Rule 8.3 - INVERNESS MEDICAL INNOVATIONS INC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in INVERNESS MEDICAL INNOVATIONS INC
Class of relevant security COM STK USD0.001
to which the dealings being
disclosed relate (Note 2)
Date of dealing 22 June 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 2,134,251 2.71% 85,490 0.11%
securities
(2) Derivatives 0 0.00%
(other than
options)
(3) Options and 122,100 0.16% 56,900 0.07%
agreements to
purchase/sell
Total 2,256,351 2.87% 142,390 0.18%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 2,600 34.3153
Purchase 4,687 34.2913
Purchase 100 34.36
Purchase 100 34.13
Purchase 297 34.4000 USD
Purchase 307 34.5328
Purchase 158 34.4000 USD
Purchase 21 34.4000 USD
Purchase 500 34.338
Purchase 246 34.4000 USD
Purchase 100 34.23
Purchase 1,036 34.4000 USD
Purchase 53 34.4000 USD
Purchase 51 34.4000 USD
Purchase 42 34.4000 USD
Purchase 1,809 34.3130
Purchase 530 34.4000 USD
Purchase 22 34.4000 USD
Purchase 100 34.17
Purchase 600 34.1433
Purchase 1,100 34.1590
Purchase 400 34.4725
Sale 68 34.4000 USD
Sale 495 34.2824 USD
Sale 340 34.4000 USD
Sale 246 34.4000 USD
Sale 200 34.4150 USD
Sale 565 34.2824 USD
Sale 131 34.4000 USD
Sale 109 34.3401
Sale 55 34.2566 USD
Sale 26 34.4000 USD
Sale 145 34.2824 USD
Sale 1,500 34.4094
Sale 307 34.5327
Sale 1,500 34.25
Sale 400 34.32
Sale 440 34.4436
Sale 260 34.56
Sale 200 34.655
Sale 2,600 34.3153 USD
Sale 300 34.65
Sale 589 34.2566 USD
Sale 300 35
Sale 5,500 30
Sale 1,981 34.25
Sale 97 34.5101
Sale 2,436 34.2824 USD
Sale 1,866 34.2824 USD
Sale 913 34.2824 USD
Sale 300 34.67
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
Call Purchase 100 35 American 22/08/2009 2.225
Call Purchase 100 35 American 21/11/2009 3.750
Call Purchase 100 40 American 22/08/200 0.450
Call Purchase 100 40 American 22/08/2009 0.600
Call Purchase 200 35 American 21/11/2009 3.750
Call Purchase 400 40 American 22/08/2009 0.600
Call Purchase 2500 35 American 22/08/2009 2.080
Call Sale 100 35 American 22/08/2009 2.150
Call Sale 100 35 American 22/08/2009 2.225
Call Sale 100 35 American 21/11/2009 3.750
Call Sale 100 35 American 21/11/2009 3.800
Call Sale 100 40 American 22/08/2009 0.600
Call Sale 200 35 American 21/11/2009 3.750
Call Sale 400 40 American 22/08/2009 0.600
Put Purchase 100 30 American 22/08/2009 1.000
Put Purchase 400 30 American 22/08/2009 1.000
Put Purchase 400 35 American 18/07/2009 1.500
Put Purchase 400 35 American 18/07/2009 1.800
Put Sale 100 30 American 22/08/2009 1.000
Put Sale 400 30 American 22/08/2009 1.000
Put Sale 400 35 American 18/07/2009 1.800
Put Sale 2500 30 American 22/08/2009 1.080
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 23 June 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased -1,000 30.0000 AMER 21/11/2009
Option Purchased -23,900 25.0000 AMER 22/08/2009
Option Purchased 100 35.0000 AMER 22/08/2009
Option Purchased 100 15.0000 AMER 16/01/2010
Option Purchased -100 17.5000 AMER 22/08/2009
Option Purchased -100 17.5000 AMER 16/01/2010
Option Purchased -500 20.0000 AMER 22/08/2009
Option Purchased -500 20.0000 AMER 22/08/2009
Option Purchased 400 50.0000 AMER 21/11/2009
Option Purchased -900 30.0000 AMER 18/07/2009
Option Purchased 700 35.0000 AMER 16/01/2010
Option Purchased -1,200 30.0000 AMER 22/01/2011
Option Purchased -2,000 40.0000 AMER 18/07/2009
Option Purchased -2,000 22.5000 AMER 22/08/2009
Option Purchased -2,400 25.0000 AMER 16/01/2010
Option Purchased -2,800 35.0000 AMER 18/07/2009
Option Purchased -3,000 30.0000 AMER 22/08/2009
Option Purchased -4,600 25.0000 AMER 16/01/2010
Option Purchased -11,100 30.0000 AMER 18/07/2009
Option Purchased -800 40.0000 AMER 16/01/2010
Option Purchased 2,700 50.0000 AMER 16/01/2010
Option Purchased 22,300 25.0000 AMER 22/08/2009
Option Purchased 7,900 35.0000 AMER 22/08/2009
Option Purchased 6,900 30.0000 AMER 16/01/2010
Option Purchased 6,400 30.0000 AMER 16/01/2010
Option Purchased 6,300 35.0000 AMER 18/07/2009
Option Purchased 5,700 40.0000 AMER 22/08/2009
Option Purchased 4,400 35.0000 AMER 16/01/2010
Option Purchased 400 40.0000 AMER 21/11/2009
Option Purchased 3,600 35.0000 AMER 21/11/2009
Option Purchased 40,000 35.0000 AMER 22/08/2009
Option Purchased 2,300 45.0000 AMER 16/01/2010
Option Purchased 1,500 30.0000 AMER 22/08/2009
Option Purchased 1,200 30.0000 AMER 21/11/2009
Option Purchased 1,000 55.0000 AMER 22/01/2011
Option Purchased 1,000 45.0000 AMER 21/11/2009
Option Purchased 1,000 40.0000 AMER 22/01/2011
Option Purchased 900 25.0000 AMER 22/01/2011
Option Purchased 900 22.5000 AMER 22/08/2009
Option Purchased 4,400 20.0000 AMER 16/01/2010
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk