Rule 8.3 - HMV GROUP
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in HMV GROUP
Class of relevant security ORD GBP0.01
to which the dealings being
disclosed relate (Note 2)
Date of dealing 21 December 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of
relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 4,214,280 0.99% 0 0.00%
securities
(2) Derivatives 70,801 0.02% 1,136,737 0.27%
(other than
options
(3) Options and 0 0.00% 0 0.00%
agreements to
purchase/sell
Total 4,285,081 1.01% 1,136,737 0.27%
(b) Interests and short positions in relevant securities of the company,
other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 27,547 .9575
Purchase 22,250 .9632
Purchase 19,295 .9582
Purchase 6,950 .9641
Purchase 3,071 .9655
Purchase 1,283 .9601
Purchase 300 .9633
Purchase 101 .9550
Sale 29,386 .9578
Sale 22,208 .9625
Sale 13,049 .9536
Sale 7,100 .9690
Sale 4,319 .9639
Sale 1,815 .9644
Sale 100 .9710
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 22208 0.9625
CFD Long 7100 0.969
CFD Long 100 0.971
CFD Short 1283 0.9601
CFD Short 22250 0.9632
CFD Short 300 0.9633
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) NO
Date of disclosure 22 December 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk