Rule 8.3 - HBOS PLC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in HBOS PLC
Class of relevant security ORD GBP0.25
to which the dealings being
disclosed relate (Note 2)
Date of dealing 19 September 2008
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 221,229,262 4.20% 5,852,519 0.11%
securities
(2) Derivatives 34,824,688 0.66% 15,298,381 0.29%
(other than
options)
(3) Options and 4,334,686 0.08% 20,952,343 0.40%
agreements to
purchase/sell
Total 260,388,636 4.94% 42,103,243 0.80%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 3,179 2.2250
Purchase 5,849 2.2250
Purchase 3,346 2.2250
Purchase 173 Transfer
Purchase 35,895 2.2101
Purchase 106 Transfer
Purchase 30,000 2.3025
Purchase 1,008 2.3030
Purchase 1,025 1.4710
Purchase 2,401 2.3087
Purchase 3,581 2.2250
Purchase 1,019 2.2250
Purchase 451,496 2.4091
Purchase 146,841 2.2250
Purchase 93,200 2.3999
Purchase 250,000 1.8261
Purchase 2,000,000 2.2261
Purchase 72,542 2.2250
Purchase 96,685 2.3199
Purchase 990 1.9918
Purchase 4,508 2.2250
Purchase 3,097 2.2250
Purchase 1 2.2250
Purchase 14,168 2.2250
Purchase 822,512 2.1948
Purchase 550,068 2.3875
Purchase 149,175 2.3932
Purchase 50,000 1.8594
Purchase 25,377 1.4710
Purchase 35,909 2.2250
Sale 190,833 2.2700
Sale 35,909 2.2250
Sale 56,111 2.2512
Sale 31,114 2.2250
Sale 1,893 Transfer
Sale 45,000 2.1000
Sale 899 2.2500
Sale 31 Transfer
Sale 2,401 2.3087
Sale 7,518 2.4000
Sale 661 Transfer
Sale 1,470 2.2950
Sale 106 Transfer
Sale 1,811 Transfer
Sale 2,863,286 2.3055
Sale 173 Transfer
Sale 3,346 2.2250
Sale 450 Transfer
Sale 190,833 2.2700
Sale 822,512 2.1948
Sale 10,000 2.2325
Sale 800,000 2.1146
Sale 1,207 2.2250
Sale 7,700 2.3300
Sale 357,968 2.2250
Sale 25,377 1.4710
Sale 1,025 1.4710
Sale 5,826 2.3983
Sale 17,452 2.3983
Sale 31,131 2.3983
Sale 36,390 2.3983
Sale 17,743 2.3983
Sale 1,200 2.4150
Sale 4,473 2.2250
Sale 939,993 2.2277
Sale 29,057 2.3983
Sale 9,194 2.3983
Sale 41,802 2.3983
Sale 4,087 2.3983
Sale 251,641 2.3983
Sale 20,338 2.3983
Sale 500 2.1675
Sale 388,990 2.2250
Sale 6,471 2.2250
Sale 17 2.2250
Sale 3,000 2.3800
Sale 17,616 2.3983
Sale 3,500 2.2975
Sale 3,500 2.2975
Sale 72,542 2.2250
Sale 1,000 2.3900
Sale 58,407 2.2843
Sale 21,882 2.3983
Sale 11,448 2.3983
Sale 4,600 2.3900
Sale 1,600 2.2500
Sale 850 2.2750
Sale 10,000 2.2900
Sale 60,000 2.4150
Sale 800 2.2000
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 899 2.25
CFD Long 56111 2.2512
CFD Long 58407 2.2842
CFD Long 2401 2.3087
CFD Long 96685 2.3199
CFD Long 474021 2.32
CFD Short 250000 1.826
CFD Short 990 1.9918
CFD Short 1008 2.3029
CFD Short 2401 2.3087
CFD Short 96685 2.3198
CFD Short 149175 2.3931
CFD Short 93200 2.3999
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 22 September 2008
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased -2,002,082 5.6941 AMER 17/12/2010
Option Purchased -500 719.0000 EURO 18/12/2009
Option Purchased -500 799.0000 EURO 18/12/2009
Option Purchased -250 879.0000 EURO 18/12/2009
Option Purchased -250 879.0000 EURO 18/12/2009
Option Purchased -250 899.0000 EURO 19/12/2008
Option Purchased -124 899.0000 EURO 19/12/2008
Option Purchased 250 559.0000 EURO 19/12/2008
Option Purchased 250 559.0000 EURO 19/12/2008
Option Purchased 500 360.0000 EURO 19/06/2009
Option Purchased 500 360.0000 EURO 19/06/2009
Option Purchased 500 639.0000 EURO 19/12/2008
Option Purchased -500 639.0000 EURO 18/12/2009
Option Purchased -3,000,000 3.0000 EURO 19/12/2008
Option Purchased 3,000,000 3.0000 EURO 19/12/2008
Option Purchased -1,501,562 3.7960 AMER 17/12/2010
Option Purchased -1,001,041 4.7850 AMER 17/12/2010
Option Purchased -1,000,000 3.0000 EURO 19/12/2008
Option Purchased -750,781 3.9958 AMER 17/12/2010
Option Purchased -750,781 8.4912 EURO 19/12/2008
Option Purchased -600,625 3.9958 AMER 17/12/2010
Option Purchased -207,929 0.0000 EURO 26/05/2009
Option Purchased -124,757 0.0000 EURO 26/05/2009
Option Purchased 124,757 7.7482 EURO 26/05/2009
Option Purchased 207,929 7.7482 EURO 26/05/2009
Option Purchased 1,000,000 3.0000 EURO 19/12/2008
Option Purchased -10,010,411 EURO 18/12/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk
www.thetakeoverpanel.org.uk