Rule 8.3 - HBOS PLC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in HBOS PLC
Class of relevant security ORD GBP0.25
to which the dealings being
disclosed relate (Note 2)
Date of dealing 30 September 2008
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 223,210,767 4.24% 3,096,372 0.06%
securities
(2) Derivatives 35,865,575 0.68% 13,711,786 0.26%
(other than
options)
(3) Options and 4,334,686 0.08% 20,952,343 0.40%
agreements to
purchase/sell
Total 263,411,028 5.00% 37,760,501 0.72%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 2,551 1.2240
Purchase 398,421 1.2527
Purchase 577,516 1.2240
Purchase 6,400 1.4200
Purchase 45,000 1.4200
Purchase 30,000 1.3600
Purchase 185 Transfer
Purchase 20,000 1.5000
Purchase 111,961 1.4530
Purchase 1,783 Transfer
Purchase 10,000 1.2000
Purchase 3,850 1.2979
Purchase 190,273 1.2505
Purchase 50,489 1.2240
Purchase 168 1.2712
Purchase 2,565 1.2550
Purchase 20,000 1.6239
Purchase 109,325 1.2240
Purchase 23,310 1.2900
Purchase 9,250 1.2481
Sale 82 1.2500
Sale 72,553 1.2601
Sale 60 1.5763
Sale 302 1.5753
Sale 322 1.5673
Sale 111,961 1.4530
Sale 182,684 1.3263
Sale 251 1.2511
Sale 708 1.2950
Sale 233 1.2710
Sale 153 1.2673
Sale 142,022 1.3263
Sale 247 1.5733
Sale 39 1.5160
Sale 224 1.5793
Sale 18,030 1.2624
Sale 60,250 1.2624
Sale 387 Transfer
Sale 50,095 1.2714
Sale 93,360 1.2601
Sale 261 1.2540
Sale 185 Transfer
Sale 1,962 1.8545
Sale 190,273 1.2505
Sale 54,540 1.2519
Sale 3,701 1.2240
Sale 59,269 1.2240
Sale 40,785 1.2240
Sale 11,452 1.2240
Sale 250 1.2500
Sale 32,930 1.2240
Sale 577,516 1.2240
Sale 273 1.5773
Sale 47 1.2660
Sale 318 1.5703
Sale 168 1.2703
Sale 141 1.6013
Sale 472,112 1.3263
Sale 113 1.2540
Sale 260 1.5763
Sale 240,951 1.2601
Sale 232 1.1452
Sale 35,780 1.2624
Sale 161 1.2680
Sale 577,516 1.2240
Sale 190,273 1.2505
Sale 750,000 1.2240
Sale 204 1.2550
Sale 2,000 1.2733
Sale 292 1.5653
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 168 1.2702
CFD Long 50095 1.2713
CFD Long 2000 1.2733
CFD Short 11562 1.224
CFD Short 168 1.2711
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 01 October 2008
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 1,000,000 3.0000 EURO 19/12/2008
Option Purchased 250 559.0000 EURO 19/12/2008
Option Purchased 500 360.0000 EURO 19/06/2009
Option Purchased 500 360.0000 EURO 19/06/2009
Option Purchased 500 639.0000 EURO 19/12/2008
Option Purchased -500 639.0000 EURO 18/12/2009
Option Purchased -500 719.0000 EURO 18/12/2009
Option Purchased -500 799.0000 EURO 18/12/2009
Option Purchased -250 879.0000 EURO 18/12/2009
Option Purchased -250 879.0000 EURO 18/12/2009
Option Purchased -250 899.0000 EURO 19/12/2008
Option Purchased -124 899.0000 EURO 19/12/2008
Option Purchased 250 559.0000 EURO 19/12/2008
Option Purchased 207,929 7.7482 EURO 26/05/2009
Option Purchased -124,757 0.0000 EURO 26/05/2009
Option Purchased 3,000,000 3.0000 EURO 19/12/2008
Option Purchased -10,010,411 6.7900 EURO 18/12/2009
Option Purchased -3,000,000 3.0000 EURO 19/12/2008
Option Purchased -2,002,082 5.6941 AMER 17/12/2010
Option Purchased -1,501,562 3.7960 AMER 17/12/2010
Option Purchased -1,001,041 4.7850 AMER 17/12/2010
Option Purchased -1,000,000 3.0000 EURO 19/12/2008
Option Purchased -750,781 3.9958 AMER 17/12/2010
Option Purchased -750,781 8.4912 EURO 19/12/2008
Option Purchased -600,625 3.9958 AMER 17/12/2010
Option Purchased -207,929 0.0000 EURO 26/05/2009
Option Purchased 124,757 7.7482 EURO 26/05/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk
www.thetakeoverpanel.org.uk