Rule 8.3 - HBOS PLC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in HBOS PLC
Class of relevant security ORD GBP0.25
to which the dealings being
disclosed relate (Note 2)
Date of dealing 23 September 2008
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 221,049,460 4.20% 6,106,334 0.12%
securities
(2) Derivatives 35,659,657 0.68% 14,377,471 0.27%
(other than
options)
(3) Options and 4,334,686 0.08% 20,952,343 0.40%
agreements to
purchase/sell
Total 261,043,803 4.95% 41,436,148 0.79%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 1,650 1.8990
Purchase 1,100 1.8990
Purchase 2,075 1.8990
Purchase 2,000 1.8990
Purchase 6,700 1.8990
Purchase 2,650 1.8990
Purchase 1,250 1.8990
Purchase 10,750 1.8990
Purchase 1,050 1.8990
Purchase 2,025 1.8990
Purchase 2,525 1.8990
Purchase 2,650 1.8990
Purchase 1,250 1.8990
Purchase 2,000 1.8990
Purchase 3,950 1.8990
Purchase 1,850 1.8990
Purchase 71,501 1.8633
Purchase 242 Transfer
Purchase 455,717 1.8908
Purchase 1,574 Transfer
Purchase 33,052 1.9018
Purchase 9,041 1.9860
Purchase 5,545 1.8900
Purchase 168 1.8613
Purchase 1,450 1.8990
Purchase 115,692 2.0900
Purchase 4,050 1.8990
Purchase 3,340 1.8990
Purchase 2,250 1.8990
Purchase 1,300 1.8990
Purchase 4,300 1.8990
Purchase 1,650 1.8990
Purchase 3,425 1.8990
Purchase 925 1.8990
Purchase 219,539 2.0900
Purchase 1,700 1.8990
Purchase 2,375 1.8990
Purchase 5,400 1.8990
Purchase 900 1.8990
Purchase 23,951 1.7923
Purchase 140,000 2.0900
Purchase 1,650 1.9030
Purchase 5,700 1.8990
Purchase 2,050 1.8990
Purchase 1,050 1.8990
Purchase 87,500 1.8020
Purchase 22,183 1.8639
Purchase 28,818 1.8639
Purchase 33,052 1.9019
Purchase 56,783 1.8639
Purchase 1,200 1.8900
Purchase 2,775 1.9030
Purchase 1,050 1.8990
Purchase 1,300 1.8990
Purchase 1,600 1.8990
Purchase 2,650 1.8990
Purchase 1,150 1.8990
Purchase 1,300 1.8990
Purchase 1,050 1.8990
Purchase 1,975 1.9030
Purchase 2,325 1.8990
Purchase 3,670 1.8603
Purchase 1,825 1.9030
Purchase 950 1.8990
Sale 1,285 2.0653
Sale 295 2.1675
Sale 212 2.1675
Sale 143 2.1675
Sale 242 Transfer
Sale 284 Transfer
Sale 495 1.8807
Sale 252 1.8098
Sale 1,574 3.1054
Sale 126 1.8450
Sale 15,154 1.8793
Sale 30,256 1.8536
Sale 4,309 1.8793
Sale 4,270 1.8020
Sale 151,007 1.8020
Sale 833 1.9030
Sale 11,907 1.8793
Sale 7,000 1.8340
Sale 5,000 1.8340
Sale 1,100 1.8680
Sale 4,555 2.0900
Sale 10,010 1.8793
Sale 33,052 1.9018
Sale 1,000,000 1.8011
Sale 115,692 2.0900
Sale 70 Transfer
Sale 5,000 1.8637
Sale 96 2.1675
Sale 219,539 2.0900
Sale 558 Transfer
Sale 500 1.8510
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 252 1.8098
CFD Long 921834 1.8633
CFD Long 5000 1.8637
CFD Long 495 1.8807
CFD Short 168 1.8612
CFD Short 71501 1.8632
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 24 September 2008
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 1,000,000 3.0000 EURO 19/12/2008
Option Purchased 250 559.0000 EURO 19/12/2008
Option Purchased 500 360.0000 EURO 19/06/2009
Option Purchased 500 360.0000 EURO 19/06/2009
Option Purchased 500 639.0000 EURO 19/12/2008
Option Purchased -500 639.0000 EURO 18/12/2009
Option Purchased -500 719.0000 EURO 18/12/2009
Option Purchased -500 799.0000 EURO 18/12/2009
Option Purchased -250 879.0000 EURO 18/12/2009
Option Purchased -250 879.0000 EURO 18/12/2009
Option Purchased -250 899.0000 EURO 19/12/2008
Option Purchased -124 899.0000 EURO 19/12/2008
Option Purchased 250 559.0000 EURO 19/12/2008
Option Purchased 207,929 7.7482 EURO 26/05/2009
Option Purchased -124,757 0.0000 EURO 26/05/2009
Option Purchased 3,000,000 3.0000 EURO 19/12/2008
Option Purchased -10,010,411 6.7900 EURO 18/12/2009
Option Purchased -3,000,000 3.0000 EURO 19/12/2008
Option Purchased -2,002,082 5.6941 AMER 17/12/2010
Option Purchased -1,501,562 3.7960 AMER 17/12/2010
Option Purchased -1,001,041 4.7850 AMER 17/12/2010
Option Purchased -1,000,000 3.0000 EURO 19/12/2008
Option Purchased -750,781 3.9958 AMER 17/12/2010
Option Purchased -750,781 8.4912 EURO 19/12/2008
Option Purchased -600,625 3.9958 AMER 17/12/2010
Option Purchased -207,929 0.0000 EURO 26/05/2009
Option Purchased 124,757 7.7482 EURO 26/05/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk
www.thetakeoverpanel.org.uk