Rule 8.3 - HBOS PLC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in HBOS PLC
Class of relevant security ORD GBP0.25
to which the dealings being
disclosed relate (Note 2)
Date of dealing 13 October 2008
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 235,336,113 4.35% 3,092,270 0.06%
securities
(2) Derivatives 35,297,430 0.65% 13,664,188 0.25%
(other than
options)
(3) Options and 4,334,686 0.08% 20,952,343 0.39%
agreements to
purchase/sell
Total 274,968,229 5.09% 37,708,801 0.70%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Price per unit
Securities (GBP)
Purchase 59 1.1222
Purchase 11,950 .9616
Purchase 26,880 .9000
Purchase 60,358 1.2420
Purchase 31,360 .9000
Purchase 208,279 1.2420
Purchase 27,637 1.2420
Purchase 90,128 .8957
Purchase 4,506 .8700
Purchase 236,000 .9014
Purchase 7,556 .9616
Purchase 350,000 .9000
Purchase 500,000 .8664
Purchase 333 1.2420
Purchase 39,781 1.2000
Purchase 3,500 .8050
Purchase 30,455 .9000
Purchase 8,995 1.1275
Purchase 3,000 .9115
Purchase 236,000 .9014
Sale 487 .9680
Sale 10,475 .9000
Sale 359 .9680
Sale 638 Transfer
Sale 262,995 .9000
Sale 377,425 1.1269
Sale 84 1.3170
Sale 82 1.2500
Sale 195 Transfer
Sale 2,221 .9660
Sale 25,362 .9530
Sale 27,637 1.2420
Sale 292 Transfer
Sale 405 1.1430
Sale 141 1.3170
Sale 102 Transfer
Sale 325 1.2800
Sale 1,000,000 .9666
Sale 1,118 1.2620
Sale 351 .9620
Sale 1,273 .9631
Sale 806 Transfer
Sale 3,143 .9555
Sale 187 1.2860
Sale 500,000 .8999
Sale 3,730 1.2000
Sale 169 1.2620
Sale 2,316 .9000
Sale 101 Transfer
Sale 60,358 1.2420
Sale 180 1.2580
Sale 144 1.2920
Sale 181 1.2920
Sale 333 1.2420
Sale 245 1.2050
Sale 464 1.0710
Sale 733 1.0570
Sale 102 1.2560
Sale 208,279 1.2420
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 500000 0.8998
CFD Long 60446 0.9
CFD Long 28045 0.9425
CFD Long 25362 0.953
CFD Long 377425 1.1268
CFD Short 500000 0.8664
CFD Short 472000 0.9013
CFD Short 59 1.1222
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 14 October 2008
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 1,000,000 3.0000 EURO 19/12/2008
Option Purchased 250 559.0000 EURO 19/12/2008
Option Purchased 500 360.0000 EURO 19/06/2009
Option Purchased 500 360.0000 EURO 19/06/2009
Option Purchased 500 639.0000 EURO 19/12/2008
Option Purchased -500 639.0000 EURO 18/12/2009
Option Purchased -500 719.0000 EURO 18/12/2009
Option Purchased -500 799.0000 EURO 18/12/2009
Option Purchased -250 879.0000 EURO 18/12/2009
Option Purchased -250 879.0000 EURO 18/12/2009
Option Purchased -250 899.0000 EURO 19/12/2008
Option Purchased -124 899.0000 EURO 19/12/2008
Option Purchased 250 559.0000 EURO 19/12/2008
Option Purchased 207,929 7.7482 EURO 26/05/2009
Option Purchased -124,757 0.0000 EURO 26/05/2009
Option Purchased 3,000,000 3.0000 EURO 19/12/2008
Option Purchased -10,010,411 6.7900 EURO 18/12/2009
Option Purchased -3,000,000 3.0000 EURO 19/12/2008
Option Purchased -2,002,082 5.6941 AMER 17/12/2010
Option Purchased -1,501,562 3.7960 AMER 17/12/2010
Option Purchased -1,001,041 4.7850 AMER 17/12/2010
Option Purchased -1,000,000 3.0000 EURO 19/12/2008
Option Purchased -750,781 3.9958 AMER 17/12/2010
Option Purchased -750,781 8.4912 EURO 19/12/2008
Option Purchased -600,625 3.9958 AMER 17/12/2010
Option Purchased -207,929 0.0000 EURO 26/05/2009
Option Purchased 124,757 7.7482 EURO 26/05/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk
www.thetakeoverpanel.org.uk