Rule 8.3 - HBOS PLC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in HBOS PLC
Class of relevant security ORD GBP0.25
to which the dealings being
disclosed relate (Note 2)
Date of dealing 26 September 2008
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 225,108,023 4.27% 3,458,944 0.07%
securities
(2) Derivatives 35,938,533 0.68% 13,725,429 0.26%
(other than
options)
(3) Options and 4,334,686 0.08% 20,952,343 0.40%
agreements to
purchase/sell
Total 265,381,242 5.04% 38,136,716 0.72%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 798,996 1.8050
Purchase 387 Transfer
Purchase 14,568 2.3869
Purchase 9,231 2.3869
Purchase 1,464,655 2.3869
Purchase 11,636 2.3869
Purchase 108,034 2.3869
Purchase 9,085 2.3869
Purchase 15,836 2.3869
Purchase 56,684 2.3869
Purchase 60,000 2.3869
Purchase 170,844 2.3869
Purchase 892,035 2.3869
Purchase 396 Transfer
Purchase 750,000 1.7339
Purchase 25,981 2.3869
Purchase 185 Transfer
Purchase 43,750 1.7330
Purchase 2,688 1.7760
Purchase 542,200 1.8377
Purchase 100,000 1.7455
Purchase 43,246 1.8400
Purchase 1,204 1.7680
Purchase 15,825 2.3869
Purchase 7,500 1.7440
Purchase 8,872 2.3869
Purchase 63,489 1.7536
Sale 123 1.7720
Sale 245 1.8460
Sale 308 1.7800
Sale 250 Transfer
Sale 71 1.8460
Sale 387 Transfer
Sale 100,000 1.7177
Sale 272 Transfer
Sale 186 1.8460
Sale 193 1.8680
Sale 9,480 1.7554
Sale 600 1.7640
Sale 798,996 1.8050
Sale 542,200 1.8377
Sale 2,241 1.7493
Sale 913 1.7493
Sale 1,020 1.7240
Sale 275 1.7580
Sale 6,500 1.7400
Sale 6,936 1.7367
Sale 43,246 1.8400
Sale 289 Transfer
Sale 3,800 1.7640
Sale 4,100 1.7230
Sale 30,033 1.7330
Sale 4,550 1.7640
Sale 287 1.8440
Sale 156 1.7430
Sale 126 1.7640
Sale 2,950 1.7640
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 6936 1.7367
CFD Long 278393 1.7599
CFD Long 131845 1.7638
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 29 September 2008
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 1,000,000 3.0000 EURO 19/12/2008
Option Purchased 250 559.0000 EURO 19/12/2008
Option Purchased 500 360.0000 EURO 19/06/2009
Option Purchased 500 360.0000 EURO 19/06/2009
Option Purchased 500 639.0000 EURO 19/12/2008
Option Purchased -500 639.0000 EURO 18/12/2009
Option Purchased -500 719.0000 EURO 18/12/2009
Option Purchased -500 799.0000 EURO 18/12/2009
Option Purchased -250 879.0000 EURO 18/12/2009
Option Purchased -250 879.0000 EURO 18/12/2009
Option Purchased -250 899.0000 EURO 19/12/2008
Option Purchased -124 899.0000 EURO 19/12/2008
Option Purchased 250 559.0000 EURO 19/12/2008
Option Purchased 207,929 7.7482 EURO 26/05/2009
Option Purchased -124,757 0.0000 EURO 26/05/2009
Option Purchased 3,000,000 3.0000 EURO 19/12/2008
Option Purchased -10,010,411 6.7900 EURO 18/12/2009
Option Purchased -3,000,000 3.0000 EURO 19/12/2008
Option Purchased -2,002,082 5.6941 AMER 17/12/2010
Option Purchased -1,501,562 3.7960 AMER 17/12/2010
Option Purchased -1,001,041 4.7850 AMER 17/12/2010
Option Purchased -1,000,000 3.0000 EURO 19/12/2008
Option Purchased -750,781 3.9958 AMER 17/12/2010
Option Purchased -750,781 8.4912 EURO 19/12/2008
Option Purchased -600,625 3.9958 AMER 17/12/2010
Option Purchased -207,929 0.0000 EURO 26/05/2009
Option Purchased 124,757 7.7482 EURO 26/05/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk
www.thetakeoverpanel.org.uk