Rule 8.3 - HBOS PLC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in HBOS PLC
Class of relevant security ORD GBP0.25
to which the dealings being
disclosed relate (Note 2)
Date of dealing 10 October 2008
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 235,952,774 4.36% 2,416,966 0.04%
securities
(2) Derivatives 35,211,681 0.65% 13,597,657 0.25%
(other than
options)
(3) Options and 4,334,686 0.08% 20,952,343 0.39%
agreements to
purchase/sell
Total 275,499,141 5.10% 36,966,966 0.68%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Price per unit
Securities (GBP)
Purchase 2,300 1.3340
Purchase 5,548 1.5350
Purchase 73,483 1.5350
Purchase 3,380 1.1310
Purchase 11,134 1.2420
Purchase 90,124 1.2563
Purchase 287,116 1.2677
Purchase 733 Transfer
Purchase 464 1.2420
Purchase 2,800 1.3410
Purchase 815 1.5900
Purchase 3,844 1.3100
Purchase 749,873 1.2340
Purchase 13,030 1.2420
Purchase 326,005 1.2420
Purchase 27,435 1.2420
Purchase 2,600 1.2550
Purchase 4,500 1.3209
Purchase 20,000 1.2680
Purchase 12,158 1.2824
Purchase 43,710 1.5168
Purchase 315,434 1.2413
Purchase 89,660 1.2400
Purchase 26,340 1.1700
Sale 3 1.1660
Sale 5,548 1.5350
Sale 353 1.1660
Sale 464 1.2420
Sale 160,744 1.2470
Sale 29 1.2400
Sale 912 1.1870
Sale 1,127 1.2120
Sale 421 1.2590
Sale 46 2.9075
Sale 554 1.2800
Sale 89,660 1.2462
Sale 135 1.1600
Sale 151 1.1680
Sale 81,112 1.2194
Sale 9 1.1660
Sale 40 1.5551
Sale 2,316 1.2520
Sale 26,340 1.1700
Sale 5,669 1.2170
Sale 446 1.2300
Sale 14,651 1.2420
Sale 21,664 1.2420
Sale 87,665 1.2420
Sale 122,731 1.2420
Sale 1,077 1.2540
Sale 820 1.2810
Sale 733 Transfer
Sale 92 2.9075
Sale 73,483 1.5350
Sale 99,222 1.2485
Sale 75,916 1.2470
Sale 46,102 1.2470
Sale 300,000 1.2414
Sale 72 1.1640
Sale 227,121 1.2232
Sale 90,124 1.2563
Sale 2,100 1.2853
Sale 32,400 1.2393
Sale 315,434 1.2413
Sale 4 Transfer
NB: The below transactions which were previously disclosed have been cancelled
Deal Date Purchase/Sale Number of Securities Price per unit (GBP)
08/10/2008 Sale 282,803 1.2470
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 32400 1.2393
CFD Long 99222 1.2485
CFD Long 2100 1.2852
CFD Long 312598 1.3181
CFD Short 749873 1.234
CFD Short 287116 1.2677
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 13 October 2008
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 1,000,000 3.0000 EURO 19/12/2008
Option Purchased 250 559.0000 EURO 19/12/2008
Option Purchased 500 360.0000 EURO 19/06/2009
Option Purchased 500 360.0000 EURO 19/06/2009
Option Purchased 500 639.0000 EURO 19/12/2008
Option Purchased -500 639.0000 EURO 18/12/2009
Option Purchased -500 719.0000 EURO 18/12/2009
Option Purchased -500 799.0000 EURO 18/12/2009
Option Purchased -250 879.0000 EURO 18/12/2009
Option Purchased -250 879.0000 EURO 18/12/2009
Option Purchased -250 899.0000 EURO 19/12/2008
Option Purchased -124 899.0000 EURO 19/12/2008
Option Purchased 250 559.0000 EURO 19/12/2008
Option Purchased 207,929 7.7482 EURO 26/05/2009
Option Purchased -124,757 0.0000 EURO 26/05/2009
Option Purchased 3,000,000 3.0000 EURO 19/12/2008
Option Purchased -10,010,411 6.7900 EURO 18/12/2009
Option Purchased -3,000,000 3.0000 EURO 19/12/2008
Option Purchased -2,002,082 5.6941 AMER 17/12/2010
Option Purchased -1,501,562 3.7960 AMER 17/12/2010
Option Purchased -1,001,041 4.7850 AMER 17/12/2010
Option Purchased -1,000,000 3.0000 EURO 19/12/2008
Option Purchased -750,781 3.9958 AMER 17/12/2010
Option Purchased -750,781 8.4912 EURO 19/12/2008
Option Purchased -600,625 3.9958 AMER 17/12/2010
Option Purchased -207,929 0.0000 EURO 26/05/2009
Option Purchased 124,757 7.7482 EURO 26/05/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk
www.thetakeoverpanel.org.uk