Rule 8.3 - CARILLION
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in CARILLION
Class of relevant security ORD GBP0.50
to which the dealings being
disclosed relate (Note 2)
Date of dealing 21 January 2008
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 6,280,663 2.23% 2,999,386 1.07%
securities
(2) Derivatives 2,552,647 0.91% 4,359,831 1.55%
(other than
options)
(3) Options and 0 0.00% 0 0.00%
agreements to
purchase/sell
Total 8,833,310 3.14% 7,359,217 2.62%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 30,471 3.0580
Purchase 15,913 3.0627
Purchase 6,265 3.0100
Purchase 14,237 3.0774
Purchase 20,736 3.0693
Purchase 37,671 3.0619
Purchase 106,069 3.0724
Purchase 36,726 3.0544
Purchase 31,373 3.0502
Purchase 20,181 3.0904
Purchase 230,115 3.0692
Purchase 19,853 3.0937
Purchase 134,834 3.0726
Purchase 95,281 3.0644
Purchase 95,281 3.0644
Purchase 6,403 3.1002
Purchase 14,237 3.0774
Sale 6,403 3.1002
Sale 230,115 3.0692
Sale 282 3.0060
Sale 30,471 3.0574
Sale 19,853 3.0934
Sale 20,181 3.0898
Sale 134,834 3.0726
Sale 37,671 3.0616
Sale 15,913 3.0627
Sale 31,373 3.0496
Sale 36,726 3.0541
Sale 14,237 3.0774
Sale 95,281 3.0644
Sale 20,736 3.0687
Sale 369 3.0476
Sale 106,069 3.0724
Sale 230,115 3.0692
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Short 30471 3.058
CFD Short 15958 3.0595
CFD Short 37671 3.0618
CFD Short 20736 3.0692
CFD Short 14237 3.0774
CFD Short 6403 3.1001
CFD Long 31373 3.0495
CFD Long 36726 3.0541
CFD Long 7287 3.0567
CFD Long 15913 3.0626
CFD Long 106069 3.0723
CFD Long 14237 3.0775
CFD Long 20181 3.0898
CFD Long 19853 3.0934
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) NO
Date of disclosure 22 January 2008
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk