Rule 8.3 - HBOS PLC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in HBOS PLC
Class of relevant security ORD GBP0.25
to which the dealings being
disclosed relate (Note 2)
Date of dealing 09 October 2008
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 235,451,469 4.36% 2,774,512 0.05%
securities
(2) Derivatives 35,661,567 0.66% 13,533,932 0.25%
(other than
options)
(3) Options and 4,334,686 0.08% 20,952,343 0.39%
agreements to
purchase/sell
Total 275,447,722 5.09% 37,260,787 0.69%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Price per unit
Securities (GBP)
Purchase 28 Transfer
Purchase 13 Transfer
Purchase 135 Transfer
Purchase 18,589 1.5327
Purchase 53,067 1.1700
Purchase 444 Transfer
Purchase 67,593 1.5880
Purchase 137 Transfer
Purchase 150,507 1.5350
Purchase 43,710 1.5171
Purchase 21 Transfer
Purchase 22,530 1.5350
Purchase 11,960 1.5791
Purchase 8,700 1.5350
Purchase 22,420 1.5350
Purchase 17,936 1.5350
Purchase 317,400 .9393
Purchase 67,260 .5890
Purchase 36,177 1.4833
Purchase 224,200 1.5350
Purchase 8,700 1.4670
Purchase 17,800 1.4670
Purchase 3,776 1.5791
Sale 91 1.4830
Sale 164 1.5590
Sale 67,260 1.5970
Sale 168 1.3808
Sale 43,710 1.5171
Sale 500 1.5158
Sale 561 1.5350
Sale 135 Transfer
Sale 974 1.5080
Sale 67,593 1.5880
Sale 26 1.3830
Sale 53,067 1.1700
Sale 64,972 1.5171
Sale 793 1.5170
Sale 317,400 .9393
Sale 42,247 1.4895
Sale 402 Transfer
Sale 20,770 1.5700
Sale 277 1.5690
Sale 328,638 1.5350
Sale 50,000 1.5550
Sale 174 Transfer
NB: The below transactions which were previously disclosed have been cancelled
Deal Date Purchase/Sale Number of Securities Price per unit (GBP)
09/10/2008 Purchase 8,700 1.5350
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 168 1.3808
CFD Long 159259 1.4805
CFD Long 36468 1.4837
CFD Long 34957 1.497
CFD Long 500 1.5157
CFD Long 16290 1.5332
CFD Long 102090 1.5333
CFD Long 20770 1.57
CFD Short 106737 1.4821
CFD Short 145183 1.488
CFD Short 43710 1.517
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 10 October 2008
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased -2,002,082 5.6941 AMER 17/12/2010
Option Purchased -500 719.0000 EURO 18/12/2009
Option Purchased -500 799.0000 EURO 18/12/2009
Option Purchased -250 879.0000 EURO 18/12/2009
Option Purchased -250 879.0000 EURO 18/12/2009
Option Purchased -250 899.0000 EURO 19/12/2008
Option Purchased -124 899.0000 EURO 19/12/2008
Option Purchased 250 559.0000 EURO 19/12/2008
Option Purchased 250 559.0000 EURO 19/12/2008
Option Purchased 500 360.0000 EURO 19/06/2009
Option Purchased 500 360.0000 EURO 19/06/2009
Option Purchased 500 639.0000 EURO 19/12/2008
Option Purchased -500 639.0000 EURO 18/12/2009
Option Purchased -3,000,000 3.0000 EURO 19/12/2008
Option Purchased 3,000,000 3.0000 EURO 19/12/2008
Option Purchased -1,501,562 3.7960 AMER 17/12/2010
Option Purchased -1,001,041 4.7850 AMER 17/12/2010
Option Purchased -1,000,000 3.0000 EURO 19/12/2008
Option Purchased -750,781 3.9958 AMER 17/12/2010
Option Purchased -750,781 8.4912 EURO 19/12/2008
Option Purchased -600,625 3.9958 AMER 17/12/2010
Option Purchased -207,929 0.0000 EURO 26/05/2009
Option Purchased -124,757 0.0000 EURO 26/05/2009
Option Purchased 124,757 7.7482 EURO 26/05/2009
Option Purchased 207,929 7.7482 EURO 26/05/2009
Option Purchased 1,000,000 3.0000 EURO 19/12/2008
Option Purchased -10,010,411 9.7900 EURO 18/12/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk
www.thetakeoverpanel.org.uk