Rule 8.3 - HBOS PLC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in HBOS PLC
Class of relevant security ORD GBP0.25
to which the dealings being
disclosed relate (Note 2)
Date of dealing 01 October 2008
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 232,198,579 4.41% 4,924,226 0.09%
securities
(2) Derivatives 35,918,108 0.68% 13,755,529 0.26%
(other than
options)
(3) Options and 4,334,686 0.08% 20,952,343 0.40%
agreements to
purchase/sell
Total 272,451,373 5.17% 39,632,098 0.75%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Price per unit
Securities (GBP)
Purchase 5,035 1
Purchase 2,893 1.481
Purchase 10,257 1
Purchase 3,278 1
Purchase 8,220 1
Purchase 4,745 1
Purchase 2,407 1
Purchase 2,104 1
Purchase 21,620 1
Purchase 10,051 1
Purchase 2,125 1
Purchase 7,441 1
Purchase 5,264 1
Purchase 6,134 1
Purchase 478 1
Purchase 709 1
Purchase 35,717 1
Purchase 8,352 1
Purchase 447,920 1
Purchase 7,010 1
Purchase 34,049 1
Purchase 112,734 1
Purchase 34,102 1
Purchase 16,465 1
Purchase 8,174 1
Purchase 884 1
Purchase 20,724 1
Purchase 595 1
Purchase 22,606 1
Purchase 3,145 1
Purchase 3,908 1
Purchase 54,489 1
Purchase 19,606 1
Purchase 635 1
Purchase 583 1
Purchase 16,865 1
Purchase 3,523 1
Purchase 847 1
Purchase 9,109 1
Purchase 5,009 1
Purchase 35,978 1
Purchase 51,351 1
Purchase 261 1
Purchase 82,443 1
Purchase 201 1
Purchase 29,780 1
Purchase 34,038 1
Purchase 3,972 1
Purchase 5,049 1
Purchase 3,675 1.481
Purchase 846,490 1.315
Purchase 1,354 1.433
Purchase 2,500 Transfer
Purchase 772 Transfer
Purchase 45,868 Transfer
Purchase 505 Transfer
Purchase 792,387 1.224
Purchase 1,554 Transfer
Purchase 6,113 Transfer
Purchase 127,619 Transfer
Purchase 65,691 Transfer
Purchase 1,000,000 1.4818
Purchase 481,378 Transfer
Purchase 133 Transfer
Purchase 9,841 Transfer
Purchase 30 Transfer
Purchase 57,223 Transfer
Purchase 20,000 1.2595
Purchase 604,242 1.315
Purchase 4,787 Transfer
Purchase 733 Transfer
Purchase 169 Transfer
Purchase 1,550 Transfer
Purchase 9,841 Transfer
Purchase 29 Transfer
Purchase 40,192 Transfer
Purchase 31,461 1
Purchase 4,465 1
Purchase 13,802 1
Purchase 19,811 1
Purchase 126,082 1
Purchase 477,529 1
Purchase 47,615 1
Purchase 18,943 1
Purchase 741 Transfer
Purchase 13,716 Transfer
Purchase 78 Transfer
Purchase 25,725 1.481
Purchase 3,520 1
Purchase 34,301 1.481
Purchase 66 Transfer
Purchase 3,218 Transfer
Purchase 84 1.3111
Purchase 32,199 Transfer
Purchase 112,655 1.493
Purchase 5,400 Transfer
Purchase 2,085,202 1.315
Purchase 251,758 Transfer
Purchase 450,620 1.419
Purchase 10,483 Transfer
Purchase 4,724 1
Purchase 60,093 1
Purchase 13,476 1
Purchase 24,862 1
Purchase 888 1
Purchase 8,671 1
Purchase 2,997 1
Purchase 43,499 1
Purchase 2,527 1
Purchase 89,740 1.481
Purchase 207,877 1
Purchase 502 1
Purchase 4,529 1
Purchase 10,791 1
Purchase 437 1
Purchase 63 1
Purchase 3,436 1
Purchase 35,525 1
Purchase 80,309 1.481
Purchase 3,943 1
Purchase 6,609 1.481
Purchase 2,642 1
Purchase 4,622 1
Purchase 869 1
Purchase 102,105 1
Purchase 13,808 1
Purchase 2,987 1
Purchase 235 1
Purchase 6,081 1
Purchase 2,023 1
Purchase 15,477 1
Purchase 2,432 1
Purchase 5,519 1
Purchase 31,953 1
Purchase 4,962 1
Purchase 2,457 1
Purchase 29,700 1
Purchase 6,577 1
Purchase 20,101 1
Purchase 206 1
Purchase 182 1
Purchase 168,862 1
Purchase 1,270 1
Purchase 1,537 1
Purchase 256 1
Purchase 1,198 1
Purchase 19,350 1
Purchase 1,559 1
Purchase 96 1
Purchase 3,330 1
Purchase 17,095 1
Purchase 6,548 1
Purchase 20,664 1
Purchase 21,407 1
Purchase 5,736 1
Purchase 1,794 1
Purchase 690 1
Purchase 5,327 1
Purchase 8,775 1
Purchase 5,383 1
Purchase 438,496 1.481
Purchase 63,124 1
Purchase 6,866 1
Purchase 38,942 1
Purchase 1,369,720 1
Purchase 943 1
Purchase 8,365 1
Purchase 110,116 1
Purchase 28,852 1
Purchase 24,966 1
Purchase 3,737 1
Purchase 4,449 1
Purchase 7,990 1
Purchase 7,410 1
Purchase 673 1
Purchase 2,439 1
Purchase 136 1
Purchase 4,473 1
Purchase 23,926 1
Purchase 353 1
Purchase 297,107 1
Purchase 2,572 1
Purchase 12,367 1
Purchase 74,339 1
Purchase 18,169 1
Purchase 4,022 1
Purchase 524 1
Purchase 771 1
Purchase 13,860 1
Purchase 516 1
Purchase 22,565 1.481
Purchase 863 1
Purchase 510 1
Purchase 741 1
Purchase 3,951 1
Purchase 15,717 1
Purchase 3,718 1
Purchase 79,465 1
Purchase 9,384 1
Purchase 2,469 1
Sale 199 1.2686
Sale 12,970 1.2991
Sale 213 1.2501
Sale 156,623 Transfer
Sale 379 1.266
Sale 325,747 Transfer
Sale 10,000 1.55
Sale 43,340 1.2991
Sale 505 Transfer
Sale 550 1.36
Sale 164 1.254
Sale 28,525 Transfer
Sale 509 1.437
Sale 660 1.353
Sale 35,840 1.315
Sale 550 1.319
Sale 71,160 1.315
Sale 32,620 1.481
Sale 1,354 1.441
Sale 33,052 1.224
Sale 2,375 1.431
Sale 58,597 1.481
Sale 1,300 1.4691
Sale 600 1.4691
Sale 800 1.5128
Sale 8 Transfer
Sale 32,447 Transfer
Sale 104 1.271
Sale 24,776 Transfer
Sale 302,236 1.5527
Sale 1,700,000 1.4645
Sale 25,740 1.2991
Sale 2,334 1.3291
Sale 792,387 1.224
Sale 150 1.2471
Sale 127,619 Transfer
Sale 168 1.4308
Sale 117 1.271
Sale 119,810 1.315
Sale 229 1.269
Sale 128 1.217
Sale 352 1.25
Sale 2,905 Transfer
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 89779 1
CFD Long 168 1.4307
CFD Long 800 1.5127
CFD Short 84 1.311
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 02 October 2008
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 1,000,000 3.0000 EURO 19/12/2008
Option Purchased 250 559.0000 EURO 19/12/2008
Option Purchased 500 360.0000 EURO 19/06/2009
Option Purchased 500 360.0000 EURO 19/06/2009
Option Purchased 500 639.0000 EURO 19/12/2008
Option Purchased -500 639.0000 EURO 18/12/2009
Option Purchased -500 719.0000 EURO 18/12/2009
Option Purchased -500 799.0000 EURO 18/12/2009
Option Purchased -250 879.0000 EURO 18/12/2009
Option Purchased -250 879.0000 EURO 18/12/2009
Option Purchased -250 899.0000 EURO 19/12/2008
Option Purchased -124 899.0000 EURO 19/12/2008
Option Purchased 250 559.0000 EURO 19/12/2008
Option Purchased 207,929 7.7482 EURO 26/05/2009
Option Purchased -124,757 0.0000 EURO 26/05/2009
Option Purchased 3,000,000 3.0000 EURO 19/12/2008
Option Purchased -10,010,411 6.7900 EURO 18/12/2009
Option Purchased -3,000,000 3.0000 EURO 19/12/2008
Option Purchased -2,002,082 5.6941 AMER 17/12/2010
Option Purchased -1,501,562 3.7960 AMER 17/12/2010
Option Purchased -1,001,041 4.7850 AMER 17/12/2010
Option Purchased -1,000,000 3.0000 EURO 19/12/2008
Option Purchased -750,781 3.9958 AMER 17/12/2010
Option Purchased -750,781 8.4912 EURO 19/12/2008
Option Purchased -600,625 3.9958 AMER 17/12/2010
Option Purchased -207,929 0.0000 EURO 26/05/2009
Option Purchased 124,757 7.7482 EURO 26/05/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk
www.thetakeoverpanel.org.uk