Rule 8.3 - HBOS PLC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in HBOS PLC
Class of relevant security ORD GBP0.25
to which the dealings being
disclosed relate (Note 2)
Date of dealing 31 October 2008
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 245,902,748 4.55% 5,025,882 0.09%
securities
(2) Derivatives 40,917,521 0.76% 35,768,303 0.66%
(other than
options)
(3) Options and 4,334,686 0.08% 20,952,343 0.39%
agreements to
purchase/sell
Total 291,154,955 5.39% 61,746,528 1.14%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Price per unit
Securities (GBP)
Purchase 5,879 .9930
Purchase 692,184 .9400
Purchase 16,739 .9991
Purchase 1,000 .9772
Purchase 2,160,333 .9400
Purchase 475 .9759
Purchase 29,738 .9810
Purchase 8,629 .9930
Purchase 166,781 1.0036
Purchase 122,346 .9930
Purchase 18,237 .9930
Purchase 151,007 .9930
Purchase 8,832 .9930
Purchase 35,066 .9930
Purchase 10,688 .9930
Purchase 6,014 .9930
Purchase 21,551 .9930
Purchase 125,147 .9930
Purchase 1,045 .9930
Purchase 27,979 .9930
Purchase 1,344 .9930
Sale 692,184 .9400
Sale 451 .9061
Sale 2,232 .9930
Sale 206 .9131
Sale 6 .9581
Sale 387 .9761
Sale 27,000 .9673
Sale 21,047 .9500
Sale 2,160,333 .9400
Sale 290 .9131
Sale 2,367 .9930
Sale 607 .9331
Sale 2,052 .9141
Sale 11,034 .9930
Sale 11,760 .9930
Sale 13,237 .9930
Sale 37,063 .9930
Sale 3,505 .9930
Sale 79 .9221
Sale 312 .9781
Sale 16,988 .9930
Sale 384 .9861
Sale 11,383 .9598
Sale 94 .9021
Sale 248,320 .9509
Sale 63 .9728
Sale 190 .9011
Sale 38,041 .9930
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 248320 0.9508
CFD Long 27000 0.9672
CFD Long 63 0.9728
CFD Long 26661 0.9933
CFD Short 475 0.9759
CFD Short 1000 0.9771
CFD Short 29738 0.981
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 03 November 2008
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased -500 799.0000 EURO 18/12/2009
Option Purchased -1,000,000 3.0000 EURO 19/12/2008
Option Purchased 1,000,000 3.0000 EURO 19/12/2008
Option Purchased 3,000,000 3.0000 EURO 19/12/2008
Option Purchased -250 879.0000 EURO 18/12/2009
Option Purchased -10,010,411 EURO 18/12/2009
Option Purchased -2,002,082 5.6941 AMER 17/12/2010
Option Purchased -1,501,562 3.7960 AMER 17/12/2010
Option Purchased -1,001,041 4.7850 AMER 17/12/2010
Option Purchased -750,781 3.9958 AMER 17/12/2010
Option Purchased -750,781 8.4912 EURO 19/12/2008
Option Purchased -600,625 3.9958 AMER 17/12/2010
Option Purchased -3,000,000 3.0000 EURO 19/12/2008
Option Purchased -500 719.0000 EURO 18/12/2009
Option Purchased 207,929 7.7482 EURO 26/05/2009
Option Purchased -250 879.0000 EURO 18/12/2009
Option Purchased -250 899.0000 EURO 19/12/2008
Option Purchased -124 899.0000 EURO 19/12/2008
Option Purchased 250 559.0000 EURO 19/12/2008
Option Purchased 250 559.0000 EURO 19/12/2008
Option Purchased 500 360.0000 EURO 19/06/2009
Option Purchased 500 360.0000 EURO 19/06/2009
Option Purchased 500 639.0000 EURO 19/12/2008
Option Purchased -207,929 0.0000 EURO 26/05/2009
Option Purchased -124,757 0.0000 EURO 26/05/2009
Option Purchased 124,757 7.7482 EURO 26/05/2009
Option Purchased -500 639.0000 EURO 18/12/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk
www.thetakeoverpanel.org.uk