Rule 8.3 - HBOS PLC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in HBOS PLC
Class of relevant security ORD GBP0.25
to which the dealings being
disclosed relate (Note 2)
Date of dealing 18 September 2008
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 223,904,165 4.25% 4,646,300 0.09%
securities
(2) Derivatives 35,388,627 0.67% 15,957,385 0.30%
(other than
options)
(3) Options and 5,659,686 0.11% 20,952,911 0.40%
agreements to
purchase/sell
Total 264,952,478 5.03% 41,556,596 0.79%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 45,000 1.1600
Purchase 27,260 1.8300
Purchase 19,600 1.8820
Purchase 504 2.0416
Purchase 877,853 1.4710
Purchase 1,500,000 1.7269
Purchase 240,917 1.8785
Purchase 45,075 1.4710
Purchase 2,663,848 1.8301
Purchase 30,000 1.9529
Purchase 4,508 1.7260
Purchase 45,075 1.6892
Purchase 250,000 1.8261
Purchase 2,300 2.2775
Purchase 793,716 1.2727
Purchase 2,014,678 1.7145
Purchase 263 Transfer
Purchase 643,520 1.9328
Purchase 1,004,880 2.1003
Purchase 500 1.9180
Purchase 180,000 2.2371
Purchase 2,772 1.9063
Purchase 26,386 1.8782
Purchase 70,211 2.1250
Purchase 27,598 2.1250
Purchase 152,566 1.8433
Purchase 44,481 1.8782
Purchase 125,533 1.7260
Purchase 3,500 1.8380
Purchase 1,750 1.8308
Purchase 4,975 1.8140
Purchase 217,538 1.8782
Purchase 113,159 1.8782
Purchase 16,370 2.1250
Purchase 134,973 2.1250
Purchase 50,848 2.1250
Purchase 81,953 1.8782
Purchase 292 Transfer
Purchase 16,314 1.7260
Purchase 3,500 1.8380
Purchase 11,013 1.8782
Sale 250,000 1.8261
Sale 268 2.0170
Sale 3,206,915 2.0462
Sale 500 1.9178
Sale 13,662 1.8673
Sale 104,254 2.0383
Sale 767,604 2.1199
Sale 997,766 2.0972
Sale 835,746 2.1660
Sale 1,554 3.1400
Sale 278,591 1.4635
Sale 45,075 1.4710
Sale 154 1.7961
Sale 271,000 1.8691
Sale 105,691 1.4635
Sale 4,024,391 1.5920
Sale 679,156 1.9352
Sale 2,663,848 1.8301
Sale 245,000 2.0000
Sale 16,000 2.1100
Sale 100,000 2.0000
Sale 100,000 2.0350
Sale 1,915 1.7260
Sale 88,432 1.7260
Sale 500 2.2300
Sale 575 1.8700
Sale 33,586 1.7260
Sale 292 Transfer
Sale 877,853 1.4710
Sale 642,293 1.9587
Sale 263 Transfer
Sale 167,322 1.8805
Sale 160 Transfer
Sale 185 2.1307
Sale 141 Transfer
Sale 13,073 2.2535
Sale 232,526 1.8805
Sale 162 2.0352
Sale 265 Transfer
Sale 11,200 1.9819
Sale 30,000 1.6545
Sale 875 1.8997
Sale 82,145 1.4635
Sale 155 1.9010
Sale 2,964,856 1.7293
Sale 577,218 1.8805
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 36780 1.8228
CFD Long 410924 1.8266
CFD Long 2663848 1.83
CFD Long 136298 1.8342
CFD Long 13662 1.8672
CFD Long 875 1.8997
CFD Long 500 1.9178
CFD Long 642376 1.9415
CFD Long 642293 1.9587
CFD Long 11200 1.9819
CFD Long 268 2.017
CFD Long 104254 2.0382
CFD Long 3206915 2.0461
CFD Long 997766 2.0972
CFD Long 835746 2.166
CFD Long 13073 2.2534
CFD Short 2663848 1.83
CFD Short 1750 1.8307
CFD Short 152566 1.8433
CFD Short 240917 1.8785
CFD Short 2772 1.9062
CFD Short 500 1.918
CFD Short 643520 1.9327
CFD Short 504 2.0416
CFD Short 1004880 2.1002
CFD Short 16652 2.1425
CFD Short 2300 2.2775
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 19 September 2008
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased -3,000,000 3.0000 EURO 19/12/2008
Option Purchased -500 719.0000 EURO 18/12/2009
Option Purchased -500 759.0000 EURO 19/09/2008
Option Purchased -500 799.0000 EURO 18/12/2009
Option Purchased -250 879.0000 EURO 18/12/2009
Option Purchased -250 879.0000 EURO 18/12/2009
Option Purchased -250 899.0000 EURO 19/12/2008
Option Purchased -124 899.0000 EURO 19/12/2008
Option Purchased -68 759.0000 EURO 19/09/2008
Option Purchased 250 559.0000 EURO 19/12/2008
Option Purchased 250 559.0000 EURO 19/12/2008
Option Purchased 500 360.0000 EURO 19/06/2009
Option Purchased 500 360.0000 EURO 19/06/2009
Option Purchased -500 639.0000 EURO 18/12/2009
Option Purchased -10,010,411 0.0000 EURO 18/12/2009
Option Purchased 3,000,000 3.0000 EURO 19/12/2008
Option Purchased -2,002,082 5.6941 AMER 17/12/2010
Option Purchased -1,501,562 3.7960 AMER 17/12/2010
Option Purchased -1,001,041 4.7850 AMER 17/12/2010
Option Purchased -1,000,000 3.0000 EURO 19/12/2008
Option Purchased -750,781 3.9958 AMER 17/12/2010
Option Purchased -750,781 8.4912 EURO 19/12/2008
Option Purchased -600,625 3.9958 AMER 17/12/2010
Option Purchased -207,929 0.0000 EURO 26/05/2009
Option Purchased -124,757 0.0000 EURO 26/05/2009
Option Purchased 124,757 7.7482 EURO 26/05/2009
Option Purchased 207,929 7.7482 EURO 26/05/2009
Option Purchased 1,000,000 3.0000 EURO 19/12/2008
Option Purchased 1,325,000 2.6000 AMER 19/09/2008
Option Purchased 500 639.0000 EURO 19/12/2008
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk
www.thetakeoverpanel.org.uk