180
Purchase 29,788 3.3300
Purchase 26,020 3.4300
Purchase 5,578 3.2020
Sale 930 3.1833
Sale 200 3.1833
Sale 464 3.2224
Sale 126 3.2899
Sale 191 3.2560
Sale 761 3.2542
Sale 628 3.3328
Sale 3,000 3.3965
Sale 475 3.3146
Sale 704 3.3918
Sale 53 3.2560
Sale 1,688 3.4000
Sale 29,397 3.3783
Sale 600 3.2180
Sale 3,522 3.2714
Sale 32,792 3.3875
Sale 3,873 3.3885
Sale 34,130 3.3203
Sale 1,092 3.3860
Sale 475 3.3212
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Short 5578 3.2019
CFD Short 600 3.218
CFD Short 29788 3.3299
CFD Short 8168 3.384
CFD Long 3522 3.2713
CFD Long 34130 3.3203
CFD Long 29397 3.3782
CFD Long 1092 3.3859
CFD Long 32792 3.3874
CFD Long 3873 3.3884
CFD Long 1688 3.4
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) NO
Date of disclosure 22 November 2007
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk