Rule 8.3 - EMI GROUP
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in EMI GROUP
Class of relevant security ORD GBP0.14
to which the dealings being
disclosed relate (Note 2)
Date of dealing 28 November 2006
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 25,991,201 3.25% 5,780,782 0.72%
securities
(2) Derivatives 2,287,831 0.29% 2,928,439 0.37%
(other than
options)
(3) Options and 0 0.00% 0 0.00%
agreements to
purchase/sell
Total 28,279,032 3.54% 8,709,221 1.09%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 324,100 2.8076
Purchase 307,850 2.8278
Purchase 29,100 2.8549
Purchase 16,922 2.8450
Purchase 43,000 2.8588
Purchase 119,965 2.8654
Purchase 500,000 2.8263
Sale 2,954 Transfer
Sale 182 2.9134
Sale 36,000 2.8608
Sale 324,000 2.8076
Sale 301,381 2.7912
Sale 29,100 2.8740
Sale 808,331 2.8708
Sale 36,570 Transfer
Sale 1,694 2.8421
Sale 111,215 2.7962
Sale 76,652 2.8639
Sale 63,466 2.8944
Sale 39,064 2.6605
Sale 300,000 2.8971
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price Per Unit Deal Date
(e.g. CFD) (Note 6) Securities (GBP)
(Note 7)
CFD Short 307850 2.8277
CFD Short 29100 2.8549
CFD Short 43000 2.8588
CFD Short 119965 2.8654
CFD Long 39064 2.6605
CFD Long 301381 2.7911
CFD Long 1694 2.8420
CFD Long 76652 2.8638
CFD Long 808331 2.8708
CFD Long 29100 2.8739
CFD Long 63466 2.8944
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) NO
Date of disclosure 29 November 2006
Contact name BARCLAYS COMPLIANCE
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk