Rule 8.3 - HBOS PLC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in HBOS PLC
Class of relevant security ORD GBP0.25
to which the dealings being
disclosed relate (Note 2)
Date of dealing 24 September 2008
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 225,018,554 4.27% 4,123,514 0.08%
securities
(2) Derivatives 35,653,203 0.68% 14,083,821 0.27%
(other than
options)
(3) Options and 4,334,686 0.08% 20,952,343 0.40%
agreements to
purchase/sell
Total 265,006,443 5.03% 39,159,678 0.74%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 2,450 1.8050
Purchase 1,975 1.8150
Purchase 6,700 1.8150
Purchase 5,100 1.8150
Purchase 3,300 1.8150
Purchase 1,850 1.8150
Purchase 4,500 1.8150
Purchase 5,800 1.8150
Purchase 1,750 1.8150
Purchase 1,600 1.8150
Purchase 3,300 1.8150
Purchase 2,450 1.8150
Purchase 2,200 1.8150
Purchase 4,100 1.8150
Purchase 7,500 1.8150
Purchase 8,952 1.8533
Purchase 1,700 1.8150
Purchase 7,000 1.8150
Purchase 1,475 1.8150
Purchase 2,900 1.8150
Purchase 2,600 1.8150
Purchase 108,034 .0239
Purchase 9,085 .0239
Purchase 170,844 .0239
Purchase 25,981 .0223
Purchase 8,256 1.8492
Purchase 892,035 .0239
Purchase 9,231 .0239
Purchase 8,872 .0239
Purchase 14,568 .0223
Purchase 3,850 1.8150
Purchase 72,235 1.8660
Purchase 2,700 1.8150
Purchase 15,836 .0239
Purchase 15,825 .0239
Purchase 11,000 1.8278
Purchase 1,464,655 .0223
Purchase 60,000 .0239
Purchase 11,636 .0239
Purchase 56,684 .0239
Purchase 1,750 1.8150
Purchase 1,524 1.8523
Purchase 11,010 1.8020
Purchase 32,829 1.8533
Purchase 19,433 1.8533
Purchase 8,500 1.8150
Purchase 7,508 1.8190
Purchase 9,434 1.8533
Purchase 3,815 1.8190
Purchase 5,204 1.8533
Purchase 34,992 1.8050
Purchase 28,186 1.8533
Purchase 33,801 1.8533
Purchase 9,494 1.8050
Purchase 45,582 1.8533
Purchase 9,760 1.8533
Purchase 48,304 1.8533
Purchase 6,936 1.8533
Purchase 76,971 1.8533
Purchase 2,953 1.8190
Purchase 1,800 1.8150
Purchase 2,300 1.8150
Purchase 542,200 1.8020
Purchase 18,214 1.8533
Purchase 2,900 1.8150
Purchase 26,971 1.8533
Purchase 2,900 1.8150
Purchase 4,075 1.8050
Purchase 2,300 1.8150
Purchase 1,700 1.8150
Purchase 22,642 1.8533
Purchase 2,850 1.8150
Purchase 2,900 1.8150
Purchase 7,000 1.8150
Purchase 10,000 1.8090
Sale 288 1.8440
Sale 514 1.8498
Sale 72,235 1.8660
Sale 110 2.0450
Sale 166 1.7630
Sale 1,000 1.8327
Sale 5,500 1.8273
Sale 3,421 1.8170
Sale 186 1.8440
Sale 59 Transfer
Sale 1,962 1.8545
Sale 1,962 1.8545
Sale 9,541 1.8478
Sale 333 1.8810
Sale 54 Transfer
Sale 370 1.8410
Sale 573 1.8060
Sale 13,162 1.8050
Sale 1,252 1.8170
Sale 4,354 1.8170
Sale 2,889 1.8170
Sale 242 1.8880
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 5500 1.8272
CFD Long 1000 1.8327
CFD Long 7826 1.8363
CFD Long 293136 1.8493
CFD Long 514 1.8497
CFD Short 11000 1.8278
CFD Short 8256 1.8492
CFD Short 1524 1.8522
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 25 September 2008
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 1,000,000 3.0000 EURO 19/12/2008
Option Purchased 250 559.0000 EURO 19/12/2008
Option Purchased 500 360.0000 EURO 19/06/2009
Option Purchased 500 360.0000 EURO 19/06/2009
Option Purchased 500 639.0000 EURO 19/12/2008
Option Purchased -500 639.0000 EURO 18/12/2009
Option Purchased -500 719.0000 EURO 18/12/2009
Option Purchased -500 799.0000 EURO 18/12/2009
Option Purchased -250 879.0000 EURO 18/12/2009
Option Purchased -250 879.0000 EURO 18/12/2009
Option Purchased -250 899.0000 EURO 19/12/2008
Option Purchased -124 899.0000 EURO 19/12/2008
Option Purchased 250 559.0000 EURO 19/12/2008
Option Purchased 207,929 7.7482 EURO 26/05/2009
Option Purchased -124,757 0.0000 EURO 26/05/2009
Option Purchased 3,000,000 3.0000 EURO 19/12/2008
Option Purchased -10,010,411 6.7900 EURO 18/12/2009
Option Purchased -3,000,000 3.0000 EURO 19/12/2008
Option Purchased -2,002,082 5.6941 AMER 17/12/2010
Option Purchased -1,501,562 3.7960 AMER 17/12/2010
Option Purchased -1,001,041 4.7850 AMER 17/12/2010
Option Purchased -1,000,000 3.0000 EURO 19/12/2008
Option Purchased -750,781 3.9958 AMER 17/12/2010
Option Purchased -750,781 8.4912 EURO 19/12/2008
Option Purchased -600,625 3.9958 AMER 17/12/2010
Option Purchased -207,929 0.0000 EURO 26/05/2009
Option Purchased 124,757 7.7482 EURO 26/05/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk
www.thetakeoverpanel.org.uk