Rule 8.3 - HBOS PLC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in HBOS PLC
Class of relevant security ORD GBP0.25
to which the dealings being
disclosed relate (Note 2)
Date of dealing 22 September 2008
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 221,256,108 4.20% 11,474,897 0.22%
securities
(2) Derivatives 35,725,663 0.68% 15,299,389 0.29%
(other than
options)
(3) Options and 4,334,686 0.08% 20,952,343 0.40%
agreements to
purchase/sell
Total 261,316,457 4.96% 47,726,629 0.91%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 6,994 2.2250
Purchase 731 2.1148
Purchase 30,883 2.1380
Purchase 6,352 2.0900
Purchase 97,202 2.1384
Purchase 2,314 2.1148
Purchase 471,785 2.1383
Purchase 11,233 2.1148
Purchase 1,561,610 2.1383
Purchase 37,178 2.1148
Purchase 125,332 2.0900
Purchase 68,068 7.5900
Purchase 68,068 7.5900
Purchase 1,065 2.1148
Purchase 178,172 2.1811
Purchase 543 Transfer
Purchase 110 Transfer
Purchase 51,101 2.1811
Purchase 1,304,467 2.2250
Purchase 1 Transfer
Purchase 495 2.0853
Purchase 33,485 2.1563
Purchase 228 Transfer
Purchase 1,449 2.2250
Purchase 155,094 2.2250
Purchase 1,260 2.1713
Purchase 84,147 2.1811
Purchase 78 Transfer
Purchase 219,539 2.0900
Purchase 77,014 2.0900
Purchase 5,300 2.1768
Purchase 15,778 2.0900
Purchase 625,625 2.2250
Purchase 5,030 2.1268
Purchase 6,550 2.1268
Purchase 12,908 2.1268
Purchase 44,927 2.1381
Purchase 23,896 2.1365
Purchase 9,211 2.1373
Purchase 216 2.1148
Purchase 196 2.1148
Purchase 34,974 2.1380
Purchase 3,189 2.1463
Purchase 830 2.1148
Purchase 45,524 2.1381
Purchase 1,081 2.1148
Purchase 85,035 2.1383
Purchase 2,029 2.1148
Purchase 1,560 2.1148
Purchase 8,435 2.1373
Purchase 65,821 2.1381
Sale 155,094 2.2250
Sale 210 2.1925
Sale 547 Transfer
Sale 1,227,346 2.0994
Sale 1,091 2.2399
Sale 543 Transfer
Sale 370 Transfer
Sale 946,230 2.1602
Sale 1,498 2.2375
Sale 54,947 2.0900
Sale 142 2.3325
Sale 252 2.1972
Sale 2,475 2.0997
Sale 1,325,000 2.6000
Sale 1,318 1.9100
Sale 155,094 2.1782
Sale 58 2.3975
Sale 12,821 2.2250
Sale 204 2.1975
Sale 4,93 6 2.2250
Sale 1,780 2.1298
Sale 88,322 2.0900
Sale 152 2.3375
Sale 27,867 2.0900
Sale 68,068 7.5900
Sale 2,118 2.1298
Sale 78 Transfer
Sale 660 Transfer
Sale 1,449 2.2250
Sale 35,040 2.3729
Sale 504 2.2025
Sale 1,304,467 2.2250
Sale 191 2.3975
Sale 6,994 2.2250
Sale 2,697 2.1298
Sale 26,580 2.1767
Sale 766 2.1298
Sale 110 Transfer
Sale 12,797 2.2250
Sale 77,014 2.0900
Sale 228 Transfer
Sale 71 2.1075
Sale 208 2.1750
Sale 18,930 2.4000
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 2475 2.0996
CFD Long 54535 2.1374
CFD Long 844460 2.1376
CFD Long 252 2.1972
CFD Short 495 2.0853
CFD Short 1260 2.1712
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 23 September 2008
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased -2,002,082 5.6941 AMER 17/12/2010
Option Purchased -500 799.0000 EURO 18/12/2009
Option Purchased -500 799.0000 EURO 18/12/2009
Option Purchased -250 879.0000 EURO 18/12/2009
Option Purchased -250 899.0000 EURO 19/12/2008
Option Purchased -250 899.0000 EURO 19/12/2008
Option Purchased -124 899.0000 EURO 19/12/2008
Option Purchased 250 559.0000 EURO 19/12/2008
Option Purchased 250 559.0000 EURO 19/12/2008
Option Purchased 500 360.0000 EURO 19/06/2009
Option Purchased 500 360.0000 EURO 19/06/2009
Option Purchased 500 360.0000 EURO 19/06/2009
Option Purchased -500 639.0000 EURO 18/12/2009
Option Purchased -3,000,000 3.0000 EURO 19/12/2008
Option Purchased 3,000,000 3.0000 EURO 19/12/2008
Option Purchased -1,501,562 3.7960 AMER 17/12/2010
Option Purchased -1,001,041 4.7850 AMER 17/12/2010
Option Purchased -1,000,000 3.0000 EURO 19/12/2008
Option Purchased -750,781 3.9958 AMER 17/12/2010
Option Purchased -750,781 8.4912 EURO 19/12/2008
Option Purchased -600,625 3.9958 AMER 17/12/2010
Option Purchased -207,929 0.0000 EURO 26/05/2009
Option Purchased -124,757 0.0000 EURO 26/05/2009
Option Purchased 124,757 7.7482 EURO 26/05/2009
Option Purchased 207,929 7.7482 EURO 26/05/2009
Option Purchased 1,000,000 3.0000 EURO 19/12/2008
Option Purchased -10,010,411 6.7900 EURO 18/12/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk
www.thetakeoverpanel.org.uk